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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001140361-15-006322) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
151 ISHARES SILVER TR 400,000 6,024 0.09% Call
152 CATERPILLAR INC 64,800 5,931 0.08% Call
153 DEALERTRACK TECHNOLOGIES INC 4,500,000 5,859 0.08%
154 LYONDELLBASELL INDUSTRIES N 72,900 5,787 0.08% Call
155 Chesapeake Energy Corp 5,500,000 5,526 0.08%
156 DEPOMED INC 5,000,000 5,432 0.08%
157 PEPCO HOLDINGS INC 200,000 5,386 0.08%
158 DU PONT E I DE NEMOURS & CO 71,763 5,306 0.08%
159 ROI ACQUISITION CORP II 525,000 5,276 0.08%
160 DISNEY WALT CO 54,900 5,171 0.07% Call
161 Market Vectors Gold 279,200 5,131 0.07% Call
162 AMERICAN INTL GROUP INC 90,800 5,085 0.07% Call
163 STARWOOD PPTY TR INC SR CV NT 3.75 17 5,000,000 5,074 0.07%
164 CUBIST PHARMACEUTI 50,000 5,032 0.07% Call
165 HENNESSY CAP ACQUISITION COR 500,000 4,925 0.07%
166 PETSMART 60,400 4,910 0.07% Call
167 MARVELL TECHNOLOGY GROUP LTD 334,835 4,855 0.07%
168 CATERPILLAR INC 52,800 4,832 0.07% Put
169 PROCTER AND GAMBLE CO 50,500 4,600 0.07% Put
170 COBALT INTL ENERGY INC 7,500,000 4,555 0.07%
171 HUDSON CITY BANCORP INC 450,000 4,554 0.07%
172 MICROSOFT CORP 97,884 4,546 0.07%
173 INTL RECTIFIER COR 111,500 4,448 0.06% Put
174 QUALCOMM INC 59,500 4,422 0.06% Put
175 CISCO SYS INC 155,200 4,316 0.06% Put
176 INTL RECTIFIER COR 108,000 4,309 0.06%
177 ALTRIA GROUP INC 86,626 4,268 0.06%
178 SEARS HLDGS CORP 125,000 4,122 0.06% Put
179 PETSMART 50,000 4,064 0.06%
180 MCDONALDS CORP 43,277 4,055 0.06%
181 TESLA INC 18,100 4,025 0.06% Call
182 COLGATE PALMOLIVE CO 57,700 3,992 0.06% Call
183 TALISMAN ENERGY INC. 502,500 3,934 0.06%
184 PEPCO HOLDINGS INC 140,900 3,794 0.05% Put
185 STARBUCKS CORP 45,919 3,767 0.05%
186 INVESCO MORTGAGE CAPITAL INC 241,300 3,732 0.05% Put
187 ILLUMINA INC 19,800 3,654 0.05%
188 MASTERCARD INCORPORATED 41,808 3,602 0.05%
189 MONSANTO CO NEW 30,100 3,596 0.05% Put
190 INTELSAT S A COM 200,000 3,472 0.05%
191 INTERNATIONAL BUSINESS MACHS 21,500 3,449 0.05% Call
192 TWITTER INC 95,900 3,439 0.05% Put
193 LOWES COS INC 49,785 3,425 0.05%
194 ISHARES TR 44,500 3,419 0.05% Call
195 AMERICAN INTL GROUP INC 61,000 3,416 0.05% Put
196 UNITED PARCEL SERVICE INC 28,830 3,205 0.05%
197 INTERNATIONAL BUSINESS MACHS 19,911 3,194 0.05%
198 DISNEY WALT CO 33,500 3,155 0.05% Put
199 BED BATH & BEYOND INC 40,947 3,118 0.04%
200 NETFLIX INC 9,000 3,074 0.04% Put
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