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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001172661-16-004162) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 HALLIBURTON CO 15,000 673 0.01% Put
52 MERCK & CO INC 10,700 667 0.01% Put
53 SUNEDISON SEMICONDUCTOR LTD 28,600 325 0.01% Put
54 CORNING INC 13,500 319 0.01% Put
55 FACEBOOK INC 1,800 230 0.01% Put
56 GENERAL ELECTRIC CO 7,000 207 0.00% Put
57 BERKSHIRE HATHAWAY INC DEL 1,300 187 0.00% Put
58 VALEANT PHARMACEUTICALS INTL 7,500 184 0.00% Put
59 Alon USA Energy, Inc. 11,900 95 0.00% Put
60 VISA INC 1,100 90 0.00% Put
61 COBALT INTL ENERGY INC 45,000 55 0.00% Put
62 InterDigital Inc 100 3 0.00% Put
63 APPLE INC 1,736,200 196,277 4.30% Call
64 DELL TECHNOLOGIES INC 2,258,700 107,965 2.36% Call
65 DEERE & CO 1,123,400 95,882 2.10% Call
66 CISCO SYS INC 2,462,500 78,110 1.71% Call
67 INTERNATIONAL BUSINESS MACHS 444,500 70,608 1.55% Call
68 JPMORGAN CHASE & CO 1,034,700 68,900 1.51% Call
69 MICROSOFT CORP 1,160,200 66,827 1.46% Call
70 PROCTER AND GAMBLE CO 578,200 51,893 1.14% Call
71 QUALCOMM INC 667,800 45,744 1.00% Call
72 WISDOMTREE TR 964,500 41,386 0.91% Call
73 ISHARES TR 1,100,000 41,195 0.90% Call
74 ISHARES 702,300 40,824 0.89% Call
75 ISHARES 20 YEAR TREASURY BOND ETF 293,000 40,290 0.88% Call
76 AT&T INC 889,100 36,106 0.79% Call
77 Intuit Inc 175,100 33,465 0.73% Call
78 COCA COLA CO 766,000 32,417 0.71% Call
79 VISA INC 368,500 30,474 0.67% Call
80 RITE AID CORP 3,473,400 26,710 0.58% Call
81 BOEING CO 180,100 23,726 0.52% Call
82 COTY INC 905,000 21,267 0.47% Call
83 BAIDU INC 113,400 20,646 0.45% Call
84 ALPHABET INC 24,100 19,377 0.42% Call
85 HUMANA INC 95,200 16,839 0.37% Call
86 BARCLAYS BK PLC 468,300 15,954 0.35% Call
87 SELECT SECTOR SPDR TR 217,500 15,357 0.34% Call
88 ISHARES 443,100 14,945 0.33% Call
89 VMWARE INC 197,800 14,508 0.32% Call
90 SYNGENTA AG 158,500 13,884 0.30% Call
91 ISHARES TR 343,800 13,067 0.29% Call
92 MONSANTO CO NEW 95,000 9,709 0.21% Call
93 ISHARES 183,500 8,896 0.19% Call
94 CORNING INC 369,200 8,731 0.19% Call
95 LAM RESEARCH CORP 90,000 8,523 0.19% Call
96 ISHARES TR 120,000 7,095 0.16% Call
97 DISNEY WALT CO 71,400 6,630 0.15% Call
98 NETFLIX INC 65,000 6,405 0.14% Call
99 WHITEWAVE FOODS CO 114,000 6,205 0.14% Call
100 PRICELINE GRP INC 2,900 4,267 0.09% Call
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