Dark
Light
System
Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 716 holdings with a total value of $4,568,898,000.
#
Name
Shares
Value ($)
%
Options
Notes
601 ASSURED GUARANTY LTD COM 10,986 304,000 0.01%
602 MARSH & MCLENNAN COS INC 4,500 302,000 0.01%
603 WYNN RESORTS LTD 3,100 302,000 0.01%
604 FLOWERS FOODS INC 19,999 302,000 0.01%
605 GLOBUS MED INC 13,300 300,000 0.01%
606 GUIDEWIRE SOFTWARE INC 5,000 299,000 0.01%
607 SKYWEST INC 11,300 298,000 0.01%
608 TUTOR PERINI CORP 13,846 297,000 0.01%
609 KNOLL INC 12,963 296,000 0.01%
610 SMART AND FINAL STORES INC COM 23,102 295,000 0.01%
611 MEDICINES CO 7,800 294,000 0.01%
612 MARRIOTT VACATIONS WORLDWIDE C COM 4,000 293,000 0.01%
613 TALLGRASS ENERGY GP LP SHS CLASS A 12,136 291,000 0.01%
614 ALEXANDER & BALDWIN INC NEW COM 7,543 289,000 0.01%
615 CSRA INC 10,700 287,000 0.01%
616 RBC BEARINGS INC 3,758 287,000 0.01%
617 Santander Consumer USA Holdings Inc 23,667 287,000 0.01%
618 PINNACLE FOODS INC DEL 5,700 285,000 0.01%
619 3M CO 1,617 284,000 0.01%
620 HANCOCK WHITNEY CORPORATION 8,690 281,000 0.01%
621 WABASH NATL CORP 19,576 278,000 0.01%
622 BEACON ROOFING SUPPLY INC 6,627 278,000 0.01%
623 BANC OF CALIFORNIA INC COM 15,900 277,000 0.01%
624 ATHENA HEALTH INC. 2,200 277,000 0.01%
625 TEAM INC COM NEW 8,465 276,000 0.01%
626 SEI INVESTMENTS CO 6,051 275,000 0.01%
627 KULICKE & SOFFA INDS INC 21,273 275,000 0.01%
628 PNM RES INC 8,400 274,000 0.01%
629 ZIMMER BIOMET HLDGS INC 2,100 273,000 0.01%
630 LOGMEIN INC 3,000 271,000 0.01%
631 Wright Medical Group NV 11,087 271,000 0.01%
632 AMPHASTAR PHARMACEUTICALS IN COM 14,200 269,000 0.01%
633 INC RESH HLDGS INC 6,000 267,000 0.01%
634 DYCOM INDS INC 3,255 266,000 0.01%
635 OLLIES BARGAIN OUTLET HLDGS IN COM 10,120 265,000 0.01%
636 On Assignment Inc 7,258 263,000 0.01%
637 SQUARE INC 22,610 263,000 0.01%
638 ZENDESK INC 8,500 261,000 0.01%
639 GRAN TIERRA ENERGY INC 83,616 251,000 0.01%
640 SS&C TECHNOLOGIES HLDGS INC 7,800 250,000 0.01%
641 OSI SYSTEMS INC COM 3,837 250,000 0.01%
642 ANALOGIC CORP COM PAR $0.05 2,800 248,000 0.01%
643 SPECTRUM BRANDS HLDGS INC 1,800 247,000 0.01%
644 ARTISAN PARTNERS ASSET MGMT 9,110 247,000 0.01%
645 CBOE HLDGS INC 3,800 246,000 0.01%
646 BRUNSWICK CORP 5,042 245,000 0.01%
647 AMN HEALTHCARE SERVICES INC 7,600 242,000 0.01%
648 THERAPEUTICSMD INC 35,650 242,000 0.01%
649 CARTERS INC 2,800 242,000 0.01%
650 HANOVER INS GROUP INC 3,200 241,000 0.01%
Page 13 of 15

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-16-004162, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.