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Institutional Investment Manager
RWC Asset Management LLP
RWC Asset Management LLP (CIK: 0001520478), located at Verde 4th Floor, 10 Bressenden Place, London, X0. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001420506-17-000297) filed in 2017.05.09
#
Name
Shares
Value ($)
%
Options
Notes
1 STARWOOD PPTY TR INC SR CV NT 3.75 17 23,550,000 23,923 1.55% PRN
2 INTEL CORP JR SB CONV DB 35 20,250,000 27,550 1.78% PRN
3 CITRIX SYS INC 19,600,000 24,661 1.59% PRN
4 HOLOGIC INC 18,600,000 23,056 1.49% PRN
5 STARWOOD PPTY TR INC 15,500,000 16,948 1.10% PRN
6 TESLA INC SR CV NT 0.25 19 15,100,000 15,090 0.98% PRN
7 CORNERSTONE ONDEMAND INC 11,000,000 11,242 0.73% PRN
8 ON SEMICONDUCTOR CORP 11,000,000 11,977 0.77% PRN
9 JDS UNIPHASE CORP 10,800,000 12,070 0.78% PRN
10 AKAMAI TECHNOLOGIES INC 10,800,000 10,709 0.69% PRN
11 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 10,400,000 14,989 0.97% PRN
12 SALESFORCE COM INC SR CV NT 0.25 18 8,600,000 11,091 0.72% PRN
13 LIBERTY MEDIA CORP DELAWARE 8,100,000 9,219 0.60% PRN
14 ARES CAP CORP 7,600,000 7,844 0.51% PRN
15 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 7,050,000 7,640 0.49% PRN
16 JAZZ INVESTMENTS I LTD 6,750,000 7,221 0.47% PRN
17 STANDARD PAC CORP NEW 6,500,000 6,755 0.44% PRN
18 Red Hat Inc 6,300,000 8,197 0.53% PRN
19 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 6,000,000 6,801 0.44% PRN
20 Priceline Group Inc/The 5,500,000 7,841 0.51% PRN
21 TESLA INC 5,500,000 5,401 0.35% PRN
22 WORKDAY INC 5,460,000 6,296 0.41% PRN
23 SERVICENOW INC 5,100,000 6,579 0.43% PRN
24 FINISAR CORP 5,000,000 5,711 0.37% PRN
25 Macquarie Infrastructure Corp 4,800,000 5,408 0.35% PRN
26 DYCOM INDS INC 4,500,000 5,279 0.34% PRN
27 LIBERTY INTERACTIVE LLC 4,400,000 4,946 0.32% PRN
28 PALO ALTO NETWORKS INC 4,050,000 4,865 0.31% PRN
29 WEBMD HEALTH CORP NOTE 1.50012/0 4,000,000 4,781 0.31% PRN
30 RYLAND GROUP INC 3,900,000 4,935 0.32% PRN
31 Ares Capital Corp 3,800,000 3,878 0.25% PRN
32 WRIGHT MED GROUP INC SR CONV NT 2 20 3,500,000 4,199 0.27% PRN
33 NUVASIVE INC 3,000,000 4,101 0.27% PRN
34 ILLUMINA INC 2,300,000 2,331 0.15% PRN
35 HOLOGIC INC SR STEP CV NT 42 2,200,000 3,072 0.20% PRN
36 HUNTINGTON BANCSHARES INC 2,189,647 29,319 1.90%
37 MICRON TECHNOLOGY INC 1,700,000 4,562 0.29% PRN
38 PFIZER INC 1,258,278 43,046 2.78%
39 MICROSOFT CORP 894,632 58,920 3.81%
40 SPIRIT RLTY CAP INC NEW 850,000 861 0.06% PRN
41 NEWMONT MINING CORP SR NT CV1.625 17 850,000 852 0.06% PRN
42 ELDORADO RESORTS INC COM 822,888 15,573 1.01%
43 CSX CORP 821,362 38,234 2.47%
44 HP INC 752,756 13,459 0.87%
45 AMERICAN AIRLS GROUP INC 732,634 30,990 2.00%
