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Institutional Investment Manager
Nantahala Capital Management, LLC
Nantahala Capital Management, LLC (CIK: 0001472322) incorporated in Massachusetts, located at 130 Main St., New Canaan, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001144204-15-010219) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
51 PERRY ELLIS INTL INC 182,857 4,741 0.67%
52 LIGHT & WONDER INC COM 357,200 4,547 0.64% Call
53 FALCONSTOR SOFTWARE INC 3,354,336 4,495 0.63%
54 CITI TRENDS INC COM 170,545 4,306 0.60%
55 PHARMATHENE INC COM 2,318,264 4,196 0.59%
56 MIDWAY GOLD CORP 6,111,127 4,187 0.59%
57 LENNAR CORP 114,604 4,138 0.58%
58 TFS FINL CORP 271,187 4,037 0.57%
59 ITT Educational Services Inc 398,000 3,825 0.54%
60 RED LION HOTELS CORP 586,375 3,718 0.52%
61 AIR LEASE CORP 108,000 3,705 0.52% Call
62 PIER 1 IMPORTS INC COM 236,100 3,636 0.51%
63 QAD INC 192,240 3,614 0.51%
64 PAIN THERAPEUTICS INC 1,737,442 3,527 0.50%
65 CASTLE AM & CO 430,492 3,435 0.48%
66 SPDR GOLD TR 30,000 3,407 0.48% Put
67 BRIDGEPOINT ED INC 300,000 3,396 0.48% Call
68 ADEPT TECHNOLOGY INC 384,009 3,333 0.47%
69 DOLBY LABORATORIES INC 75,672 3,263 0.46%
70 REGIONAL MGMT CORP 205,000 3,241 0.45% Call
71 LAKES ENTERTAINMEN 445,028 2,991 0.42%
72 DEAN FOODS CO NEW 153,300 2,971 0.42% Call
73 NATIONAL RESH CORP CL A 204,273 2,858 0.40%
74 KERYX BIOPHARMACEUTICALS INC 200,000 2,830 0.40% Put
75 CONNS INC 150,000 2,804 0.39% Call
76 QAD Inc 117,184 2,651 0.37%
77 DOVER MOTORSPORTS INC 959,152 2,460 0.35%
78 SOTHEBYS 55,600 2,401 0.34% Call
79 CENVEO INC 1,057,178 2,220 0.31%
80 LINCOLN EDL SVCS CORP 775,530 2,171 0.30%
81 CROCS INC 166,900 2,085 0.29% Call
82 JAZZ PHARMACEUTICALS PLC 12,500 2,047 0.29% Put
83 ITT Educational Services Inc 201,000 1,932 0.27% Call
84 FULL CIRCLE CAP CORP 408,320 1,846 0.26%
85 SPDR GOLD TR 15,500 1,760 0.25% Put
86 SEARS HOMETOWN & OUT 133,789 1,759 0.25%
87 ITT Educational Services Inc 177,700 1,708 0.24% Call
88 ITT Educational Services Inc 168,300 1,617 0.23% Call
89 UPBOUND GROUP INC COM 42,900 1,558 0.22% Call
90 DEAN FOODS CO NEW 80,000 1,550 0.22% Call
91 ISHARES TR 20,000 1,537 0.22% Put
92 EMMIS COMMUNICTNS CORP CL A 766,001 1,432 0.20%
93 WHITEHORSE FIN INC 117,513 1,357 0.19%
94 SODASTREAM INTERNATIONAL LTD 65,000 1,308 0.18% Call
95 LIGHT & WONDER INC COM 95,400 1,214 0.17% Call
96 ITT Educational Services Inc 113,000 1,086 0.15% Call
97 BRIDGEPOINT ED INC 67,000 758 0.11% Call
98 AUDIENCE INC 115,941 510 0.07%
99 CACHE INC COM STK 1,727,057 325 0.05%
100 KERYX BIOPHARMACEUTICALS INC 9,000 127 0.02% Put
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