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Institutional Investment Manager
RWC Asset Management LLP
RWC Asset Management LLP (CIK: 0001520478), located at Verde 4th Floor, 10 Bressenden Place, London, X0. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001420506-17-000297) filed in 2017.05.09
#
Name
Shares
Value ($)
%
Options
Notes
1 EXPEDIA INC DEL 925 247 0.02% Put
2 FLEETCOR TECHNOLOGIES INC 1,450 493 0.03% Call
3 MOLSON COORS BREWING CO 1,350 331 0.02% Call
4 CONSTELLATION BRANDS INC 1,250 324 0.02% Call
5 UNITED CONTL HLDGS INC 2,000 208 0.01% Call
6 AMAZON COM INC 72,602 64,365 4.16%
7 JOHNSON & JOHNSON 486,443 60,586 3.92%
8 MICROSOFT CORP 894,632 58,920 3.81%
9 PFIZER INC 1,258,278 43,046 2.78%
10 MERCK & CO INC 646,874 41,102 2.66%
11 CSX CORP 821,362 38,234 2.47%
12 LILLY ELI & CO 437,814 36,825 2.38%
13 PROCTER AND GAMBLE CO 357,440 32,116 2.08%
14 AMERICAN AIRLS GROUP INC 732,634 30,990 2.00%
15 HUNTINGTON BANCSHARES INC 2,189,647 29,319 1.90%
16 INTEL CORP JR SB CONV DB 35 20,250,000 27,550 1.78% PRN
17 WAL-MART STORES INC 372,452 26,846 1.74%
18 AMERICAN INTL GROUP INC 418,605 26,134 1.69%
19 CITRIX SYS INC 19,600,000 24,661 1.59% PRN
20 LAZARD LTD 529,113 24,334 1.57%
21 STARWOOD PPTY TR INC SR CV NT 3.75 17 23,550,000 23,923 1.55% PRN
22 CHARTER COMMUNICATIONS INC N 71,892 23,532 1.52%
23 HOLOGIC INC 18,600,000 23,056 1.49% PRN
24 COLGATE PALMOLIVE CO 313,398 22,938 1.48%
25 EAGLE MATERIALS INC 232,142 22,550 1.46%
26 EMERSON ELEC CO 373,880 22,380 1.45%
27 SOTHEBYS 484,706 22,044 1.43%
28 GARTNER INC 174,405 18,834 1.22%
29 SCOTTS MIRACLE-GRO CO 189,923 17,737 1.15%
30 INTERPUBLIC GROUP COS INC 716,750 17,611 1.14%
31 STARWOOD PPTY TR INC 15,500,000 16,948 1.10% PRN
32 ELDORADO RESORTS INC COM 822,888 15,573 1.01%
33 MONSANTO CO NEW 135,980 15,393 1.00%
34 TESLA INC SR CV NT 0.25 19 15,100,000 15,090 0.98% PRN
35 TD AMERITRADE HLDG CORP 386,057 15,002 0.97%
36 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 10,400,000 14,989 0.97% PRN
37 PAMPA S SPONS LVL 261,569 14,182 0.92%
38 KROGER CO 466,866 13,768 0.89%
39 LENNAR 267,778 13,708 0.89%
40 CBRE GROUP INC 393,273 13,682 0.88%
41 3M CO 70,987 13,582 0.88%
42 HP INC 752,756 13,459 0.87%
43 CVS HEALTH CORP 165,720 13,009 0.84%
44 REYNOLDS AMERICAN INC 204,542 12,890 0.83%
45 ADOBE INC 99,000 12,883 0.83%
46 PHILIP MORRIS INTL INC 113,557 12,821 0.83%
47 PACCAR INC 188,324 12,655 0.82%
48 SYNCHRONY FINL 364,089 12,488 0.81%
