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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042102) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 SPRINT CORP 938,800 5,951 0.07% Call
202 TWITTER INC 114,412 5,901 0.07%
203 3M CO 41,600 5,893 0.07% Call
204 ABBVIE INC 100,000 5,776 0.07% Put
205 BED BATH & BEYOND INC 87,100 5,733 0.06% Put
206 SYSCO CORP 150,800 5,722 0.06% Call
207 TESLA INC 2,800,000 5,646 0.06%
208 SYNCHRONOSS TECHNOLOGIES INC 5,000,000 5,536 0.06%
209 PHILIP MORRIS INTL INC 65,900 5,496 0.06% Put
210 SINA CORP 133,322 5,484 0.06%
211 LORILLARD 91,500 5,481 0.06% Put
212 INTERCONTINENTAL EXCHANGE IN 27,889 5,439 0.06%
213 DU PONT E I DE NEMOURS & CO 75,600 5,425 0.06% Call
214 CENTERPOINT ENERGY INC 216,600 5,300 0.06% Call
215 ROI ACQUISITION CORP II 525,000 5,297 0.06%
216 HENNESSY CAP ACQUISITION COR 500,000 5,245 0.06%
217 HONEYWELL INTL INC 56,300 5,242 0.06% Put
218 TELEFLEX INC 3,000,000 5,213 0.06%
219 FORD MTR CO DEL 348,596 5,152 0.06%
220 ORACLE CORP 133,000 5,091 0.06% Put
221 ALLERGAN PLC 20,500 4,946 0.06% Call
222 RITE AID CORP 2,500,000 4,859 0.05%
223 TIBCO SOFTWARE INC 200,000 4,726 0.05%
224 AOL INC 104,300 4,688 0.05% Call
225 DISH NETWORK A 70,500 4,552 0.05%
226 LORILLARD 75,017 4,494 0.05%
227 T MOBILE US INC 155,600 4,492 0.05% Call
228 AMERICAN INTL GROUP INC 81,800 4,418 0.05% Put
229 HONEYWELL INTL INC 47,400 4,413 0.05% Call
230 TESLA INC 18,100 4,392 0.05% Call
231 BED BATH & BEYOND INC 66,000 4,344 0.05% Call
232 CBS CORP NEW 81,100 4,338 0.05% Put
233 HARVEST NATURAL RESOURCES IN 1,145,500 4,203 0.05% Call
234 CITIGROUPINC 80,000 4,145 0.05% Call
235 TALISMAN ENERGY INC. 476,800 4,124 0.05%
236 MCDONALDS CORP 42,900 4,067 0.05% Call
237 CHESAPEAKE ENERGY CORP 4,000,000 4,053 0.05%
238 AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 4,000,000 3,984 0.04%
239 AMAZON COM INC 12,137 3,913 0.04%
240 ISHARES TR 35,000 3,827 0.04% Put
241 SHUTTERFLY INC 77,000 3,752 0.04% Call
242 ASTRAZENECA PLC 52,300 3,736 0.04% Call
243 EXXON MOBIL CORP 38,979 3,665 0.04%
244 KEURIG GREEN MTN INC 27,800 3,617 0.04% Call
245 TARGET CORP 57,700 3,616 0.04% Call
246 PRICELINE GRP INC 3,100 3,591 0.04% Put
247 STARBUCKS CORP 46,900 3,539 0.04% Call
248 AMERICAN EXPRESS CO 39,600 3,466 0.04% Call
249 INTELSAT S A COM 200,000 3,428 0.04%
250 SOLARCITY CORP 56,800 3,385 0.04%
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