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Institutional Investment Manager
Daiwa Securities Group Inc.
Daiwa Securities Group Inc. (CIK: 0001481045), registered under American Depositary Receipts, located at Grantokyo North Tower, 9-1, Tokyo, M0. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001481045-14-000003) filed in 2014.05.13
#
Name
Shares
Value ($)
%
Options
Notes
151 TJX COS INC NEW 76,500 4,640 0.04%
152 BANK NEW YORK MELLON CORP 130,371 4,601 0.04%
153 MERCK & CO INC 80,058 4,545 0.04%
154 QUALCOMM INC 56,800 4,479 0.04%
155 DISNEY WALT CO 55,200 4,420 0.03%
156 EMBRAER S A 121,400 4,308 0.03%
157 VERISIGN INC 79,000 4,259 0.03%
158 COCA COLA CO 108,700 4,202 0.03%
159 PHILLIPS 66 54,450 4,196 0.03%
160 APPLE INC 7,800 4,187 0.03%
161 ORACLE CORP 101,683 4,160 0.03%
162 AMERICAN INTL GROUP INC 82,500 4,126 0.03%
163 HEALTH NET INC 120,600 4,102 0.03%
164 NEXTERA ENERGY INC 42,800 4,093 0.03%
165 BALL CORP 74,000 4,056 0.03%
166 TRINITY INDS INC 2,500,000 3,974 0.03% PRN
167 INTEL CORP 153,400 3,960 0.03%
168 NOBLE ENERGY INC 55,600 3,950 0.03%
169 CITIGROUPINC 82,503 3,927 0.03%
170 SANDISK CORP 47,900 3,889 0.03%
171 VISA INC 17,600 3,799 0.03%
172 BERKSHIRE HATHAWAY INC DEL 30,300 3,787 0.03%
173 BOEING CO 29,900 3,752 0.03%
174 LASALLE HOTEL PPTYS 118,358 3,706 0.03%
175 IAC INTERACTIVECORP 51,900 3,705 0.03%
176 COMPANHIA BRASILEIRA DE DIST 84,478 3,697 0.03%
177 LORILLARD 67,600 3,656 0.03%
178 MOODYS CORP 45,900 3,641 0.03%
179 OSHKOSH CORP 61,800 3,638 0.03%
180 BLACKROCK INC 11,400 3,585 0.03%
181 UNITED TECHNOLOGIES CORP 30,600 3,575 0.03%
182 PHILIP MORRIS INTL INC 43,300 3,545 0.03%
183 PEPSICO INC 41,985 3,506 0.03%
184 SCHLUMBERGER LTD 35,717 3,482 0.03%
185 INTEL CORP 133,200 3,438 0.03%
186 SEMPRA ENERGY 35,500 3,435 0.03%
187 WAL-MART STORES INC 44,500 3,401 0.03%
188 National Australia Bank ADR 69,100 3,374 0.03%
189 AMAZON COM INC 10,000 3,364 0.03%
190 3M CO 24,600 3,337 0.03%
191 S&P GLOBAL INC 43,600 3,327 0.03%
192 TIM PARTICIPACOES S A 127,136 3,300 0.03%
193 LIVE NATION, INC. 151,500 3,295 0.03%
194 CISCO SYS INC 144,000 3,228 0.03%
195 CIMAREX ENERGY 26,800 3,192 0.02%
196 CNO FINL GROUP INC 174,200 3,153 0.02%
197 RALPH LAUREN CORP 19,300 3,106 0.02%
198 PAPA JOHNS INTL INC COM 59,300 3,090 0.02%
199 MYRIAD GENETICS INC 90,000 3,077 0.02%
200 GILEAD SCIENCES INC 43,400 3,075 0.02%
Page 4 of 23
Restatement filing (0001481045-14-000005) filed in 2014.05.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SIMON PPTY GROUP INC NEW 8,797,158 1,442,734 11.29%
2 EQUITY RESIDENTIAL 11,345,103 657,903 5.15%
3 PROLOGIS INC 16,103,730 657,515 5.14%
4 VORNADO REALTY 6,345,327 625,395 4.89%
5 PUBLIC STORAGE 3,206,450 540,255 4.23%
6 VENTAS INC 8,828,630 534,750 4.18%
7 HOST HOTELS & RESORTS INC 22,491,580 455,230 3.56%
8 SL GREEN RLTY CORP 4,194,252 422,026 3.30%
9 BOSTON PROPERTIES INC 3,619,008 414,485 3.24%
10 MACERICH CO 5,171,000 322,308 2.52%
11 UDR INC 11,561,686 298,638 2.34%
12 KIMCO RLTY CORP 13,242,058 289,736 2.27%
13 REGENCY CTRS CORP 5,261,338 268,644 2.10%
14 FEDERAL REALTY INVS 2,038,702 233,880 1.83%
15 HOME PROPERTIES INC 3,754,418 225,716 1.77%
16 KILROY RLTY CORP COM 3,698,002 216,629 1.69%
17 EXTRA SPACE STORAGE INC 4,408,369 213,850 1.67%
18 HCP INC 5,485,345 212,777 1.66%
19 APARTMENT INVT & MGMT CO 6,744,304 203,813 1.59%
20 WEINGARTEN RLTY INVS 6,653,324 199,600 1.56%
21 DDR CORP 12,067,996 198,881 1.56%
22 REALTY INCOME CORP 4,531,765 185,168 1.45%
