Dark
Light
System
Institutional Investment Manager
MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC (CIK: 0001513006) incorporated in Delaware, located at 1271 Avenue Of The Americas, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001062993-16-007186) filed in 2016.01.21
#
Name
Shares
Value ($)
%
Options
Notes
101 WAL-MART STORES INC 40,000 2,452 0.30%
102 PFIZER INC 80,000 2,582 0.32%
103 CHEETAH MOBILE INC 161,800 2,592 0.32%
104 3-D SYS CORP DEL 302,700 2,630 0.33%
105 MERCK & CO INC 50,000 2,641 0.33%
106 HESS CORP 55,000 2,666 0.33%
107 HALLIBURTON CO 80,000 2,723 0.34%
108 ISHARES TR 29,900 3,229 0.40%
109 LAUDER ESTEE COS INC 38,100 3,355 0.42%
110 SELECT SECTOR SPDR TR 157,900 3,763 0.47%
111 CREE INC 148,400 3,958 0.49%
112 MONDELEZ INTL INC 88,300 3,959 0.49%
113 GENERAL ELECTRIC CO 136,300 4,246 0.53%
114 MASCO CORP 151,000 4,273 0.53%
115 GOPRO INC 239,400 4,312 0.53%
116 MOBILEYE N V AMSTELVEEN 104,900 4,435 0.55%
117 REYNOLDS AMERICAN INC 100,600 4,643 0.58%
118 PIONEER NAT RES CO 40,800 5,116 0.63%
119 TEVA PHARMACEUTICAL INDS LTD 78,200 5,133 0.64%
120 XCEL ENERGY INC 151,000 5,422 0.67%
121 3-D SYS CORP DEL 302,700 6,131 0.76% Put
122 INTERNATIONAL BUSINESS MACHS 45,000 6,193 0.77%
123 PALO ALTO NETWORKS INC 3,759,000 6,256 0.78%
124 PPL CORP 183,400 6,259 0.78%
125 PG&E CORP 123,900 6,590 0.82%
126 NIKE INC 109,400 6,838 0.85%
127 VERISIGN INC 2,725,000 6,995 0.87%
128 CARNIVAL CORP 129,800 7,072 0.88%
129 GOPRO INC 239,400 7,238 0.90% Put
130 DOW CHEM CO 193,000 9,936 1.23%
131 CROWN CASTLE INTL CORP NEW 130,000 11,238 1.39%
132 SELECT SECTOR SPDR TR 298,500 12,919 1.60%
133 ISHARES TR 125,500 14,308 1.77%
134 PROCTER AND GAMBLE CO 200,000 15,882 1.97%
135 SELECT SECTOR SPDR TR 500,000 21,415 2.66%
136 WELLS FARGO CO NEW 485,300 26,381 3.27%
137 JOHNSON & JOHNSON 304,000 31,227 3.87%
138 APPLE INC 414,700 43,651 5.41%
139 SPDR DOW JONES INDL AVRG ETF 620,411 107,945 13.39%
140 POWERSHARES QQQ TRUST 1,165,363 130,358 16.16%
141 ISHARES 20 YEAR TREASURY BOND ETF 1,300,000 156,754 19.44%
Page 3 of 3