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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001172661-16-004162) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
501 PACIRA PHARMACEUTICALS INC 6,000 205 0.00%
502 PANERA BREAD CO 5,700 1,109 0.02%
503 PARKER HANNIFIN CORP 21,738 2,728 0.06%
504 PARSLEY ENERGY CLA A 83,708 2,805 0.06%
505 PARTY CITY HOLDCO INC COM 28,037 479 0.01%
506 PATRIOT NATL INC 107,797 971 0.02%
507 PATTERSON COS INC 32,570 1,496 0.03%
508 PAYCOM SOFTWARE INC 11,672 585 0.01%
509 PDC ENERGY INC 16,900 1,133 0.02% Call
510 PENN ENTERTAINMENT INC COM 50,096 679 0.01%
511 PENNEY J C 51,680 476 0.01%
512 PEPSICO INC 9,100 989 0.02% Put
513 PEPSICO INC 8,500 924 0.02% Call
514 PERFORMANCE FOOD GROUP CO COM 12,400 307 0.01%
515 PFIZER INC 34,400 1,165 0.03% Call
516 PFIZER INC 21,300 721 0.02% Put
517 PFIZER INC 139,459 4,723 0.10%
518 PHILIP MORRIS INTL INC 29,100 2,829 0.06% Call
519 PHILIP MORRIS INTL INC 8,600 836 0.02% Put
520 PILGRIMS PRIDE CORP NEW 15,300 323 0.01%
521 PINNACLE FOODS INC DEL 5,700 285 0.01%
522 PLANET FITNESS INC 18,500 371 0.01%
523 PLATFORM SPECIALTY PRODS COR 12,201 98 0.00%
524 PLAYA HOTELS & R 1,750,000 17,220 0.38%
525 PNM RES INC 8,400 274 0.01%
526 POLARIS INDS INC 10,100 782 0.02%
527 POLYONE CORP 19,000 642 0.01%
528 POOL CORPORATION 2,341 221 0.00%
529 POST HLDGS INC 16,201 1,250 0.03%
530 POWERSHARES QQQ TRUST 80,800 9,592 0.21% Put
531 POWERSHARES QQQ TRUST 40,406 4,797 0.10%
532 PPG INDS INC 13,999 1,446 0.03%
533 PRESTIGE BRANDS HLDGS INC 16,006 772 0.02%
534 PRICE T ROWE GROUP INC 52,100 3,464 0.08%
535 PRICELINE GRP INC 2,918 4,293 0.09%
536 PRICELINE GRP INC 2,900 4,267 0.09% Call
537 PRICELINE GRP INC 22,400 32,961 0.72% Put
538 PRIVATEBANCORP INC 1,225,000 56,252 1.23%
539 PROCTER AND GAMBLE CO 585,557 52,553 1.15%
540 PROCTER AND GAMBLE CO 578,200 51,893 1.14% Call
541 PROCTER AND GAMBLE CO 671,300 60,249 1.32% Put
542 PROGRESSIVE CORP OHIO 33,054 1,041 0.02%
543 PROOFPOINT INC 3,100 232 0.01%
544 PROOFPOINT INC NOTE 1.25012/1 6,014,000 11,637 0.25%
545 PUBLIC SVC ENTERPRISE GRP IN 122,882 5,145 0.11%
546 PULTE GROUP INC 23,614 473 0.01%
547 Patterson UTI Energy Inc Com 14,300 319 0.01%
548 QEP RES INC 11,038 215 0.00%
549 QUAD/GRAPHICS INC 11,535 308 0.01%
550 QUALCOMM INC 62,000 4,246 0.09% Put
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