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Institutional Investment Manager
ETRADE Capital Management LLC
ETRADE Capital Management LLC (CIK: 0001512581) incorporated in Delaware, located at 671 N. Glebe Road, Arlington, VA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000950123-16-022277) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
101 GENERAL MTRS CO 78,256 2,486 0.12%
102 POWERSHARES GLOBAL ETF FD 81,158 2,486 0.12%
103 NOVO-NORDISK A S 31,005 2,448 0.12%
104 CARDINAL HEALTH INC 31,210 2,425 0.12%
105 EDWARDS LIFESCIENCES CORP 32,992 2,384 0.12%
106 BRIGGS & STRATTON CORP 67,763 2,383 0.12%
107 ABBOTT LABS 56,316 2,382 0.12%
108 CHUBB LIMITED 49,534 2,374 0.11%
109 DUN & BRADSTREET CORP DEL NE 35,399 2,371 0.11%
110 MARRIOTT VACATIONS WORLDWIDE C COM 148,808 2,353 0.11%
111 PRA GROUP INC 67,624 2,338 0.11%
112 ALLSTATE CORP 33,538 2,320 0.11%
113 BCE INC 60,845 2,295 0.11%
114 LOWES COS INC 9,518 2,282 0.11%
115 ISHARES RUSSELL 2000 VALUE ETF 47,940 2,267 0.11%
116 ISHARES TR 20,155 2,266 0.11%
117 ROYAL DUTCH SHELL PLC 30,210 2,264 0.11%
118 FIDELITY NATL INFORMATION SV 29,330 2,259 0.11%
119 Lloyds Banking Group Plc 63,514 2,252 0.11%
120 XEROX CORP 219,032 2,219 0.11%
121 ARCHER DANIELS MIDLAND CO 52,482 2,213 0.11%
122 ACUITY BRANDS INC 8,341 2,207 0.11%
123 SIGNET JEWELERS LIMITED 7,959 2,202 0.11%
124 ASTRAZENECA PLC 66,845 2,197 0.11%
125 ORANGE ADR SPONSORED 178,293 2,197 0.11%
126 DISNEY WALT CO 27,187 2,192 0.11%
127 NORTHROP GRUMMAN CORP 32,096 2,182 0.11%
128 OCEANEERING INTL INC 29,800 2,173 0.11%
129 DOMINION ENERGY INC 27,351 2,159 0.10%
130 DISCOVER FINL SVCS 37,890 2,143 0.10%
131 CONOCOPHILLIPS 49,111 2,135 0.10%
132 BOEING CO 5,863 2,125 0.10%
133 HOME BANCSHARES INC 16,445 2,116 0.10%
134 WELLTOWER INC 28,175 2,107 0.10%
135 DORMAN PRODUCTS INC 27,999 2,080 0.10%
136 VANGUARD WORLD FD 19,523 2,077 0.10%
137 F5 NETWORKS INC 16,495 2,056 0.10%
138 COCA COLA CO 48,399 2,048 0.10%
139 VANGUARD SPECIALIZED FUNDS 24,054 2,019 0.10%
140 SPARTAN MTRS INC 51,127 1,988 0.10%
141 COGNIZANT TECHNOLOGY SOLUTIO 41,186 1,965 0.10%
142 VERIZON COMMUNICATIONS INC 27,611 1,950 0.09%
143 VANGUARD INTL EQUITY INDEX F 34,712 1,946 0.09%
144 TERADATA CORP DEL 29,614 1,907 0.09%
145 TJX COS INC NEW 23,351 1,859 0.09%
146 RUDOLPH TECHNOLOGIES INC 36,914 1,848 0.09%
147 MICROCHIP TECHNOLOGY 39,481 1,847 0.09%
148 VENTAS INC 25,825 1,807 0.09%
149 3-D SYS CORP DEL 100,230 1,799 0.09%
150 COLGATE PALMOLIVE CO 24,233 1,797 0.09%
Page 3 of 15
Restatement filing (0000950123-16-022639) filed in 2016.11.21
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,734,598 195,004 9.44%
2 ISHARES TR 1,616,374 168,378 8.15%
3 ISHARES TR 1,589,633 167,897 8.13%
4 SPDR S&P 500 ETF TR 751,846 162,624 7.87%
5 VANGUARD INTL EQUITY INDEX F 2,925,010 132,883 6.43%
6 VANGUARD SCOTTSDALE FDS 1,410,646 126,366 6.12%
7 ISHARES TR 434,349 53,951 2.61%
8 ISHARES RUSSELL 2000 GROWTH ETF 353,063 52,571 2.55%
9 ISHARES RUSSELL 2000 VALUE ETF 482,642 50,557 2.45%
10 RYDEX ETF TRUST 512,795 42,865 2.08%
11 VANGUARD BD INDEX FDS 391,208 31,621 1.53%
12 VANGUARD WHITEHALL FDS 369,090 26,626 1.29%
13 ISHARES TR 226,395 26,373 1.28%
14 ISHARES TR 232,980 25,649 1.24%
15 VANGUARD INTL EQUITY INDEX F 629,325 23,682 1.15%
16 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 270,269 23,584 1.14%
17 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 171,315 19,076 0.92%
18 AT&T INC 282,234 11,462 0.55%
19 APPLE INC 83,288 9,416 0.46%
20 ABBVIE INC 142,338 8,977 0.43%
21 MICROSOFT CORP 153,594 8,847 0.43%
22 VERIZON COMMUNICATIONS INC 152,356 7,920 0.38%
23 CHEVRON CORP NEW 76,903 7,915 0.38%
24 JOHNSON & JOHNSON 64,642 7,636 0.37%
25 MERCK & CO INC 115,227 7,191 0.35%
26 ISHARES TR 231,723 6,947 0.34%
27 POWERSHARES GLOBAL ETF FD 311,045 6,544 0.32%
28 ISHARES TR 98,254 6,216 0.30%
29 AMAZON COM INC 7,180 6,012 0.29%
30 PFIZER INC 169,448 5,739 0.28%
31 VANGUARD WORLD FD 62,699 5,485 0.27%
32 ALPHABET INC 7,014 5,452 0.26%
33 UNITEDHEALTH GROUP INC 38,147 5,341 0.26%
34 SCHLUMBERGER LTD 67,419 5,302 0.26%
35 ALTRIA GROUP INC 83,222 5,262 0.25%
36 PHILIP MORRIS INTL INC 52,838 5,137 0.25%
37 VODAFONE GROUP PLC NEW 174,940 5,100 0.25%
38 PEPSICO INC 45,910 4,994 0.24%
39 ISHARES 7-10 YEAR TREASURY BOND ETF 44,390 4,966 0.24%
40 CVS HEALTH CORP 55,548 4,943 0.24%
41 VANGUARD INDEX FDS 52,294 4,893 0.24%
42 GLAXOSMITHKLINE PLC 113,179 4,881 0.24%
43 ISHARES TRUST CMBS ETF 91,394 4,851 0.23%
44 LOWES COS INC 66,852 4,827 0.23%
45 CHUBB LIMITED 37,297 4,686 0.23%
46 NATIONAL GRID PLC 65,569 4,663 0.23%
47 BCE INC 100,900 4,660 0.23%
48 MARSH & MCLENNAN COS INC 67,356 4,530 0.22%
49 SPDR SERIES TRUST 152,207 4,390 0.21%
50 VANGUARD INTL EQUITY INDEX F 116,515 4,384 0.21%
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