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Institutional Investment Manager
MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC (CIK: 0001513006) incorporated in Delaware, located at 1271 Avenue Of The Americas, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001062993-16-011821) filed in 2016.10.21
#
Name
Shares
Value ($)
%
Options
Notes
101 MEDICINES CO SR GLBL CV NT 22 3,180,000 4,107 0.34%
102 MERCK & CO INC 30,814 1,923 0.16%
103 MGIC INVT CORP WIS 55,000 55 0.00%
104 MICROSOFT CORP 30,814 1,775 0.15%
105 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 79,500 401 0.03%
106 MOBILEYE N V AMSTELVEEN 85,900 505 0.04% Put
107 MOBILEYE N V AMSTELVEEN 85,900 22 0.00% Call
108 MOBILEYE N V AMSTELVEEN 85,900 3,657 0.30%
109 NATIONAL BEVERAGE CORP COM 14,300 241 0.02% Put
110 NATIONAL BEVERAGE CORP COM 14,300 630 0.05%
111 NEXTERA ENERGY INC 17,300 2,116 0.18%
112 NIKE INC 30,814 1,622 0.13%
113 NIPPON TELEG TEL CORPORATION SPONSORED ADR 13,465 617 0.05%
114 New York REIT Inc 12,898 118 0.01%
115 ON SEMICONDUCTOR CORP 2,411,000 2,879 0.24%
116 PACE HLDGS CORP 10,000 4 0.00%
117 PACIRA PHARMACEUTICALS INC 3,500,000 5,275 0.44%
118 PALO ALTO NETWORKS INC 2,526,000 3,850 0.32%
119 PEOPLES UNITED FINANCIAL INC 58,300 922 0.08%
120 PFIZER INC 30,814 1,044 0.09%
121 PIONEER NAT RES CO 151,500 28,126 2.34%
122 PLAYA HOTELS & R 156,700 1,543 0.13%
123 PLUG POWER INC 50,000 96 0.01% Put
124 PLUG POWER INC 50,000 86 0.01%
125 POWERSHARES QQQ TRUST 975,571 115,826 9.64%
126 PRICELINE GRP INC 4,000 5,886 0.49%
127 PROCTER AND GAMBLE CO 30,814 163 0.01% Call
128 PROCTER AND GAMBLE CO 30,814 2,766 0.23%
129 QUANTA SVCS INC 172,700 4,834 0.40%
130 R H 98,300 918 0.08% Put
131 R H 98,300 3,399 0.28%
132 R H 98,300 15 0.00% Call
133 RED HAT INC 20,300 1,641 0.14%
134 Royal Gold Inc 1,003,000 1,115 0.09%
135 SEARS HLDGS CORP 9,800 112 0.01%
136 SEARS HLDGS CORP 9,800 44 0.00% Put
137 SHAKE SHACK INC 17,900 375 0.03% Put
138 SHAKE SHACK INC 17,900 621 0.05%
139 SOLARCITY CORP 78,200 1 0.00% Call
140 SOLARCITY CORP 78,200 691 0.06% Put
141 SOLARCITY CORP 78,200 1,530 0.13%
142 SOLAREDGE TECHNOLOGIES INC 41,600 717 0.06%
143 SOLAREDGE TECHNOLOGIES INC 41,600 295 0.02% Put
144 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 80,000 2,540 0.21%
145 SPDR DOW JONES INDL AVRG ETF 332,844 60,852 5.06%
146 SPDR GOLD TR 7,800 980 0.08%
147 SPDR S&P 500 ETF TR 501,806 108,591 9.04%
148 SPDR S&P 500 ETF TR 501,806 26 0.00% Call
149 STARBUCKS CORP 38,100 2,063 0.17%
150 STARWOOD PPTY TR INC 5,993,000 6,476 0.54%
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