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Institutional Investment Manager
Wellington Shields Capital Management, LLC
Wellington Shields Capital Management, LLC (CIK: 0001506071) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001506071-16-000005) filed in 2016.02.08
#
Name
Shares
Value ($)
%
Options
Notes
201 STERICYCLE INC 4,030 486 0.08%
202 ANADARKO PETR 9,912 482 0.08%
203 COACH INC 14,700 481 0.08%
204 SYMANTEC CORP 22,850 480 0.08%
205 WELLS FARGO CO NEW 8,807 479 0.08%
206 LUMEN TECHNOLOGIES INC 18,938 476 0.08%
207 SELECT SECTOR SPDR TR 19,613 467 0.08%
208 SELECT SECTOR SPDR TR 10,840 464 0.08%
209 AETNA INC NEW 4,275 462 0.08%
210 WEC ENERGY GROUP INC 9,000 462 0.08%
211 ROCKWELL COLLINS INC 5,000 461 0.08%
212 AMERICAN TOWER CORP NEW 4,750 461 0.08%
213 CASI PHARMACEUTICALS INC COM 465,359 447 0.08%
214 INGREDION INC 4,626 443 0.08%
215 XPO LOGISTICS INC 16,150 440 0.07%
216 SONY GROUP CORP 17,700 436 0.07%
217 ALBEMARLE CORP 7,750 434 0.07%
218 GENERAL MTRS CO 12,664 431 0.07%
219 ALLSTATE CORP 6,870 427 0.07%
220 WINDSTREAM HLDGS INC 66,150 426 0.07%
221 CROWN CASTLE INTL CORP NEW 4,900 424 0.07%
222 CHESAPEAKE LODGING TRUSTSH BEN INT 16,725 421 0.07%
223 EDGEWELL PERS CARE CO 5,323 417 0.07%
224 CRAFT BREW ALLIANCE INC 49,204 412 0.07%
225 DEPOMED INC 22,650 411 0.07%
226 DUNKIN BRANDS GROUP INC COM 9,650 411 0.07%
227 COLGATE PALMOLIVE CO 6,150 410 0.07%
228 CATERPILLAR INC 5,860 398 0.07%
229 DIAMOND FOODS INC 10,300 397 0.07%
230 BERKSHIRE HATHAWAY INC DEL 2 396 0.07%
231 Advance Auto Parts Inc 2,600 391 0.07%
232 BARD C R INC 2,000 379 0.06%
233 OWENS CORNING NEW 8,050 379 0.06%
234 REGAL ENTMT GROUP 20,000 377 0.06%
235 MONDELEZ INTL INC 8,374 375 0.06%
236 MEDICAL PPTYS TRUST INC 32,125 370 0.06%
237 MEAD JOHNSON NUTRITION CO 4,650 367 0.06%
238 QUALCOMM INC 7,350 367 0.06%
239 WASTE MGMT INC DEL 6,825 364 0.06%
240 UNIVERSAL ELECTRS INC 7,000 359 0.06%
241 DOMINION ENERGY INC 5,300 358 0.06%
242 AMERICAN INTL GROUP INC 5,726 355 0.06%
243 Dentsply Intl Inc 5,650 344 0.06%
244 APACHE CORP 7,700 342 0.06%
245 LENNAR CORP 7,000 342 0.06%
246 AMERICAN ELEC PWR INC 5,773 336 0.06%
247 Tate & Lyle PLC ADR 9,408 334 0.06%
248 ETF MANAGERS TR PUREFUNDS ISE CY 12,875 333 0.06%
249 NEW ORIENTAL ED & TECH GRP I 10,500 329 0.06%
250 PENTAIR PLC 6,566 325 0.06%
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