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Institutional Investment Manager
MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC (CIK: 0001513006) incorporated in Delaware, located at 1271 Avenue Of The Americas, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001062993-16-011821) filed in 2016.10.21
#
Name
Shares
Value ($)
%
Options
Notes
151 DISH NETWORK A 19,000 1,041 0.09%
152 CYPRESS SEMICONDUCTOR CORP 85,270 1,037 0.09%
153 CTRIP COM INTL LTD 2,511,000 3,248 0.27%
154 CTRIP COM INTL LTD 3,700,000 4,026 0.33%
155 CSX CORP 252,800 7,710 0.64%
156 CORNING INC 272,900 6,454 0.54%
157 COCA COLA CO 30,814 1,304 0.11%
158 COBALT INTL ENERGY INC 4,000,000 2,002 0.17%
159 CISCO SYS INC 70,000 113 0.01% Put
160 CISCO SYS INC 100,814 3,198 0.27%
161 CHIPOTLE MEXICAN GRILL INC 12,000 5,082 0.42%
162 CHIPOTLE MEXICAN GRILL INC 12,000 191 0.02% Put
163 CHEVRON CORP NEW 54,514 5,611 0.47%
164 CHESAPEAKE ENERGY CORP 1,040,000 6,521 0.54%
165 CF CORP 81,313 796 0.07%
166 CEMEX SAB DE CV 231,800 1,840 0.15%
167 CELGENE CORP 73,700 7,704 0.64%
168 CBRE GROUP INC 36,100 1,010 0.08%
169 CATERPILLAR INC 30,814 2,735 0.23%
170 CARNIVAL CORP 67,200 3,281 0.27%
171 CANADIAN SOLAR INC 75,900 469 0.04% Put
172 CANADIAN SOLAR INC 75,900 1,043 0.09%
173 BROCADE COMMUNICATIONS SYS I 1,000,000 987 0.08%
174 BRANDYWINE RLTY TR 14,000 219 0.02%
175 BOEING CO 30,814 4,059 0.34%
176 BLOCK H & R INC 71,300 1,651 0.14%
177 BIOGEN INC 115,200 36,061 3.00%
178 Anthem Inc 100,000 4,347 0.36%
179 AR CAP ACQUISITION CORP 17,300 161 0.01%
180 APPLE INC 30,814 3,484 0.29%
181 ANADARKO PETR 138,200 8,756 0.73%
182 AMERICAN EXPRESS CO 30,814 1,973 0.16%
183 AMBARELLA INC 11,100 9 0.00% Put
184 AMBARELLA INC 11,100 817 0.07%
185 AMAZON COM INC 125,000 104,664 8.71%
186 ALTRIA GROUP INC 78,700 4,976 0.41%
187 ALLERGAN PLC 8,900 7,280 0.61%
188 ALCOA INC 14,000 456 0.04%
189 ADOBE INC 73,800 8,010 0.67%
190 ADAMIS PHARMACEUTICALS CORP 132,254 454 0.04%
191 AAC HLDGS INC 10,000 174 0.01%
192 3M CO 30,814 5,430 0.45%
193 3-D SYS CORP DEL 120,500 160 0.01% Call
194 3-D SYS CORP DEL 120,500 2,163 0.18%
195 3-D SYS CORP DEL 120,500 835 0.07% Put
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