46 INTERPUBLIC GROUP COS INC 716,750 17,611 1.14%
47 MERCK & CO INC 646,874 41,102 2.66%
48 PLANET FITNESS INC 630,000 12,140 0.78%
49 LAZARD LTD 529,113 24,334 1.57%
50 REGIONS FINANCIAL CORP NEW 521,968 7,584 0.49%
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Restatement filing (0001567619-19-009298) filed in 2019.04.29
#
Name
Shares
Value ($)
%
Options
Notes
1 AMAZON COM INC 72,602 64,364 3.74%
2 JOHNSON & JOHNSON 486,443 60,587 3.52%
3 MICROSOFT CORP 894,632 58,920 3.42%
4 PFIZER INC 1,258,278 43,046 2.50%
5 MERCK & CO INC 646,874 41,103 2.39%
6 CSX CORP 821,362 38,235 2.22%
7 LILLY ELI & CO 437,814 36,825 2.14%
8 PROCTER AND GAMBLE CO 357,440 32,116 1.87%
9 AMERICAN AIRLS GROUP INC 732,634 30,991 1.80%
10 HUNTINGTON BANCSHARES INC 2,189,647 29,318 1.70%
11 CTRIP COM INTL LTD 25,500,000 28,314 1.64% PRN
12 INTEL CORP JR SB CONV DB 35 20,250,000 27,550 1.60% PRN
13 WAL-MART STORES INC 372,452 26,847 1.56%
14 AMERICAN INTL GROUP INC 418,605 26,133 1.52%
15 CITRIX SYS INC 19,600,000 24,661 1.43% PRN
16 LAZARD LTD 529,113 24,334 1.41%
17 STARWOOD PPTY TR INC SR CV NT 3.75 17 23,550,000 23,923 1.39% PRN
18 CHARTER COMMUNICATIONS INC N 71,892 23,532 1.37%
19 HOLOGIC INC 18,600,000 23,057 1.34% PRN
20 COLGATE PALMOLIVE CO 313,398 22,938 1.33%
21 EAGLE MATERIALS INC 232,142 22,550 1.31%
22 EMERSON ELEC CO 373,880 22,380 1.30%
23 SOTHEBYS 484,706 22,045 1.28%
24 ALIBABA GROUP HLDG LTD 196,257 21,162 1.23%
25 VIPSHOP HLDGS LTD 19,500,000 19,737 1.15% PRN
26 GARTNER INC 174,405 18,834 1.09%
27 SCOTTS MIRACLE-GRO CO 189,923 17,737 1.03%
28 INTERPUBLIC GROUP COS INC 716,750 17,611 1.02%
29 STARWOOD PPTY TR INC 15,500,000 16,947 0.98% PRN
30 ELDORADO RESORTS INC COM 822,888 15,573 0.90%
31 TAIWAN SEMICONDUCTOR MFG LTD 473,224 15,541 0.90%
32 MONSANTO CO NEW 135,980 15,394 0.89%
33 WEATHERFORD INTL LTD 12,000,000 15,347 0.89% PRN
34 TESLA INC SR CV NT 0.25 19 15,100,000 15,089 0.88% PRN
35 TD AMERITRADE HLDG CORP 386,057 15,003 0.87%
36 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 10,400,000 14,989 0.87% PRN
37 KROGER CO 466,866 13,768 0.80%
38 LENNAR 267,778 13,708 0.80%
39 CBRE GROUP INC 393,273 13,681 0.79%
40 3M CO 70,987 13,582 0.79%
41 HP INC 752,756 13,459 0.78%
42 CEMEX SAB DE CV NOTE 3.750 3/1 11,450,000 13,395 0.78% PRN
43 BROADCOM LTD 60,000 13,138 0.76%
44 CVS HEALTH CORP 165,720 13,009 0.76%
45 REYNOLDS AMERICAN INC 204,542 12,890 0.75%
46 ADOBE INC 99,000 12,883 0.75%
47 PHILIP MORRIS INTL INC 113,557 12,821 0.74%
48 PACCAR INC 188,324 12,654 0.73%
49 SYNCHRONY FINL 364,089 12,489 0.73%
50 SS&C TECHNOLOGIES HLDGS INC 350,000 12,390 0.72%
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