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Institutional Investment Manager
CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC (CIK: 0001426196) incorporated in Delaware, located at 7 World Trade Center, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001172661-16-004162) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ZYNGA INC 76,957 223 0.00%
2 ZIONS BANCORPORATION 43,245 1,341 0.03%
3 ZIMMER BIOMET HLDGS INC 2,100 273 0.01%
4 ZENDESK INC 8,500 261 0.01%
5 Yadkin Finl Corp Com 39,131 1,028 0.02%
6 YELP INC 8,700 362 0.01%
7 YAHOO INC 138,400 5,965 0.13% Put
8 YAHOO INC 125,000 5,387 0.12%
9 XPO LOGISTICS INC 64,601 2,368 0.05%
10 XPO LOGISTICS INC 7,500,000 16,893 0.37%
11 XL GROUP LTD 87,850 2,954 0.06%
12 XEROX CORP 32,800 332 0.01%
13 Wright Medical Group NV 11,087 271 0.01%
14 WYNN RESORTS LTD 3,100 302 0.01%
15 WYNDHAM WORLDWIDE CORP 9,157 616 0.01%
16 WR GRACE & CO 39,378 2,906 0.06%
17 WORKDAY INC 5,298 485 0.01%
18 WISDOMTREE TR 964,500 41,386 0.91% Call
19 WISDOMTREE TR 157,706 6,767 0.15%
20 WISDOMTREE TR 238,600 10,238 0.22% Put
21 WILLIAMS SONOMA INC 33,237 1,697 0.04%
22 WHITING PETE CORP NEW 3,400,000 3,281 0.07%
23 WHITING PETE CORP NEW 27,491,760 28,041 0.61%
24 WHITING PETE CORP NEW 12,500,000 10,390 0.23%
25 WHITEWAVE FOODS CO 114,000 6,205 0.14% Call
26 WHITEWAVE FOODS CO 17,935 976 0.02%
27 WHIRLPOOL CORP 18,346 2,974 0.07%
28 WESTERN UN CO 99,015 2,061 0.05%
29 WESTAR ENERGY 42,725 2,424 0.05%
30 WEST PHARMACEUTICAL SVSC INC 18,995 1,415 0.03%
31 WESCO INTL INC 13,180 810 0.02%
32 WELLS FARGO & CO NEW 123,453 5,466 0.12%
33 WELLS FARGO & CO NEW 37,500 1,660 0.04% Put
34 WELLS FARGO & CO NEW 4,900 216 0.00% Call
35 WELLCARE HEALTH PLANS INC 5,228 612 0.01%
36 WEATHERFORD INTL PLC 100,522 564 0.01%
37 WEATHERFORD INTL LTD 9,000,000 10,119 0.22%
38 WD-40 CO 5,320 598 0.01%
39 WATSCO INC 3,624 510 0.01%
40 WASTE MGMT INC DEL 26,500 1,689 0.04%
41 WABASH NATL CORP 19,576 278 0.01%
42 VWR CORP 57,586 1,633 0.04%
43 VOYA FINANCIAL INC 128,180 3,694 0.08%
44 VMWARE INC 197,800 14,508 0.32% Call
45 VISA INC 368,500 30,474 0.67% Call
46 VISA INC 1,100 90 0.00% Put
47 VIRGIN AMERICA ORD 38,451 2,057 0.05%
48 VIAVI SOLUTIONS INC 77,799 574 0.01%
49 VIACOM INC NEW 33,113 1,261 0.03%
50 VERTEX PHARMACEUTICALS INC 28,284 2,466 0.05%
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