49 SS&C TECHNOLOGIES HLDGS INC 350,000 12,390 0.80%
50 EBAY INC 368,353 12,366 0.80%
Page 1 of 3
Restatement filing (0001567619-19-009298) filed in 2019.04.29
#
Name
Shares
Value ($)
%
Options
Notes
1 AMAZON COM INC 72,602 64,364 3.74%
2 JOHNSON & JOHNSON 486,443 60,587 3.52%
3 MICROSOFT CORP 894,632 58,920 3.42%
4 PFIZER INC 1,258,278 43,046 2.50%
5 MERCK & CO INC 646,874 41,103 2.39%
6 CSX CORP 821,362 38,235 2.22%
7 LILLY ELI & CO 437,814 36,825 2.14%
8 PROCTER AND GAMBLE CO 357,440 32,116 1.87%
9 AMERICAN AIRLS GROUP INC 732,634 30,991 1.80%
10 HUNTINGTON BANCSHARES INC 2,189,647 29,318 1.70%
11 CTRIP COM INTL LTD 25,500,000 28,314 1.64% PRN
12 INTEL CORP JR SB CONV DB 35 20,250,000 27,550 1.60% PRN
13 WAL-MART STORES INC 372,452 26,847 1.56%
14 AMERICAN INTL GROUP INC 418,605 26,133 1.52%
15 CITRIX SYS INC 19,600,000 24,661 1.43% PRN
16 LAZARD LTD 529,113 24,334 1.41%
17 STARWOOD PPTY TR INC SR CV NT 3.75 17 23,550,000 23,923 1.39% PRN
18 CHARTER COMMUNICATIONS INC N 71,892 23,532 1.37%
19 HOLOGIC INC 18,600,000 23,057 1.34% PRN
20 COLGATE PALMOLIVE CO 313,398 22,938 1.33%
21 EAGLE MATERIALS INC 232,142 22,550 1.31%
22 EMERSON ELEC CO 373,880 22,380 1.30%
23 SOTHEBYS 484,706 22,045 1.28%
24 ALIBABA GROUP HLDG LTD 196,257 21,162 1.23%
25 VIPSHOP HLDGS LTD 19,500,000 19,737 1.15% PRN
26 GARTNER INC 174,405 18,834 1.09%
27 SCOTTS MIRACLE-GRO CO 189,923 17,737 1.03%
28 INTERPUBLIC GROUP COS INC 716,750 17,611 1.02%
29 STARWOOD PPTY TR INC 15,500,000 16,947 0.98% PRN
30 ELDORADO RESORTS INC COM 822,888 15,573 0.90%
31 TAIWAN SEMICONDUCTOR MFG LTD 473,224 15,541 0.90%
32 MONSANTO CO NEW 135,980 15,394 0.89%
33 WEATHERFORD INTL LTD 12,000,000 15,347 0.89% PRN
34 TESLA INC SR CV NT 0.25 19 15,100,000 15,089 0.88% PRN
35 TD AMERITRADE HLDG CORP 386,057 15,003 0.87%
36 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 10,400,000 14,989 0.87% PRN
37 KROGER CO 466,866 13,768 0.80%
38 LENNAR 267,778 13,708 0.80%
39 CBRE GROUP INC 393,273 13,681 0.79%
40 3M CO 70,987 13,582 0.79%
41 HP INC 752,756 13,459 0.78%
42 CEMEX SAB DE CV NOTE 3.750 3/1 11,450,000 13,395 0.78% PRN
43 BROADCOM LTD 60,000 13,138 0.76%
44 CVS HEALTH CORP 165,720 13,009 0.76%
45 REYNOLDS AMERICAN INC 204,542 12,890 0.75%
46 ADOBE INC 99,000 12,883 0.75%
47 PHILIP MORRIS INTL INC 113,557 12,821 0.74%
48 PACCAR INC 188,324 12,654 0.73%
49 SYNCHRONY FINL 364,089 12,489 0.73%
50 SS&C TECHNOLOGIES HLDGS INC 350,000 12,390 0.72%
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