Dark
Light
System
Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001172661-16-004162) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 SNAP ON INC 14,046 2,134 0.05%
252 VERIZON COMMUNICATIONS INC 41,000 2,131 0.05% Put
253 SYMANTEC CORP 83,582 2,097 0.05%
254 WESTERN UN CO 99,015 2,061 0.05%
255 VIRGIN AMERICA ORD 38,451 2,057 0.05%
256 DEERE & CO 23,900 2,039 0.04%
257 GARTNER INC 22,943 2,029 0.04%
258 DANAHER CORP DEL 25,400 1,991 0.04%
259 MSC INDL DIRECT INC 27,017 1,983 0.04%
260 CLOVIS ONCOLOGY INC 55,000 1,982 0.04% Put
261 MALLINCKRODT PUB LTD CO 28,120 1,962 0.04%
262 MURPHY OIL CORP 64,373 1,956 0.04%
263 SYNOPSYS INC 32,908 1,953 0.04%
264 CARMAX INC 36,500 1,947 0.04%
265 OSHKOSH CORP 34,388 1,925 0.04%
266 INTL PAPER CO 40,020 1,920 0.04%
267 GOLAR LNG LTD 90,000 1,919 0.04% Put
268 STANLEY BLACK &DECKER INC 15,500 1,906 0.04%
269 NCR CORP NEW 59,100 1,902 0.04%
270 CHEVRON CORP NEW 18,200 1,873 0.04%
271 L BRANDS INC 26,300 1,861 0.04%
272 BANK AMER CORP 118,908 1,860 0.04%
273 NEWFIELD EXPL CO 42,765 1,858 0.04%
274 VEEVA SYS INC 44,979 1,856 0.04%
275 GRAND CANYON ED INC 45,921 1,854 0.04%
276 BAXTER INTL INC 38,905 1,851 0.04%
277 BOSTON SCIENTIFIC CORP 76,587 1,822 0.04%
278 FEDERATED HERMES INC CL B 60,800 1,801 0.04%
279 COBALT INTL ENERGY INC 3,500,000 1,798 0.04%
280 RAPTOR PHARMACEUTICAL CORP 200,000 1,794 0.04% Call
281 HUMANA INC 10,000 1,768 0.04%
282 CIMAREX ENERGY 13,100 1,760 0.04%
283 IPG PHOTONICS CORP 21,032 1,731 0.04%
284 MSCI INC 20,500 1,720 0.04%
285 HARMAN INTL INDS INC COM 20,359 1,719 0.04%
286 BUFFALO WILD WINGS INC 12,100 1,702 0.04% Call
287 WILLIAMS SONOMA INC 33,237 1,697 0.04%
288 MICROSOFT CORP 29,342 1,690 0.04%
289 WASTE MGMT INC DEL 26,500 1,689 0.04%
290 EATON VANCE CORP 43,143 1,684 0.04%
291 MCCORMICK & CO INC 16,755 1,674 0.04%
292 WELLS FARGO CO NEW 37,500 1,660 0.04% Put
293 GOLDMAN SACHS GROUP INC 10,255 1,653 0.04%
294 VWR CORP 57,586 1,633 0.04%
295 MIDDLEBY CORP 13,000 1,607 0.04%
296 BERKSHIRE HATHAWAY INC DEL 11,100 1,603 0.04% Call
297 SELECT SECTOR SPDR TR 82,300 1,588 0.03% Put
298 HERTZ GLOBAL HLDGS INC 39,556 1,588 0.03%
299 CHECK POINT SOFTWARE TECH LT 19,927 1,546 0.03%
300 ULTIMATE SOFTWARE GROUP INC COM 7,531 1,539 0.03%
Page 6 of 15