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Institutional Investment Manager
Wellington Shields Capital Management, LLC
Wellington Shields Capital Management, LLC (CIK: 0001506071) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001506071-14-000005) filed in 2014.11.13
#
Name
Shares
Value ($)
%
Options
Notes
301 THOMSON REUTERS CORP 5,500 200 0.03%
302 TITAN MEDICAL INC 22,000 48 0.01%
303 TOOTSIE ROLL INDS INC 35,182 985 0.16%
304 TRACTOR SUPPLY CO 12,900 793 0.13%
305 TRANSOCEAN INC NEW F 21,089 674 0.11%
306 TRAVELERS COMPANIES INC 25,922 2,435 0.40%
307 TRINITY INDS INC 33,200 1,551 0.26%
308 TUMI HOLDINGS INC 43,405 883 0.15%
309 TUPPERWARE BRANDS CORP 5,323 368 0.06%
310 TWENTY FIRST CENTY FOX INC 23,100 769 0.13%
311 TWO HBRS INVT CORP 45,300 438 0.07%
312 Tate & Lyle PLC ADR 9,408 366 0.06%
313 TreeHouseFoods Inc 65,530 5,275 0.87%
314 UNION PAC CORP 14,480 1,570 0.26%
315 UNITED NATURAL FOODSINC 89,720 5,514 0.91%
316 UNITED PARCEL SERVICE INC 3,612 355 0.06%
317 UNITED RENTALS INC 55,150 6,127 1.02%
318 UNITED TECHNOLOGIES CORP 8,155 861 0.14%
319 UNITEDHEALTH GROUP INC 5,317 459 0.08%
320 UNIVERSAL ELECTRS INC 7,000 346 0.06%
321 UNIVERSAL HLTH SVCS INC 5,000 522 0.09%
322 URANIUM ENERGY CORP 13,000 16 0.00%
323 VALEANT PHARMACEUTICALS INTL 8,700 1,141 0.19%
324 VERIZON COMMUNICATIONS INC 120,973 6,047 1.00%
325 VISA INC CL A COMMON STOCK 6,350 1,355 0.22%
326 VODAFONE GROUP PLC NEW 30,756 1,012 0.17%
327 W P CAREY INC 30,935 1,973 0.33%
328 WABTEC CORP 4,490 364 0.06%
329 WAL-MART STORES INC 36,000 2,753 0.46%
330 WASTE MGMT INC DEL 6,825 324 0.05%
331 WD-40 CO 20,320 1,381 0.23%
332 WEC ENERGY CORP. 9,000 387 0.06%
333 WELLS FARGO CO NEW 7,426 385 0.06%
334 WENDYS CO 123,900 1,023 0.17%
335 WESTERN UN CO 100,000 1,604 0.27%
336 WEYERHAEUSER CO 9,000 287 0.05%
337 WGL HLDGS INC COM 8,000 337 0.06%
338 WHEELER REAL ESTATE INVT TR 60,620 276 0.05%
339 WHITEWAVE FOODS CO 32,186 1,169 0.19%
340 WHOLE FOODS MKT INC 57,200 2,180 0.36%
341 WILLIAMS COS INC DEL 36,196 2,003 0.33%
342 Walgreens 18,700 1,108 0.18%
343 WindStream Corp (win) 27,700 299 0.05%
344 XPO LOGISTICS INC 16,250 612 0.10%
345 YAHOO INC 15,150 617 0.10%
346 YUM BRANDS INC (FORMERLY TRICO 12,200 878 0.15%
347 ZEP INC 42,850 601 0.10%
348 ZIMMER BIOMET HLDGS INC 2,150 216 0.04%
349 ZIONS BANCORPORATION 39,000 1,133 0.19%
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