23 Welltower Inc. 2,830,703 168,710 1.32%
24 OMEGA HEALTHCARE INVS INC 4,855,346 162,751 1.27%
25 DIAMONDROCK HOSPITALITY CO COM 13,370,483 157,103 1.23%
26 TAUBMAN CTRS INC 2,170,892 153,677 1.20%
27 NATIONAL RETAIL PPTYS INC 4,381,470 150,372 1.18%
28 RLJ LODGING TR COM 4,575,742 122,355 0.96%
29 HEALTHCARE TRUST AMERICA INC CL A NEW 10,577,338 120,476 0.94%
30 CUBESMART 6,955,457 119,356 0.93%
31 FIRST INDL RLTY TR INC 5,425,669 104,824 0.82%
32 ESSEX PPTY TR INC 587,530 99,909 0.78%
33 RETAIL PPTYS AMER INC CL A 7,259,333 98,291 0.77%
34 DOUGLAS EMMETT INC COM 3,558,145 96,568 0.76%
35 CORPORATE OFFICE 3,407,269 90,770 0.71%
36 PEBBLEBROOK HOTEL TR 2,396,506 80,930 0.63%
37 DIGITAL RLTY TR INC 1,474,852 78,285 0.61%
38 MACK-CALI REALTY CORP COM 3,677,159 76,448 0.60%
39 DUKE REALTY CORP 4,476,973 75,571 0.59%
40 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 689,900 65,120 0.51%
41 EMPIRE ST RLTY TR INC 3,557,803 53,758 0.42%
42 MICROCHIP TECHNOLOGY INC 27,346,000 50,788 0.40% PRN
43 HIGHWOODS PPTYS INC 1,224,340 47,027 0.37%
44 OMNICARE INC 19,624,000 44,911 0.35% PRN
45 ENERSYS 22,011,000 38,326 0.30% PRN
46 SUNSTONE HOTEL INVESTORS REIT 2,139,416 29,374 0.23%
47 PFIZER INC 913,621 29,346 0.23%
48 CACI INTL INC SRNT CV 20,998,000 28,859 0.23% PRN
49 JETBLUE AIRWAYS CORP 14,995,000 27,123 0.21% PRN
50 BANCO BRADESCO S A 1,774,617 24,259 0.19%
Page 1 of 23
Restatement filing (0001481045-14-000006) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 COCA COLA ENTERPRISES INC NE COM 8,500 406 0.00%
2 EDUCATION RLTY TR INC 1,445,636 14,268 0.11%
3 EDUCATION RLTY TR INC 3,000 30 0.00%
4 HERSHA HOSPITALITY TR 5,000 29 0.00%
5 LIFE STORAGE INC 13,200 146 0.00%
6 OI S.A. SPN ADR 1,900 3 0.00%
7 PEABODY ENERGY CORP 9,600 157 0.00%
8 3-D SYS CORP DEL 10,000 591 0.00%
9 3M CO 24,600 3,337 0.03%
10 ABBOTT LABS 41,300 1,590 0.01%
11 ABBVIE INC 3,800 195 0.00%
12 ABBVIE INC 43,600 2,241 0.02%
13 ACADIA RLTY TR COM SH BEN INT 1,441 38 0.00%
14 ACCENTURE PLC IRELAND 1,000 80 0.00%
15 ACCENTURE PLC IRELAND 17,400 1,387 0.01%
16 ACE LTD 9,100 901 0.01%
17 ACTIVISION BLIZZARD INC 11,800 241 0.00%
18 ADOBE INC 12,800 841 0.01%
19 ADVANCE AUTO PARTS INC 1,850 234 0.00%
20 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 5,600 31 0.00%
21 AES CORP 18,800 268 0.00%
22 AETNA INC NEW 2,200 165 0.00%
23 AETNA INC NEW 9,673 725 0.01%
24 AFFILIATED MANAGERS GROUP 1,200 240 0.00%
25 AFLAC INC 13,000 820 0.01%
26 AGCO CORP 5,431 299 0.00%
27 AGCO CORP 3,000 165 0.00%
28 AGILENT TECHNOLOGIES INC 8,890 497 0.00%
29 AGREE RLTY CORP COM 400 12 0.00%
30 AIR PRODS & CHEMS INC 5,700 679 0.01%
31 AIRGAS INC 2,000 213 0.00%
32 AKAMAI TECHNOLOGIES INC 4,800 279 0.00%
33 ALASKA AIR GROUP INC 1,000 93 0.00%
34 ALASKA AIR GROUP INC 81,700 7,623 0.06%
35 ALBEMARLE CORP 2,200 146 0.00%
36 ALEX REAL ESTATE EQ 2,000 145 0.00%
37 ALEX REAL ESTATE EQ 160,911 11,676 0.09%
38 ALEXION PHARMACEUTIC 5,300 806 0.01%
39 ALLEGHANY CORP 400 163 0.00%
40 ALLIANCE DATA SYSTEMS CORP 1,300 354 0.00%
41 ALLIANT ENERGY CORP 3,800 216 0.00%
42 ALLIANT TECHSYSTEMS INC 5,000,000 9,324 0.07% PRN
43 ALLSTATE CORP 12,300 696 0.01%
44 ALTERA CORPORATION 9,400 341 0.00%
45 ALTRIA GROUP INC 54,200 2,029 0.02%
46 ALUMINUM CORP CHINA LIMITED 3,000 26 0.00%
47 AMAZON COM INC 10,000 3,364 0.03%
48 AMAZON COM INC 2,200 740 0.01%
49 AMBEV SA 18,700 139 0.00%
50 AMBEV SA 799,000 5,921 0.05%
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