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Institutional Investment Manager
MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC (CIK: 0001513006) incorporated in Delaware, located at 1271 Avenue Of The Americas, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001062993-16-011821) filed in 2016.10.21
#
Name
Shares
Value ($)
%
Options
Notes
51 SPDR DOW JONES INDL AVRG ETF 332,844 60,852 5.06%
52 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 80,000 2,540 0.21%
53 SOLAREDGE TECHNOLOGIES INC 41,600 295 0.02% Put
54 SOLAREDGE TECHNOLOGIES INC 41,600 717 0.06%
55 SOLARCITY CORP 78,200 1 0.00% Call
56 SOLARCITY CORP 78,200 1,530 0.13%
57 SOLARCITY CORP 78,200 691 0.06% Put
58 SHAKE SHACK INC 17,900 621 0.05%
59 SHAKE SHACK INC 17,900 375 0.03% Put
60 SEARS HLDGS CORP 9,800 44 0.00% Put
61 SEARS HLDGS CORP 9,800 112 0.01%
62 Royal Gold Inc 1,003,000 1,115 0.09%
63 RED HAT INC 20,300 1,641 0.14%
64 R H 98,300 15 0.00% Call
65 R H 98,300 918 0.08% Put
66 R H 98,300 3,399 0.28%
67 QUANTA SVCS INC 172,700 4,834 0.40%
68 PROCTER AND GAMBLE CO 30,814 163 0.01% Call
69 PROCTER AND GAMBLE CO 30,814 2,766 0.23%
70 PRICELINE GRP INC 4,000 5,886 0.49%
71 POWERSHARES QQQ TRUST 975,571 115,826 9.64%
72 PLUG POWER INC 50,000 86 0.01%
73 PLUG POWER INC 50,000 96 0.01% Put
74 PLAYA HOTELS & R 156,700 1,543 0.13%
75 PIONEER NAT RES CO 151,500 28,126 2.34%
76 PFIZER INC 30,814 1,044 0.09%
77 PEOPLES UNITED FINANCIAL INC 58,300 922 0.08%
78 PALO ALTO NETWORKS INC 2,526,000 3,850 0.32%
79 PACIRA PHARMACEUTICALS INC 3,500,000 5,275 0.44%
80 PACE HLDGS CORP 10,000 4 0.00%
81 ON SEMICONDUCTOR CORP 2,411,000 2,879 0.24%
82 NIPPON TEL &TEL CORP SPON ADR EACH REP 1 13,465 617 0.05%
83 NIKE INC 30,814 1,622 0.13%
84 NEXTERA ENERGY INC 17,300 2,116 0.18%
85 NEW YORK REIT INC 12,898 118 0.01%
86 NATIONAL BEVERAGE CORP 14,300 630 0.05%
87 NATIONAL BEVERAGE CORP 14,300 241 0.02% Put
88 MOBILEYE N V AMSTELVEEN 85,900 3,657 0.30%
89 MOBILEYE N V AMSTELVEEN 85,900 505 0.04% Put
90 MOBILEYE N V AMSTELVEEN 85,900 22 0.00% Call
91 MITSUBISHI UFJ FINL GROUP IN 79,500 401 0.03%
92 MICROSOFT CORP 30,814 1,775 0.15%
93 MGIC INVT CORP WIS 55,000 55 0.00%
94 MERCK & CO INC 30,814 1,923 0.16%
95 MEDICINES CO SR GLBL CV NT 22 3,180,000 4,107 0.34%
96 MEDIA GENERAL INC NEW 65,000 1,198 0.10%
97 MCDONALDS CORP 30,814 3,555 0.30%
98 MATTEL INC 68,400 2,071 0.17%
99 MARATHON OIL CORP 1,547,900 24,472 2.04%
100 MANNKIND CORP. 119,800 685 0.06% Put
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