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Institutional Investment Manager
MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC (CIK: 0001513006) incorporated in Delaware, located at 1271 Avenue Of The Americas, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001062993-15-000360) filed in 2015.01.28
#
Name
Shares
Value ($)
%
Options
Notes
1 GOPRO INC 67,200 2,708 0.27% Put
2 WESTPORT FUEL SYSTEMS INC 173,300 2,599 0.26% Put
3 PENNEY J C 384,700 2,281 0.22% Put
4 CLIFFS NAT RES INC 116,500 2,009 0.20% Put
5 3-D SYS CORP DEL 150,900 1,842 0.18% Put
6 APPROACH RESOURCES INC 212,600 1,713 0.17% Put
7 INVENSENSE INC 253,900 1,657 0.16% Put
8 GLU MOBILE INC 150,000 1,518 0.15% Put
9 CONNS INC 62,100 1,172 0.12% Put
10 HERBALIFE LTD 50,000 1,142 0.11% Put
11 JUMEI INTL HLDG LTD 35,600 940 0.09% Put
12 POWERSHARES QQQ TRUST 575,800 851 0.08% Put
13 SODASTREAM INTERNATIONAL LTD 38,500 829 0.08% Put
14 NATIONSTAR MTG HLDGS INCORPORATED 74,600 795 0.08% Put
15 GT ADVANCED TECHNOLOGIES INC COM 32,000 790 0.08% Put
16 GOODRICH PETE CORP 141,400 705 0.07% Put
17 EL POLLO LOCO HLDGS INC 44,000 697 0.07% Put
18 KANDI TECHNOLOGIES GROUP INC 121,200 568 0.06% Put
19 TILE SHOP HLDGS INC 50,000 558 0.05% Put
20 VIRNETX HLDG CORP 43,300 553 0.05% Put
21 SOLARCITY CORP 75,000 536 0.05% Put
22 APPLIED MATLS INC 100,000 510 0.05% Put
23 ROCKET FUEL INC 38,800 438 0.04% Put
24 VOXELJET AG 40,700 430 0.04% Put
25 Nuverra Environmental Solutions Inc 27,500 398 0.04% Put
26 OPKO HEALTH INC 75,000 378 0.04% Put
27 YINGLI GREEN ENERGY HLDG CO 120,100 369 0.04% Put
28 TRANSOCEAN LTD 50,300 364 0.04% Put
29 ARISTA NETWORKS INC 21,900 320 0.03% Put
30 PLUG POWER INC 110,000 301 0.03% Put
31 ULTRA PETROLEUM CORP 19,000 265 0.03% Put
32 LENDINGCLUB CORP 27,500 261 0.03% Put
33 NOW INC 35,000 254 0.03% Put
34 EXONE CO 38,500 245 0.02% Put
35 AMBARELLA INC 20,000 225 0.02% Put
36 APPLE INC 340,000 215 0.02% Put
37 HALCON RESOURCES CORP 44,900 214 0.02% Put
38 GOGO INC 25,000 214 0.02% Put
39 ADVANCED MICRO DEVICES INC 58,200 147 0.01% Put
40 EXCO RESOURCES INC 66,800 142 0.01% Put
41 AUXILIUM PHARMACEUTICALS INC 19,000 109 0.01% Put
42 Quantum Fuel Systems Tech Worl 25,200 99 0.01% Put
43 MOBILEYE N V AMSTELVEEN 22,600 98 0.01% Put
44 TASER INTL INC 44,100 47 0.00% Put
45 SPDR S&P 500 ETF TR 61,000 39 0.00% Put
46 INOVIO PHARMACEUTICALS INC 16,000 22 0.00% Put
47 POTBELLY CORP 8,000 3 0.00% Put
48 LULULEMON ATHLETICA INC 41,800 3 0.00% Put
49 SOLARCITY CORP 35,000 14 0.00% Call
50 SPDR DOW JONES INDL AVRG ETF 973,948 173,270 17.06%
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