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Institutional Investment Manager
ETRADE Capital Management LLC
ETRADE Capital Management LLC (CIK: 0001512581) incorporated in Delaware, located at 671 N. Glebe Road, Arlington, VA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000950123-16-022277) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 ANADARKO PETE CORP 6,668 422 0.02%
52 ANHEUSER BUSCH INBEV SA/NV 7,813 1,027 0.05%
53 ANI PHARMACEUTICALS INC 11,949 793 0.04%
54 AON PLC 3,616 407 0.02%
55 APARTMENT INVT & MGMT CO 6,780 311 0.02%
56 APOGEE ENTERPRISES INC COM 14,985 670 0.03%
57 APPLE INC 83,288 9,416 0.46%
58 APPLE INC 724 82 0.00%
59 ARCHER DANIELS MIDLAND CO 52,482 2,213 0.11%
60 ARGAN INC 16,041 949 0.05%
61 ARMADA HOFFLER PPTYS INC 64,558 865 0.04%
62 ARRIS INTL INC 32,517 921 0.04%
63 ASML HOLDING N V N Y REGISTRY SHS 2,679 294 0.01%
64 ASTRAZENECA PLC 96 3 0.00%
65 ASTRAZENECA PLC 66,845 2,197 0.11%
66 ASTRONICS CORP 17,528 790 0.04%
67 AT&T INC 498 20 0.00%
68 AT&T INC 282,234 11,462 0.55%
69 ATMOS ENERGY CORP 2,759 205 0.01%
70 AVERY DENNISON CORP 9,880 769 0.04%
71 B/E AEROSPACE INC 5,441 281 0.01%
72 BABCOCK & WILCOX ENTERPRIS INC COM 57,390 947 0.05%
73 BAIDU INC 2,559 466 0.02%
74 BAIDU INC 14 3 0.00%
75 BANCO BILBAO VIZCAYA ARGENTA 75,164 448 0.02%
76 BANK AMER CORP 24,301 380 0.02%
77 BANK AMER CORP 214 3 0.00%
78 BANK OF THE OZARKS INC 24,835 954 0.05%
79 BARD C R INC 34,306 1,316 0.06%
80 BB&T CORP 1,054 236 0.01%
81 BCE INC 60,845 2,295 0.11%
82 BCE INC 181 8 0.00%
83 BERRY PLASTICS GROUP INC 100,900 4,660 0.23%
84 BHP BILLITON LTD 18,982 832 0.04%
85 BHP BILLITON PLC 16,342 566 0.03%
86 BIOGEN INC 16,029 487 0.02%
87 BIOMARIN PHARMACEUTICAL INC 4,625 1,448 0.07%
88 BLACKROCK INC 3,914 362 0.02%
89 BOEING CO 58 8 0.00%
90 BOEING CO 5,863 2,125 0.10%
91 BORGWARNER INC 79 3 0.00%
92 BORGWARNER INC 7,581 999 0.05%
93 BOSTON SCIENTIFIC CORP 10,940 385 0.02%
94 BOTTOMLINE TECH DEL INC COM 9,560 228 0.01%
95 BP PLC 56,261 1,311 0.06%
96 BP PLC 216 8 0.00%
97 BRIGGS & STRATTON CORP 67,763 2,383 0.12%
98 BRISTOL MYERS SQUIBB CO 11,397 213 0.01%
99 BRISTOL MYERS SQUIBB CO 94 5 0.00%
100 BRITISH AMERN TOB PLC 17,221 929 0.04%
Page 2 of 15
Restatement filing (0000950123-16-022639) filed in 2016.11.21
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,734,598 195,004 9.44%
2 ISHARES TR 1,616,374 168,378 8.15%
3 ISHARES TR 1,589,633 167,897 8.13%
4 SPDR S&P 500 ETF TR 751,846 162,624 7.87%
5 VANGUARD INTL EQUITY INDEX F 2,925,010 132,883 6.43%
6 VANGUARD SCOTTSDALE FDS 1,410,646 126,366 6.12%
7 ISHARES TR 434,349 53,951 2.61%
8 ISHARES RUSSELL 2000 GROWTH ETF 353,063 52,571 2.55%
9 ISHARES RUSSELL 2000 VALUE ETF 482,642 50,557 2.45%
10 RYDEX ETF TRUST 512,795 42,865 2.08%
11 VANGUARD BD INDEX FDS 391,208 31,621 1.53%
12 VANGUARD WHITEHALL FDS 369,090 26,626 1.29%
13 ISHARES TR 226,395 26,373 1.28%
14 ISHARES TR 232,980 25,649 1.24%
15 VANGUARD INTL EQUITY INDEX F 629,325 23,682 1.15%
16 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 270,269 23,584 1.14%
17 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 171,315 19,076 0.92%
18 AT&T INC 282,234 11,462 0.55%
19 APPLE INC 83,288 9,416 0.46%
20 ABBVIE INC 142,338 8,977 0.43%
21 MICROSOFT CORP 153,594 8,847 0.43%
22 VERIZON COMMUNICATIONS INC 152,356 7,920 0.38%
23 CHEVRON CORP NEW 76,903 7,915 0.38%
24 JOHNSON & JOHNSON 64,642 7,636 0.37%
25 MERCK & CO INC 115,227 7,191 0.35%
26 ISHARES TR 231,723 6,947 0.34%
27 POWERSHARES GLOBAL ETF FD 311,045 6,544 0.32%
28 ISHARES TR 98,254 6,216 0.30%
29 AMAZON COM INC 7,180 6,012 0.29%
30 PFIZER INC 169,448 5,739 0.28%
31 VANGUARD WORLD FD 62,699 5,485 0.27%
32 ALPHABET INC 7,014 5,452 0.26%
33 UNITEDHEALTH GROUP INC 38,147 5,341 0.26%
34 SCHLUMBERGER LTD 67,419 5,302 0.26%
35 ALTRIA GROUP INC 83,222 5,262 0.25%
36 PHILIP MORRIS INTL INC 52,838 5,137 0.25%
37 VODAFONE GROUP PLC NEW 174,940 5,100 0.25%
38 PEPSICO INC 45,910 4,994 0.24%
39 ISHARES 7-10 YEAR TREASURY BOND ETF 44,390 4,966 0.24%
40 CVS HEALTH CORP 55,548 4,943 0.24%
41 VANGUARD INDEX FDS 52,294 4,893 0.24%
42 GLAXOSMITHKLINE PLC 113,179 4,881 0.24%
43 ISHARES TRUST CMBS ETF 91,394 4,851 0.23%
44 LOWES COS INC 66,852 4,827 0.23%
45 CHUBB LIMITED 37,297 4,686 0.23%
46 NATIONAL GRID PLC 65,569 4,663 0.23%
47 BCE INC 100,900 4,660 0.23%
48 MARSH & MCLENNAN COS INC 67,356 4,530 0.22%
49 SPDR SERIES TRUST 152,207 4,390 0.21%
50 VANGUARD INTL EQUITY INDEX F 116,515 4,384 0.21%
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