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Institutional Investment Manager
Wellington Shields Capital Management, LLC
Wellington Shields Capital Management, LLC (CIK: 0001506071) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001506071-14-000005) filed in 2014.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 FUELCELL ENERGY INC COM 25,000 52 0.01%
2 * SANDRIDGE ENERGY INC COM 68,400 293 0.05%
3 3-D SYS CORP DEL 7,850 364 0.06%
4 3M CO 12,550 1,778 0.29%
5 ABB LTD 12,000 269 0.04%
6 ABBOTT LABS 39,861 1,658 0.28%
7 ABBVIE INC 40,702 2,351 0.39%
8 ACE LTD 6,800 713 0.12%
9 ADVANCED MICRO DEVICES INC 11,000 38 0.01%
10 AEROVIRONMENT INC 15,050 453 0.08%
11 AIR LEASE CORP 51,200 1,664 0.28%
12 ALBEMARLE CORP 7,750 456 0.08%
13 ALLSTATE CORP 11,870 728 0.12%
14 ALPS ETF TR 14,000 268 0.04%
15 ALTRIA GROUP INC 4,741 218 0.04%
16 AMAZON COM INC 4,065 1,311 0.22%
17 AMBEV SA 42,500 278 0.05%
18 AMERICAN ELEC PWR INC 8,273 432 0.07%
19 AMERICAN EXPRESS CO 32,400 2,836 0.47%
20 AMERICAN INTL GROUP INC 5,026 272 0.05%
21 AMERICAN TOWER CORP NEW 4,800 449 0.07%
22 AMGEN INC 16,550 2,325 0.39%
23 AMPHENOL CORP NEW 2,500 250 0.04%
24 ANADARKO PETE CORP 11,762 1,193 0.20%
25 APACHE CORP 9,205 864 0.14%
26 APPLE INC 80,840 8,145 1.35%
27 AQUA AMERICA INC 36,101 849 0.14%
28 ARES CAPITAL CORP 89,660 1,449 0.24%
29 ASHFORD HOSPITALITY TR INC 75,375 770 0.13%
30 AT&T INC 176,343 6,214 1.03%
31 Accenture PLC Ireland Class A 12,050 980 0.16%
32 Advance Auto Parts Inc 1,700 222 0.04%
33 Alcoa 85,410 1,374 0.23%
34 Arris Group Inc 35,225 999 0.17%
35 B&G Foods Inc 112,837 3,109 0.52%
36 BANK AMER CORP 85,277 1,454 0.24%
37 BANK NEW YORK MELLON CORP 7,130 276 0.05%
38 BARD C R INC 2,000 285 0.05%
39 BAXTER INTL INC 24,050 1,726 0.29%
40 BB&T CORP 6,750 251 0.04%
41 BECTON DICKINSON & CO 15,750 1,793 0.30%
42 BED BATH & BEYOND INC 13,350 879 0.15%
43 BERKSHIRE HATHAWAY INC DEL 2 414 0.07%
44 BERKSHIRE HATHAWAY INC DEL 10,848 1,499 0.25%
45 BIOGEN INC 4,519 1,495 0.25%
46 BIOTIME INC 273,000 857 0.14%
47 BIRCHCLIFF ENERGY LTD 19,910 188 0.03%
48 BLACKSTONE GROUP L P 76,200 2,399 0.40%
49 BLACKSTONE MTG TR INC 14,800 401 0.07%
50 BOEING CO 18,261 2,326 0.39%
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