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Institutional Investment Manager
ETRADE Capital Management LLC
ETRADE Capital Management LLC (CIK: 0001512581) incorporated in Delaware, located at 671 N. Glebe Road, Arlington, VA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000950123-16-022277) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
101 BRITISH AMERN TOB PLC 29 4 0.00%
102 BROADCOM LTD 52 9 0.00%
103 BROADCOM LTD 12,116 1,547 0.07%
104 BROADRIDGE FINL SOLUTIONS IN 15,448 2,665 0.13%
105 BROADRIDGE FINL SOLUTIONS IN 59 4 0.00%
106 BROCADE COMMUNICATIONS SYS I 9,312 631 0.03%
107 BRUKER CORP 27,321 252 0.01%
108 BT GROUP PLC 14,870 337 0.02%
109 BWX TECHNOLOGIES INC COM 15,664 398 0.02%
110 CA INC 102 3 0.00%
111 CA INC 87,672 2,900 0.14%
112 CADENCE DESIGN SYSTEM INC 9,536 243 0.01%
113 CAMDEN PROPERTY TRUS 2,634 221 0.01%
114 CAMPBELL SOUP CO 4,176 228 0.01%
115 CANADIAN NATL RY CO 38 2 0.00%
116 CANADIAN NATL RY CO 10,952 716 0.03%
117 CARDINAL HEALTH INC 31,210 2,425 0.12%
118 CARRIZO OIL & GAS INC 17,146 696 0.03%
119 CASEY'S GENERAL STORES INC COM 7,605 914 0.04%
120 CBS CORP NEW 10,579 579 0.03%
121 CDW CORP 15,179 694 0.03%
122 CDW CORP 93 4 0.00%
123 CELGENE CORP 24,797 2,592 0.13%
124 CELGENE CORP 64 7 0.00%
125 CEMEX SAB DE CV 18,479 147 0.01%
126 CENOVUS ENERGY INC 134 2 0.00%
127 CENOVUS ENERGY INC 23,572 339 0.02%
128 CENTENE CORP DEL 6,219 416 0.02%
129 CENTENE CORP DEL 94 6 0.00%
130 CENTERSTATE BANKS COMMON STK USD0.01 55,872 991 0.05%
131 CERNER CORP 13,367 825 0.04%
132 CHECK POINT SOFTWARE TECH LT 11,106 678 0.03%
133 CHECK POINT SOFTWARE TECH LT 24,708 811 0.04%
134 CHEMTURA CORP 65 7 0.00%
135 CHESAPEAKE UTILS CORP 76,903 7,915 0.38%
136 CHEVRON CORP NEW 7,905 486 0.02%
137 CHEVRON CORP NEW 55,033 655 0.03%
138 CHICOS FAS INC 51,347 557 0.03%
139 CHINA MOBILE LIMITED 7 3 0.00%
140 CHINA YUCHAI INTL LTD 1,424 603 0.03%
141 CHIPOTLE MEXICAN GRILL INC 28 4 0.00%
142 CHIPOTLE MEXICAN GRILL INC 37,297 4,686 0.23%
143 CHUBB LIMITED 41,469 904 0.04%
144 CHUBB LIMITED 49,534 2,374 0.11%
145 CHURCH & DWIGHT 10,541 404 0.02%
146 CIENA CORP 129 4 0.00%
147 CINEMARK HOLDINGS INC 121,907 3,867 0.19%
148 CISCO SYS INC 3,647 311 0.02%
149 CISCO SYS INC 18,701 730 0.04%
150 CITRIX SYS INC 1,760 69 0.00%
Page 3 of 15
Restatement filing (0000950123-16-022639) filed in 2016.11.21
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,734,598 195,004 9.44%
2 ISHARES TR 1,616,374 168,378 8.15%
3 ISHARES TR 1,589,633 167,897 8.13%
4 SPDR S&P 500 ETF TR 751,846 162,624 7.87%
5 VANGUARD INTL EQUITY INDEX F 2,925,010 132,883 6.43%
6 VANGUARD SCOTTSDALE FDS 1,410,646 126,366 6.12%
7 ISHARES TR 434,349 53,951 2.61%
8 ISHARES RUSSELL 2000 GROWTH ETF 353,063 52,571 2.55%
9 ISHARES RUSSELL 2000 VALUE ETF 482,642 50,557 2.45%
10 RYDEX ETF TRUST 512,795 42,865 2.08%
11 VANGUARD BD INDEX FDS 391,208 31,621 1.53%
12 VANGUARD WHITEHALL FDS 369,090 26,626 1.29%
13 ISHARES TR 226,395 26,373 1.28%
14 ISHARES TR 232,980 25,649 1.24%
15 VANGUARD INTL EQUITY INDEX F 629,325 23,682 1.15%
16 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 270,269 23,584 1.14%
17 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 171,315 19,076 0.92%
18 AT&T INC 282,234 11,462 0.55%
19 APPLE INC 83,288 9,416 0.46%
20 ABBVIE INC 142,338 8,977 0.43%
21 MICROSOFT CORP 153,594 8,847 0.43%
22 VERIZON COMMUNICATIONS INC 152,356 7,920 0.38%
23 CHEVRON CORP NEW 76,903 7,915 0.38%
24 JOHNSON & JOHNSON 64,642 7,636 0.37%
25 MERCK & CO INC 115,227 7,191 0.35%
26 ISHARES TR 231,723 6,947 0.34%
27 POWERSHARES GLOBAL ETF FD 311,045 6,544 0.32%
28 ISHARES TR 98,254 6,216 0.30%
29 AMAZON COM INC 7,180 6,012 0.29%
30 PFIZER INC 169,448 5,739 0.28%
31 VANGUARD WORLD FD 62,699 5,485 0.27%
32 ALPHABET INC 7,014 5,452 0.26%
33 UNITEDHEALTH GROUP INC 38,147 5,341 0.26%
34 SCHLUMBERGER LTD 67,419 5,302 0.26%
35 ALTRIA GROUP INC 83,222 5,262 0.25%
36 PHILIP MORRIS INTL INC 52,838 5,137 0.25%
37 VODAFONE GROUP PLC NEW 174,940 5,100 0.25%
38 PEPSICO INC 45,910 4,994 0.24%
39 ISHARES 7-10 YEAR TREASURY BOND ETF 44,390 4,966 0.24%
40 CVS HEALTH CORP 55,548 4,943 0.24%
41 VANGUARD INDEX FDS 52,294 4,893 0.24%
42 GLAXOSMITHKLINE PLC 113,179 4,881 0.24%
43 ISHARES TRUST CMBS ETF 91,394 4,851 0.23%
44 LOWES COS INC 66,852 4,827 0.23%
45 CHUBB LIMITED 37,297 4,686 0.23%
46 NATIONAL GRID PLC 65,569 4,663 0.23%
47 BCE INC 100,900 4,660 0.23%
48 MARSH & MCLENNAN COS INC 67,356 4,530 0.22%
49 SPDR SERIES TRUST 152,207 4,390 0.21%
50 VANGUARD INTL EQUITY INDEX F 116,515 4,384 0.21%
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