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Institutional Investment Manager
Daiwa Securities Group Inc.
Daiwa Securities Group Inc. (CIK: 0001481045), registered under American Depositary Receipts, located at Grantokyo North Tower, 9-1, Tokyo, M0. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001481045-14-000003) filed in 2014.05.13
#
Name
Shares
Value ($)
%
Options
Notes
651 ELECTRONIC ARTS INC 8,400 244 0.00%
652 MORGAN STANLEY 7,800 243 0.00%
653 T MOBILE US INC 7,350 243 0.00%
654 KODIAK OIL & GAS CORP 20,000 243 0.00%
655 HSBC HLDGS PLC 4,778 242 0.00%
656 FOMENTO ECONOMICO MEXICANO S 2,600 242 0.00%
657 AMERICAN WTR WKS CO INC NEW 5,300 241 0.00%
658 CBRE GROUP INC 8,800 241 0.00%
659 ACTIVISION BLIZZARD INC 11,800 241 0.00%
660 TERADATA CORP DEL 4,900 241 0.00%
661 Safeway Inc - Safeway PDC LLC CVR 6,500 240 0.00%
662 DISNEY WALT CO 3,000 240 0.00%
663 GRUPO TELEVISA SA 7,200 240 0.00%
664 AFFILIATED MANAGERS GROUP 1,200 240 0.00%
665 VULCAN MATLS CO 3,600 239 0.00%
666 LEUCADIA NATL CORP 8,500 238 0.00%
667 CAMPBELL SOUP CO 5,300 238 0.00%
668 VIVUS INC 40,000 237 0.00%
669 ITC HOLDINGS 6,300 235 0.00%
670 NEXTERA ENERGY INC 2,462 235 0.00%
671 CareFusion 5,850 235 0.00%
672 ADVANCE AUTO PARTS INC 1,850 234 0.00%
673 TRIMBLE INC 6,000 233 0.00%
674 ROCK-TENN COMPANY 2,200 232 0.00%
675 FLEETCOR TECHNOLOGIES INC 2,000 230 0.00%
676 EDWARDS LIFESCIENCES CORP 3,100 230 0.00%
677 VARIAN MED SYS INC 2,700 227 0.00%
678 EXPEDITORS INTL WASH INC 5,700 226 0.00%
679 XYLEM INC 6,200 226 0.00%
680 BRASKEM S A SP ADR PFD A 14,500 226 0.00%
681 LABORATORY CORP AMER HLDGS 2,300 226 0.00%
682 CINCINNATI FIN 4,615 225 0.00%
683 MASCO CORP 10,100 224 0.00%
684 UNIVERSAL HLTH SVCS INC 2,700 222 0.00%
685 TRANSDIGM GROUP INC 1,200 222 0.00%
686 SERVICENOW INC 3,700 222 0.00%
687 QUEST DIAGNOSTICS INC 3,800 220 0.00%
688 GENERAL MTRS CO 6,390 219 0.00%
689 ROYAL CARIBBEAN GROUP 4,000 218 0.00%
690 UNDER ARMOUR INC 1,900 218 0.00%
691 RTI INTERNATIONAL 7,800 217 0.00%
692 HASBRO INC 3,900 217 0.00%
693 ALLIANT ENERGY CORP 3,800 216 0.00%
694 JOHNSON & JOHNSON 2,200 216 0.00%
695 MDU RES GROUP INC 6,300 216 0.00%
696 TORCHMARK CORP COM 2,750 216 0.00%
697 WILLIS TOWERS WATSON PLC 4,900 216 0.00%
698 AMERICANCAPITALA 10,000 215 0.00%
699 WHITING PETROLEUM CORP COM 3,100 215 0.00%
700 PLUM CREEK TIMBER 5,100 214 0.00%
Page 14 of 23
Restatement filing (0001481045-14-000005) filed in 2014.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SIMON PPTY GROUP INC NEW 8,797,158 1,442,734 11.29%
2 EQUITY RESIDENTIAL 11,345,103 657,903 5.15%
3 PROLOGIS INC 16,103,730 657,515 5.14%
4 VORNADO REALTY 6,345,327 625,395 4.89%
5 PUBLIC STORAGE 3,206,450 540,255 4.23%
6 VENTAS INC 8,828,630 534,750 4.18%
7 HOST HOTELS & RESORTS INC 22,491,580 455,230 3.56%
8 SL GREEN RLTY CORP 4,194,252 422,026 3.30%
9 BOSTON PROPERTIES 3,619,008 414,485 3.24%
10 MACERICH CO 5,171,000 322,308 2.52%
11 UDR INC 11,561,686 298,638 2.34%
12 KIMCO RLTY CORP 13,242,058 289,736 2.27%
13 REGENCY CTRS CORP 5,261,338 268,644 2.10%
14 FEDERAL REALTY INVS 2,038,702 233,880 1.83%
15 HOME PROPERTIES INC 3,754,418 225,716 1.77%
16 KILROY RLTY CORP COM 3,698,002 216,629 1.69%
17 EXTRA SPACE STORAGE INC 4,408,369 213,850 1.67%
18 HCP INC 5,485,345 212,777 1.66%
19 APARTMENT INVT & MGMT CO 6,744,304 203,813 1.59%
20 WEINGARTEN RLTY INVS 6,653,324 199,600 1.56%
21 DDR CORP 12,067,996 198,881 1.56%
