Dark
Light
System
Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042102) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 JOHNSON & JOHNSON 118,222 12,601 0.14%
302 BED BATH & BEYOND INC 198,667 13,078 0.15%
303 VERIZON COMMUNICATIONS INC 266,500 13,322 0.15% Put
304 CBS CORP NEW 255,446 13,666 0.15%
305 MICROSOFT CORP 300,700 13,940 0.16% Call
306 PEPSICO INC 151,900 14,140 0.16% Call
307 TIME WARNER INC NEW 100,000 14,349 0.16% Call
308 SHIRE PLC 56,000 14,506 0.16% Put
309 HOME DEPOT INC 159,900 14,669 0.17% Put
310 DISNEY WALT CO 164,900 14,681 0.17% Put
311 PEPSICO INC 158,300 14,736 0.17% Put
312 Sigma-Aldrich 110,000 14,961 0.17%
313 WELLCARE HEALTH PLANS INC 249,000 15,024 0.17% Call
314 Safeway Inc - Safeway PDC LLC CVR 438,316 15,034 0.17%
315 Google A Shares 25,987 15,291 0.17%
316 TWITTER INC 300,600 15,504 0.17% Put
317 CADENCE DESIGN SYSTEM INC 7,000,000 16,050 0.18%
318 TERRAPIN 3 ACQUISITION CORP 1,623,036 16,311 0.18%
319 ENERSYS 11,050,000 16,407 0.18%
320 SINA CORP 403,700 16,608 0.19% Put
321 PFIZER INC 566,300 16,745 0.19% Put
322 STARWOOD PPTY TR INC 15,640,000 16,995 0.19%
323 CHESAPEAKE ENERGY CORP 17,500,000 17,477 0.20%
324 TWITTER INC 343,200 17,702 0.20% Call
325 SILVER EAGLE ACQUISITION COR 1,726,000 17,812 0.20%
326 PHILIP MORRIS INTL INC 219,300 18,289 0.21% Call
327 HERBALIFE LTD 419,600 18,357 0.21% Call
328 AIR PRODS & CHEMS INC 141,100 18,368 0.21% Put
329 JPMORGAN CHASE & CO 313,400 18,879 0.21% Put
330 COCA COLA CO 447,200 19,077 0.22% Put
331 Intl Game Technology 1,144,525 19,308 0.22%
332 SHIRE PLC 74,700 19,351 0.22%
333 Auxilium Pharmaceuticals Inc 15,000,000 19,884 0.22%
334 ISHARES 458,600 19,926 0.22% Call
335 WYNN RESORTS LTD 108,100 20,223 0.23% Call
336 ISHARES TR 318,000 20,390 0.23% Call
337 ISHARES TR 301,064 20,833 0.23%
338 AK STL CORP 12,500,000 21,136 0.24%
339 Lamar Advertising Co A 436,300 21,487 0.24% Call
340 MICROSOFT CORP 464,600 21,538 0.24% Put
341 WYNN RESORTS LTD 116,600 21,813 0.25% Put
342 DirectTV Com 252,760 21,868 0.25%
343 GOLDMAN SACHS GROUP INC 122,900 22,560 0.25% Put
344 CHEVRON CORP NEW 199,700 23,828 0.27% Call
345 Gold Miners ETF 1,134,300 24,225 0.27% Put
346 JOHNSON & JOHNSON 227,900 24,291 0.27% Put
347 AMERICAN RLTY CAP PPTYS INC 24,500,000 24,669 0.28%
348 WL ROSS HOLDING CORP 2,311,435 24,732 0.28%
349 ALTRIA GROUP INC 539,000 24,761 0.28% Call
350 FACEBOOK INC 320,129 25,302 0.29%
Page 7 of 9