Dark
Light
System
Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001140361-15-006322) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
201 RIVERBED TECHNOLOGY INC 148,800 3,037 0.04%
202 RAYONIER INC 106,550 2,974 0.04%
203 ISHARES TR 36,100 2,773 0.04% Put
204 SEARS HLDGS CORP 83,397 2,750 0.04%
205 SHUTTERFLY INC 65,300 2,722 0.04% Call
206 CYPRESS SEMICONDUCTOR CORP 190,100 2,714 0.04% Put
207 Cincinnati Bell Inc 850,000 2,711 0.04%
208 KEURIG GREEN MTN INC 20,300 2,687 0.04% Call
209 ON SEMICONDUCTOR CORP 264,240 2,676 0.04%
210 CITRIX SYS INC 41,900 2,673 0.04%
211 SYNCHRONOSS TECHNOLOGIES INC 2,500,000 2,649 0.04%
212 CHINA MOBILE LIMITED 44,500 2,617 0.04% Put
213 COLGATE PALMOLIVE CO 37,300 2,580 0.04% Put
214 Intuit Inc 10,700 2,457 0.04% Call
215 HALLIBURTON CO 61,600 2,422 0.03%
216 EXXON MOBIL CORP 25,961 2,400 0.03%
217 COCA COLA CO 56,100 2,368 0.03% Call
218 GENERAL MTRS CO 66,900 2,335 0.03% Call
219 COCA COLA EUROPEAN PARTNERS SHS 51,000 2,255 0.03% Call
220 DEPHEID 39,100 2,116 0.03%
221 HERBALIFE LTD 54,500 2,054 0.03% Call
222 SINA CORP 54,700 2,046 0.03% Call
223 SINA CORP 54,500 2,038 0.03% Put
224 COCA COLA CO 47,900 2,022 0.03% Put
225 OFFICE DEPOT INC 233,500 2,002 0.03% Call
226 MARVELL TECHNOLOGY GROUP LTD 133,100 1,929 0.03% Call
227 MCDONALDS CORP 20,000 1,874 0.03% Put
228 HORNBECK OFFSHORE SVCS IN 71,300 1,780 0.03%
229 ISHARES NASDAQ BIOTECHNOLOGY ETF 3,300 1,751 0.03% Put
230 ISHARES NASDAQ BIOTECHNOLOGY ETF 3,238 1,718 0.02%
231 SHUTTERFLY INC 40,989 1,708 0.02%
232 STARBUCKS CORP 20,000 1,641 0.02% Put
233 Volcano Corp 84,200 1,505 0.02% Call
234 JPMORGAN CHASE & CO 24,000 1,501 0.02% Put
235 CITIGROUP INC 27,668 1,497 0.02%
236 CITIGROUP INC 27,500 1,488 0.02% Put
237 Tokyo Electron Ltd 76,600 1,461 0.02%
238 AMERICAN RLTY CAP PPTYS INC 159,300 1,441 0.02% Put
239 NEWMONT CORP 75,000 1,417 0.02% Call
240 NEWMONT CORP 75,000 1,417 0.02% Put
241 TWITTER INC 38,951 1,397 0.02%
242 TERRAVIA HLDGS INC 3,000,000 1,346 0.02%
243 MERCK & CO INC 23,400 1,328 0.02% Put
244 MARVELL TECHNOLOGY GROUP LTD 91,300 1,323 0.02% Put
245 HCA HEALTHCARE INC 18,000 1,321 0.02% Call
246 Intl Game Technology 75,400 1,300 0.02% Call
247 AIR PRODS & CHEMS INC 9,000 1,298 0.02% Call
248 MEDTRONIC PLC 17,800 1,285 0.02% Put
249 T MOBILE US INC 46,700 1,258 0.02% Call
250 WRIGHT MEDICAL GROUP NV 46,010 1,236 0.02%
Page 5 of 7