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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042102) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 LORILLARD 75,017 4,494 0.05%
202 DISH NETWORK A 70,500 4,552 0.05%
203 AOL INC 104,300 4,688 0.05% Call
204 TIBCO SOFTWARE INC 200,000 4,726 0.05%
205 RITE AID CORP 2,500,000 4,859 0.05%
206 ALLERGAN PLC 20,500 4,946 0.06% Call
207 ORACLE CORP 133,000 5,091 0.06% Put
208 FORD MTR CO DEL 348,596 5,152 0.06%
209 TELEFLEX INC 3,000,000 5,213 0.06%
210 HONEYWELL INTL INC 56,300 5,242 0.06% Put
211 HENNESSY CAP ACQUISITION COR 500,000 5,245 0.06%
212 ROI ACQUISITION CORP II 525,000 5,297 0.06%
213 CENTERPOINT ENERGY INC 216,600 5,300 0.06% Call
214 DU PONT E I DE NEMOURS & CO 75,600 5,425 0.06% Call
215 INTERCONTINENTAL EXCHANGE IN 27,889 5,439 0.06%
216 LORILLARD 91,500 5,481 0.06% Put
217 SINA CORP 133,322 5,484 0.06%
218 PHILIP MORRIS INTL INC 65,900 5,496 0.06% Put
219 SYNCHRONOSS TECHNOLOGIES INC 5,000,000 5,536 0.06%
220 TESLA INC 2,800,000 5,646 0.06%
221 SYSCO CORP 150,800 5,722 0.06% Call
222 BED BATH & BEYOND INC 87,100 5,733 0.06% Put
223 ABBVIE INC 100,000 5,776 0.07% Put
224 3M CO 41,600 5,893 0.07% Call
225 TWITTER INC 114,412 5,901 0.07%
226 SPRINT CORP 938,800 5,951 0.07% Call
227 SINA CORP 146,700 6,035 0.07% Call
228 BALLY TECHNOLOGIES 75,000 6,052 0.07%
229 3M CO 43,400 6,148 0.07% Put
230 SOHU COM INC 128,400 6,449 0.07% Put
231 T MOBILE US INC 224,577 6,483 0.07%
232 ISHARES SILVER TR 400,000 6,540 0.07% Call
233 National Australia Bank ADR 145,400 6,614 0.07% Call
234 SONY GROUP CORP 369,900 6,672 0.08% Call
235 YUM BRANDS INC 93,100 6,701 0.08% Put
236 NETEASE INC 79,700 6,827 0.08% Put
237 MGM RESORTS INTERNATIONAL 5,500,000 6,957 0.08%
238 APPLIED MATLS INC 329,400 7,118 0.08% Call
239 TRANSOCEAN LTD 227,900 7,285 0.08% Put
240 CENTRAL FD CDA LTD 593,381 7,304 0.08%
241 COVIDIEN PLC 85,400 7,387 0.08% Call
242 Allergan plc 42,000 7,483 0.08%
243 COMCAST CORP NEW 139,500 7,502 0.08% Call
244 National Australia Bank ADR 166,900 7,592 0.09%
245 MCDONALDS CORP 80,300 7,613 0.09% Put
246 RTI INTL METALS INC 7,500,000 7,692 0.09%
247 COLGATE PALMOLIVE CO 119,700 7,806 0.09% Call
248 TESLA INC SR CV NT 0.25 19 8,200,000 7,810 0.09%
249 MCDONALDS CORP 82,386 7,811 0.09%
250 INTL RECTIFIER COR 200,000 7,848 0.09%
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