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Institutional Investment Manager
Daiwa SB Investments Ltd.
Daiwa SB Investments Ltd. (CIK: 0001435346), located at 2-1 Kasumigaseki 3-Chome, Chiyoda-Ku, Tokyo, M0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 236 holdings with a total value of $380,134,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 NIKE INC 20,650 1,050,000 0.28%
52 TESLA INC 4,900 1,047,000 0.28%
53 KROGER CO 29,890 1,032,000 0.27%
54 BANK AMER CORP 46,470 1,027,000 0.27%
55 T MOBILE US INC 17,500 1,006,000 0.26%
56 ZIMMER BIOMET HLDGS INC 9,690 1,000,000 0.26%
57 EXPEDITORS INTL WASH INC 18,810 996,000 0.26%
58 ITRON INC 15,635 983,000 0.26%
59 NASDAQ OMX GROUP 14,360 964,000 0.25%
60 Teladoc, Inc. 54,800 904,000 0.24%
61 NET 1 UEPS TECHNOLOGIES INC 76,400 877,000 0.23%
62 DISNEY WALT CO 8,400 875,000 0.23%
63 PATTERN ENERGY GROUP INC 45,500 864,000 0.23%
64 STRATASYS LTD 51,400 850,000 0.22%
65 FIRST SOLAR INC 26,400 847,000 0.22%
66 ATHENA HEALTH INC. 8,000 841,000 0.22%
67 FISERV INC 7,910 841,000 0.22%
68 PEPSICO INC 7,970 834,000 0.22%
69 ROPER TECHNOLOGIES INC 4,550 833,000 0.22%
70 TRANSCANADA CORP 17,550 792,000 0.21%
71 VALERO ENERGY CORP NEW 11,390 778,000 0.20%
72 TJX COS INC NEW 10,220 768,000 0.20%
73 PRICELINE GRP INC 520 762,000 0.20%
74 HASBRO INC 9,670 752,000 0.20%
75 ACCENTURE PLC IRELAND 6,410 751,000 0.20%
76 EOG RES INC 7,260 734,000 0.19%
77 HORMEL FOODS CORP 20,910 728,000 0.19%
78 FLEX LTD 50,390 724,000 0.19%
79 JOHNSON CTLS INTL PLC 17,457 719,000 0.19%
80 PPG INDS INC 7,520 713,000 0.19%
81 MARSH & MCLENNAN COS INC 10,400 703,000 0.18%
82 SILVER SPRING NETWORKS INC COM 52,600 700,000 0.18%
83 ROSS STORES INC 10,640 698,000 0.18%
84 ELECTRONIC ARTS INC 8,820 695,000 0.18%
85 UBIQUITI NETWORKS INC 12,000 694,000 0.18%
86 INTUITIVE SURGICAL INC 1,080 685,000 0.18%
87 INTUIT 5,860 672,000 0.18%
88 O REILLY AUTOMOTIVE INC NEW 2,380 663,000 0.17%
89 SPDR S&P 500 ETF TR 2,831 633,000 0.17%
90 AVANGRID INC COM 16,625 630,000 0.17%
91 ECOLAB INC 5,350 627,000 0.16%
92 WATTS WATER TECHNOLOGIES INC 9,500 619,000 0.16%
93 PROOFPOINT INC 8,700 615,000 0.16%
94 AUTOZONE INC 760 600,000 0.16%
95 GENERAL ELECTRIC CO 18,900 597,000 0.16%
96 EQUIFAX INC 4,990 590,000 0.16%
97 ACUITY BRANDS INC 2,540 586,000 0.15%
98 S&P GLOBAL INC 5,410 582,000 0.15%
99 SIMON PPTY GROUP INC NEW 3,260 579,000 0.15%
100 EQUITY RESIDENTIAL 8,990 579,000 0.15%
Page 2 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001435346-17-000002, filed 2017.01.11).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.