22 REALTY INCOME CORP 4,531,765 185,168 1.45%
23 WELLTOWER INC. 2,830,703 168,710 1.32%
24 OMEGA HEALTHCARE INVS INC 4,855,346 162,751 1.27%
25 DIAMONDROCK HOSPITALITY CO COM 13,370,483 157,103 1.23%
26 TAUBMAN CTRS INC 2,170,892 153,677 1.20%
27 NATIONAL RETAIL PPTYS INC 4,381,470 150,372 1.18%
28 RLJ LODGING TR COM 4,575,742 122,355 0.96%
29 HEALTHCARE TRUST AMERICA INC CL A NEW 10,577,338 120,476 0.94%
30 CUBESMART 6,955,457 119,356 0.93%
31 FIRST INDL RLTY TR INC 5,425,669 104,824 0.82%
32 ESSEX PPTY TR INC 587,530 99,909 0.78%
33 RETAIL PPTYS AMER INC CL A 7,259,333 98,291 0.77%
34 DOUGLAS EMMETT INC COM 3,558,145 96,568 0.76%
35 CORPORATE OFFICE PPTYS TR 3,407,269 90,770 0.71%
36 PEBBLEBROOK HOTEL TR 2,396,506 80,930 0.63%
37 DIGITAL RLTY TR INC 1,474,852 78,285 0.61%
38 MACK-CALI REALTY CORP COM 3,677,159 76,448 0.60%
39 DUKE REALTY CORP 4,476,973 75,571 0.59%
40 ISHARES TR 689,900 65,120 0.51%
41 EMPIRE ST RLTY TR INC 3,557,803 53,758 0.42%
42 ASSURANT INC 27,346,000 50,788 0.40% PRN
43 HIGHWOODS PPTYS INC 1,224,340 47,027 0.37%
44 OMNICARE INC 19,624,000 44,911 0.35% PRN
45 ENERSYS 22,011,000 38,326 0.30% PRN
46 SUNSTONE HOTEL INVS INC NEW 2,139,416 29,374 0.23%
47 PFIZER INC 913,621 29,346 0.23%
48 CACI INTL INC SRNT CV 20,998,000 28,859 0.23% PRN
49 JETBLUE AIRWAYS CORP 14,995,000 27,123 0.21% PRN
50 BANCO BRADESCO S A 1,774,617 24,259 0.19%
Page 1 of 23
Restatement filing (0001481045-14-000006) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 EDUCATION RLTY TR INC 1,445,636 14,268 0.11%
2 EDUCATION RLTY TR INC 3,000 30 0.00%
3 HERSHA HOSPITALITY TR 5,000 29 0.00%
4 LIFE STORAGE INC 13,200 146 0.00%
5 Mylan Laboratories Inc 69,100 3,374 0.03%
6 OI S.A. SPN ADR 1,900 3 0.00%
7 3-D SYS CORP DEL 10,000 591 0.00%
8 3M CO 24,600 3,337 0.03%
9 ABBOTT LABS 41,300 1,590 0.01%
10 ABBVIE INC 43,600 2,241 0.02%
11 ABBVIE INC 3,800 195 0.00%
12 ACADIA RLTY TR COM SH BEN INT 1,441 38 0.00%
13 ACCENTURE PLC IRELAND 1,000 80 0.00%
14 ACCENTURE PLC IRELAND 17,400 1,387 0.01%
15 ACE LTD 9,100 901 0.01%
16 ACTIVISION BLIZZARD INC 11,800 241 0.00%
17 ADOBE INC 12,800 841 0.01%
18 ADVANCE AUTO PARTS INC 1,850 234 0.00%
19 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 5,600 31 0.00%
20 AES CORP 18,800 268 0.00%
21 AETNA INC NEW 2,200 165 0.00%
22 AETNA INC NEW 9,673 725 0.01%
23 AFFILIATED MANAGERS GROUP 1,200 240 0.00%
24 AFLAC INC 13,000 820 0.01%
25 AGCO CORP 3,000 165 0.00%
26 AGCO CORP 5,431 299 0.00%
27 AGILENT TECHNOLOGIES INC 8,890 497 0.00%
28 AGREE RLTY CORP COM 400 12 0.00%
29 AIR PRODS & CHEMS INC 5,700 679 0.01%
30 AIRGAS INC 2,000 213 0.00%
31 AKAMAI TECHNOLOGIES INC 4,800 279 0.00%
32 ALASKA AIR GROUP INC 1,000 93 0.00%
33 ALASKA AIR GROUP INC 81,700 7,623 0.06%
34 ALBEMARLE CORP 2,200 146 0.00%
35 ALEX REAL ESTATE EQ 2,000 145 0.00%
36 ALEX REAL ESTATE EQ 160,911 11,676 0.09%
37 ALEXION PHARMACEUTICALS INC 5,300 806 0.01%
38 ALLEGHANY CORP 400 163 0.00%
39 ALLIANCE DATA SYSTEMS CORP 1,300 354 0.00%
40 ALLIANT ENERGY CORP 3,800 216 0.00%
41 ALLIANT TECHSYSTEMS INC 5,000,000 9,324 0.07% PRN
42 ALLSTATE CORP 12,300 696 0.01%
43 ALTERA CORPORATION 9,400 341 0.00%
44 ALTRIA GROUP INC 54,200 2,029 0.02%
45 ALUMINUM CORP CHINA LIMITED 3,000 26 0.00%
46 AMAZON COM INC 10,000 3,364 0.03%
47 AMAZON COM INC 2,200 740 0.01%
48 AMBEV SA 18,700 139 0.00%
49 AMBEV SA 799,000 5,921 0.05%
50 AMEREN CORP 6,700 276 0.00%
Page 1 of 23