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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001172661-16-004162) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 CHARTER COMMUNICATIONS INC N 10,667 2,879 0.06%
202 CMS ENERGY CORP 67,436 2,832 0.06%
203 FEDEX CORP 16,200 2,829 0.06%
204 PHILIP MORRIS INTL INC 29,100 2,829 0.06% Call
205 PARSLEY ENERGY CLA A 83,708 2,805 0.06%
206 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 3,000,000 2,799 0.06%
207 MOLSON COORS BREWING CO 25,000 2,745 0.06% Call
208 FASTENAL CO 65,500 2,736 0.06%
209 PARKER HANNIFIN CORP 21,738 2,728 0.06%
210 HALLIBURTON CO 60,737 2,725 0.06%
211 TEMPUR SEALY INTL INC 48,000 2,723 0.06%
212 LIVE NATION, INC. 99,000 2,720 0.06%
213 SELECT SECTOR SPDR TR 140,800 2,717 0.06% Call
214 SHERWIN WILLIAMS CO 9,800 2,711 0.06%
215 NORDSON CORP 27,100 2,699 0.06%
216 OLD REP INTL CORP 152,696 2,690 0.06%
217 STARWOOD WAYPOINT 4.5 15OCT17 2,500,000 2,687 0.06%
218 DISCOVER FINL SVCS 46,969 2,656 0.06%
219 ALIBABA GROUP HLDG LTD 25,000 2,644 0.06% Call
220 FIDELITY AND GTY LIFE COM 111,500 2,585 0.06% Call
221 TOTAL S A 54,299 2,573 0.06%
222 AETNA INC NEW 22,261 2,570 0.06%
223 NETSUITE INC 22,900 2,534 0.06% Call
224 COOPER COS INC 14,051 2,518 0.06%
225 UNITED RENTALS INC 32,000 2,511 0.05%
226 ADOBE INC 23,022 2,498 0.05%
227 ECOLAB INC 20,450 2,489 0.05%
228 CELGENE CORP 23,700 2,477 0.05%
229 VERTEX PHARMACEUTICALS INC 28,284 2,466 0.05%
230 RPM INTL INC 45,818 2,461 0.05%
231 FORTUNE BRANDS HOME & SEC IN 42,299 2,457 0.05%
232 WESTAR ENERGY 42,725 2,424 0.05%
233 DELL TECHNOLOGIES INC 50,000 2,390 0.05%
234 IDEXX LAB 21,060 2,374 0.05%
235 XPO LOGISTICS INC 64,601 2,368 0.05%
236 AECOM 78,428 2,331 0.05%
237 RESMED INC 35,900 2,325 0.05%
238 TRACTOR SUPPLY CO 34,500 2,323 0.05%
239 JOHNSON CTLS INTL PLC 49,487 2,302 0.05%
240 SPIRIT AEROSYSTEMS HLDGS INC 50,964 2,269 0.05%
241 HORMEL FOODS CORP 59,489 2,256 0.05%
242 TERADATA CORP DEL 72,804 2,256 0.05%
243 NASDAQ OMX GROUP 33,400 2,255 0.05%
244 ROYAL CARIBBEAN GROUP 30,000 2,248 0.05% Call
245 SYNCHRONY FINL 79,764 2,233 0.05%
246 Alcoa 219,702 2,227 0.05%
247 MOTOROLA SOLUTIONS INC 28,338 2,161 0.05%
248 MONSTER BEVERAGE CORP NEW 14,700 2,158 0.05%
249 ALERE INC 50,700 2,154 0.05% Call
250 DELTA AIRLINES INC DEL 54,499 2,145 0.05%
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