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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001172661-16-004162) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 DENBURY RESOURCES INC 15,310 49 0.00%
202 DEPHEID 123,300 6,496 0.14%
203 DICKS SPORTING GOODS INC 72,756 4,126 0.09%
204 DIODES INC COM 10,982 234 0.01%
205 DIPLOMAT PHARMACY INC COM 7,154 200 0.00%
206 DISCOVER FINL SVCS 46,969 2,656 0.06%
207 DISCOVERY COMMUNICATNS NEW 111,295 2,996 0.07%
208 DISNEY WALT CO 71,400 6,630 0.15% Call
209 DISNEY WALT CO 69,426 6,446 0.14%
210 DONNELLEY R R & SONS CO 23,200 364 0.01%
211 DOUBLE EAGLE ACQUISITION COR 3,000,000 29,699 0.65%
212 DST SYS INC DEL 10,097 1,190 0.03%
213 DUKE ENERGY CORP NEW 46,605 3,730 0.08%
214 DUN & BRADSTREET CORP DEL NE 10,930 1,493 0.03%
215 DYCOM INDS INC 3,255 266 0.01%
216 EAGLE BANCORP INC MD 9,517 469 0.01%
217 EAST WEST BANCORP INC 9,300 341 0.01%
218 EATON VANCE CORP 43,143 1,684 0.04%
219 EBAY INC 106,280 3,496 0.08%
220 EBAY INC 100,000 3,290 0.07% Call
221 ECLIPSE RES CORP COM 24,643 81 0.00%
222 ECOLAB INC 20,450 2,489 0.05%
223 ENDO INTL PLC 39,410 794 0.02%
224 ENERGIZER HLDGS INC NEW COM 7,800 389 0.01%
225 ENTEGRIS INC 53,196 926 0.02%
226 ENVISION HEALTHCARE HLDGS INC 38,481 856 0.02%
227 EOG RES INC 35,456 3,428 0.08%
228 EQT CORP 9,404 682 0.01%
229 EVERCORE PARTNERS INC 4,209 216 0.00%
230 EVERSOURCE ENERGY 7,700 417 0.01%
231 EXELON CORP 38,619 1,285 0.03%
232 EXPEDITORS INTL WASH INC 74,119 3,818 0.08%
233 EXPRESS SCRIPTS HLDG CO 16,675 1,176 0.03%
234 EXXON MOBIL CORP 17,100 1,492 0.03% Put
235 EXXON MOBIL CORP 4,200 366 0.01% Call
236 EXXON MOBIL CORP 35,787 3,123 0.07%
237 Evolent Health, Inc. 8,265 203 0.00%
238 FACEBOOK INC 7,610 976 0.02%
239 FACEBOOK INC 6,700 859 0.02% Call
240 FACEBOOK INC 1,800 230 0.01% Put
241 FASTENAL CO 65,500 2,736 0.06%
242 FEDERATED HERMES INC CL B 60,800 1,801 0.04%
243 FEDEX CORP 16,200 2,829 0.06%
244 FIDELITY AND GTY LIFE COM 111,500 2,585 0.06% Call
245 FIDELITY AND GTY LIFE COM 40,284 934 0.02%
246 FIDELITY NATL INFORMATION SV 79,003 6,085 0.13%
247 FINISAR CORP 12,212 363 0.01%
248 FIRST AMERN FINL CORP 75,398 2,961 0.06%
249 FIRST BANCORP P R COM NEW 16,940 88 0.00%
250 FIRST SOLAR INC 5,100 201 0.00%
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