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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001172661-16-004162) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
101 RACKSPACE HOSTING INC 232,310 7,361 0.16%
102 SIRIUS XM HOLDINGS INC 1,715,270 7,152 0.16%
103 ISHARES TR 120,000 7,095 0.16% Put
104 ISHARES TR 120,000 7,095 0.16% Call
105 ISTAR FINL INC 6,900,000 6,968 0.15%
106 ALPHABET INC 8,574 6,894 0.15%
107 SIGNATURE BANK 57,479 6,808 0.15%
108 WISDOMTREE TR 157,706 6,767 0.15%
109 INTERCEPT PHARMACEUTICALS IN 6,000,000 6,738 0.15%
110 DISNEY WALT CO 71,400 6,630 0.15% Call
111 CITRIX SYS INC 76,916 6,554 0.14%
112 DEPHEID 123,300 6,496 0.14%
113 COGNIZANT TECHNOLOGY SOLUTIO 135,126 6,446 0.14%
114 DISNEY WALT CO 69,426 6,446 0.14%
115 NETFLIX INC 65,000 6,405 0.14% Call
116 CST BRANDS INC 132,848 6,388 0.14%
117 MYLAN N V 164,902 6,286 0.14%
118 ISHARES TR 50,000 6,210 0.14% Put
119 WHITEWAVE FOODS CO 114,000 6,205 0.14% Call
120 AFFILIATED MANAGERS GROUP 42,530 6,154 0.13%
121 FIDELITY NATL INFORMATION SV 79,003 6,085 0.13%
122 URBAN OUTFITTERS INC 174,767 6,032 0.13%
123 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 5,000,000 5,984 0.13%
124 AT&T INC 147,113 5,974 0.13%
125 YAHOO INC 138,400 5,965 0.13% Put
126 GENERAL ELECTRIC CO 198,948 5,892 0.13%
127 INTERNATIONAL BUSINESS MACHS 36,800 5,845 0.13% Put
128 SCHLUMBERGER LTD 74,058 5,823 0.13%
129 CLOVIS ONCOLOGY INC 6,074,000 5,770 0.13%
130 CHESAPEAKE ENERGY CORP 5,707,000 5,728 0.13%
131 STARWOOD PPTY TR INC SR CV NT 3.75 17 5,500,000 5,685 0.12%
132 Spirit Realty Capital Inc 5,000,000 5,684 0.12%
133 CTRIP COM INTL LTD 5,000,000 5,643 0.12%
134 MASCO CORP 162,244 5,566 0.12%
135 CISCO SYS INC 174,900 5,547 0.12% Put
136 WELLS FARGO & CO NEW 123,453 5,466 0.12%
137 KOHLS 124,061 5,427 0.12%
138 YAHOO INC 125,000 5,387 0.12%
139 FLEETMATICS GROUP PLC 86,611 5,194 0.11%
140 GORES HLDGS INC 478,159 5,164 0.11%
141 PUBLIC SVC ENTERPRISE GRP IN 122,882 5,145 0.11%
142 JETBLUE AIRWAYS CORP 289,317 4,987 0.11%
143 MOHAWK INDS 24,304 4,869 0.11%
144 POWERSHARES QQQ TRUST 40,406 4,797 0.10%
145 PFIZER INC 139,459 4,723 0.10%
146 JOY GLOBAL INCORPORATED 168,077 4,662 0.10%
147 AUTODESK INC 63,008 4,557 0.10%
148 NAVISTAR INTL CORP NEW 195,100 4,465 0.10% Put
149 INTERCONTINENTAL EXCHANGE IN 16,475 4,437 0.10%
150 SYNGENTA AG 50,000 4,380 0.10%
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