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Institutional Investment Manager
Wellington Shields Capital Management, LLC
Wellington Shields Capital Management, LLC (CIK: 0001506071) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001506071-14-000005) filed in 2014.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ZIONS BANCORPORATION 39,000 1,133 0.19%
2 ZIMMER BIOMET HLDGS INC 2,150 216 0.04%
3 ZEP INC 42,850 601 0.10%
4 YUM BRANDS INC (FORMERLY TRICO 12,200 878 0.15%
5 YAHOO INC 15,150 617 0.10%
6 XPO LOGISTICS INC 16,250 612 0.10%
7 WindStream Corp (win) 27,700 299 0.05%
8 Walgreens 18,700 1,108 0.18%
9 WILLIAMS COS INC DEL 36,196 2,003 0.33%
10 WHOLE FOODS MKT INC 57,200 2,180 0.36%
11 WHITEWAVE FOODS CO 32,186 1,169 0.19%
12 WHEELER REAL ESTATE INVT TR 60,620 276 0.05%
13 WGL HLDGS INC COM 8,000 337 0.06%
14 WEYERHAEUSER CO 9,000 287 0.05%
15 WESTERN UN CO 100,000 1,604 0.27%
16 WENDYS CO 123,900 1,023 0.17%
17 WELLS FARGO & CO NEW 7,426 385 0.06%
18 WEC ENERGY CORP. 9,000 387 0.06%
19 WD-40 CO 20,320 1,381 0.23%
20 WASTE MGMT INC DEL 6,825 324 0.05%
21 WAL-MART STORES INC 36,000 2,753 0.46%
22 WABTEC CORP 4,490 364 0.06%
23 W P CAREY INC 30,935 1,973 0.33%
24 VODAFONE GROUP PLC NEW 30,756 1,012 0.17%
25 VISA INC CL A COMMON STOCK 6,350 1,355 0.22%
26 VERIZON COMMUNICATIONS INC 120,973 6,047 1.00%
27 VALEANT PHARMACEUTICALS INTL 8,700 1,141 0.19%
28 URANIUM ENERGY CORP 13,000 16 0.00%
29 UNIVERSAL HLTH SVCS INC 5,000 522 0.09%
30 UNIVERSAL ELECTRS INC 7,000 346 0.06%
31 UNITEDHEALTH GROUP INC 5,317 459 0.08%
32 UNITED TECHNOLOGIES CORP 8,155 861 0.14%
33 UNITED RENTALS INC 55,150 6,127 1.02%
34 UNITED PARCEL SERVICE INC 3,612 355 0.06%
35 UNITED NATURAL FOODSINC 89,720 5,514 0.91%
36 UNION PAC CORP 14,480 1,570 0.26%
37 TreeHouseFoods Inc 65,530 5,275 0.87%
38 Titan Medical Inc 22,000 48 0.01%
39 Tate & Lyle PLC ADR 9,408 366 0.06%
40 TWO HBRS INVT CORP 45,300 438 0.07%
41 TWENTY FIRST CENTY FOX INC 23,100 769 0.13%
42 TUPPERWARE BRANDS CORP 5,323 368 0.06%
43 TUMI HOLDINGS INC 43,405 883 0.15%
44 TRINITY INDS INC 33,200 1,551 0.26%
45 TRAVELERS COMPANIES INC 25,922 2,435 0.40%
46 TRANSOCEAN INC NEW F 21,089 674 0.11%
47 TRACTOR SUPPLY CO 12,900 793 0.13%
48 TOOTSIE ROLL INDS INC 35,182 985 0.16%
49 THOMSON REUTERS CORP 5,500 200 0.03%
50 TEXTAINER GROUP HOLDINGS LTD 8,000 249 0.04%
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