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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042102) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 AECOM 100,000 3,375 0.04%
252 CUBIST PHARMACEUTI 49,600 3,290 0.04%
253 Intuit Inc 15,800 3,283 0.04% Call
254 HELIX ENERGY SOLUTIONS GRP INC COM 148,700 3,281 0.04%
255 HERBALIFE LTD 75,000 3,281 0.04% Put
256 BALLY TECHNOLOGIES 40,300 3,252 0.04% Put
257 INTERCONTINENTAL EXCHANGE IN 16,500 3,218 0.04% Call
258 ISHARES TR 46,000 3,183 0.04% Call
259 RAYONIER INC 102,300 3,182 0.04%
260 SEARS HLDGS CORP 125,000 3,153 0.04% Put
261 TRANSOCEAN LTD 97,800 3,126 0.04% Call
262 PEPCO HOLDINGS INC 116,500 3,117 0.04% Put
263 ISHARES TR 48,586 3,115 0.04%
264 Intl Game Technology 182,600 3,080 0.03% Call
265 Vaneck Vectors Gold 136,900 2,923 0.03% Call
266 MONTAGE TECHNOLOGY GROUP LIMITED 138,300 2,889 0.03% Put
267 MOSAIC CO NEW 64,400 2,860 0.03% Call
268 SHUTTERFLY INC 56,603 2,758 0.03%
269 SOLAZYME INC 3,000,000 2,744 0.03%
270 ON SEMICONDUCTOR CORP 303,800 2,715 0.03%
271 Cincinnati Bell Inc 800,000 2,695 0.03%
272 Comverse Inc. 120,140 2,682 0.03%
273 HOME DEPOT INC 29,175 2,676 0.03%
274 B/E AEROSPACE INC 31,200 2,618 0.03%
275 CHINA MOBILE LIMITED 44,500 2,614 0.03% Put
276 MASTERCARD INCORPORATED 34,208 2,528 0.03%
277 NVIDIA CORPORATION 136,400 2,516 0.03%
278 WELLCARE HEALTH PLANS INC 41,264 2,489 0.03%
279 DirectTV Com 28,600 2,474 0.03% Call
280 ZOES KITCHEN INC 80,200 2,466 0.03% Call
281 SODASTREAM INTERNATIONAL LTD 82,400 2,429 0.03% Call
282 TESLA INC 10,000 2,426 0.03% Put
283 PENNEY J C 238,066 2,390 0.03%
284 ISHARES 54,340 2,361 0.03%
285 GENERAL MTRS CO 72,800 2,325 0.03% Put
286 PENNEY J C 224,300 2,251 0.03% Put
287 WELLCARE HEALTH PLANS INC 36,800 2,220 0.03% Put
288 CBS CORP NEW 41,000 2,193 0.02% Call
289 DYNEGY INCORPORATED NEW D 75,000 2,164 0.02%
290 PRICELINE GRP INC 1,851 2,144 0.02%
291 Walgreens 35,000 2,074 0.02% Call
292 ACORDA THERAPEUTICS INC 2,000,000 2,069 0.02%
293 PFIZER INC 67,681 2,001 0.02%
294 CITRIX SYS INC 27,500 1,961 0.02%
295 ABBOTT LABS 46,714 1,942 0.02%
296 Sizmek Inc 249,277 1,929 0.02%
297 SYSCO CORP 50,000 1,897 0.02% Put
298 SEARS HLDGS CORP 75,100 1,894 0.02%
299 MERCK & CO INC 30,810 1,826 0.02%
300 UNITED STATES STL CORP NEW 45,000 1,762 0.02% Call
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