Dark
Light
System
Institutional Investment Manager
RWC Asset Management LLP
RWC Asset Management LLP (CIK: 0001520478), located at Verde 4th Floor, 10 Bressenden Place, London, X0. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001420506-17-000297) filed in 2017.05.09
#
Name
Shares
Value ($)
%
Options
Notes
1 AMAZON COM INC 72,602 64,365 4.16%
2 JOHNSON & JOHNSON 486,443 60,586 3.92%
3 MICROSOFT CORP 894,632 58,920 3.81%
4 PFIZER INC 1,258,278 43,046 2.78%
5 MERCK & CO INC 646,874 41,102 2.66%
6 CSX CORP 821,362 38,234 2.47%
7 LILLY ELI & CO 437,814 36,825 2.38%
8 PROCTER AND GAMBLE CO 357,440 32,116 2.08%
9 AMERICAN AIRLS GROUP INC 732,634 30,990 2.00%
10 HUNTINGTON BANCSHARES INC 2,189,647 29,319 1.90%
11 INTEL CORP JR SB CONV DB 35 20,250,000 27,550 1.78% PRN
12 WAL-MART STORES INC 372,452 26,846 1.74%
13 AMERICAN INTL GROUP INC 418,605 26,134 1.69%
14 CITRIX SYS INC 19,600,000 24,661 1.59% PRN
15 LAZARD LTD 529,113 24,334 1.57%
16 STARWOOD PPTY TR INC SR CV NT 3.75 17 23,550,000 23,923 1.55% PRN
17 CHARTER COMMUNICATIONS INC N 71,892 23,532 1.52%
18 HOLOGIC INC 18,600,000 23,056 1.49% PRN
19 COLGATE PALMOLIVE CO 313,398 22,938 1.48%
20 EAGLE MATERIALS INC 232,142 22,550 1.46%
21 EMERSON ELEC CO 373,880 22,380 1.45%
22 SOTHEBYS 484,706 22,044 1.43%
23 GARTNER INC 174,405 18,834 1.22%
24 SCOTTS MIRACLE-GRO CO 189,923 17,737 1.15%
25 INTERPUBLIC GROUP COS INC 716,750 17,611 1.14%
26 STARWOOD PPTY TR INC 15,500,000 16,948 1.10% PRN
27 ELDORADO RESORTS INC COM 822,888 15,573 1.01%
28 MONSANTO CO NEW 135,980 15,393 1.00%
29 TESLA INC SR CV NT 0.25 19 15,100,000 15,090 0.98% PRN
30 TD AMERITRADE HLDG CORP 386,057 15,002 0.97%
31 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 10,400,000 14,989 0.97% PRN
32 PAMPA S SPONS LVL 261,569 14,182 0.92%
33 KROGER CO 466,866 13,768 0.89%
34 LENNAR 267,778 13,708 0.89%
35 CBRE GROUP INC 393,273 13,682 0.88%
36 3M CO 70,987 13,582 0.88%
37 HP INC 752,756 13,459 0.87%
38 CVS HEALTH CORP 165,720 13,009 0.84%
39 REYNOLDS AMERICAN INC 204,542 12,890 0.83%
40 ADOBE INC 99,000 12,883 0.83%
41 PHILIP MORRIS INTL INC 113,557 12,821 0.83%
42 PACCAR INC 188,324 12,655 0.82%
43 SYNCHRONY FINL 364,089 12,488 0.81%
44 SS&C TECHNOLOGIES HLDGS INC 350,000 12,390 0.80%
45 EBAY INC 368,353 12,366 0.80%
46 PLANET FITNESS INC 630,000 12,140 0.78%
47 DOVER CORP 150,482 12,091 0.78%
48 JDS UNIPHASE CORP 10,800,000 12,070 0.78% PRN
49 ON SEMICONDUCTOR CORP 11,000,000 11,977 0.77% PRN
50 SOUTHWEST AIRLS CO 222,000 11,935 0.77%
Page 1 of 3
Restatement filing (0001567619-19-009298) filed in 2019.04.29
#
Name
Shares
Value ($)
%
Options
Notes
1 EXPEDIA INC DEL 925 247 0.01% Put
2 FLEETCOR TECHNOLOGIES INC 1,450 493 0.03% Call
3 MOLSON COORS BREWING CO 1,350 331 0.02% Call
4 UNITED CONTL HLDGS INC 2,000 208 0.01% Call
5 AMAZON COM INC 72,602 64,364 3.74%
6 JOHNSON & JOHNSON 486,443 60,587 3.52%
7 MICROSOFT CORP 894,632 58,920 3.42%
8 PFIZER INC 1,258,278 43,046 2.50%
9 MERCK & CO INC 646,874 41,103 2.39%
10 CSX CORP 821,362 38,235 2.22%
11 LILLY ELI & CO 437,814 36,825 2.14%
12 PROCTER AND GAMBLE CO 357,440 32,116 1.87%
13 AMERICAN AIRLS GROUP INC 732,634 30,991 1.80%
14 HUNTINGTON BANCSHARES INC 2,189,647 29,318 1.70%
15 CTRIP COM INTL LTD 25,500,000 28,314 1.64% PRN
16 INTEL CORP JR SB CONV DB 35 20,250,000 27,550 1.60% PRN
17 WAL-MART STORES INC 372,452 26,847 1.56%
18 AMERICAN INTL GROUP INC 418,605 26,133 1.52%
19 CITRIX SYS INC 19,600,000 24,661 1.43% PRN
20 LAZARD LTD 529,113 24,334 1.41%
21 STARWOOD PPTY TR INC SR CV NT 3.75 17 23,550,000 23,923 1.39% PRN
22 CHARTER COMMUNICATIONS INC N 71,892 23,532 1.37%
23 HOLOGIC INC 18,600,000 23,057 1.34% PRN
24 COLGATE PALMOLIVE CO 313,398 22,938 1.33%
25 EAGLE MATERIALS INC 232,142 22,550 1.31%
26 EMERSON ELEC CO 373,880 22,380 1.30%
27 SOTHEBYS 484,706 22,045 1.28%
28 ALIBABA GROUP HLDG LTD 196,257 21,162 1.23%
29 VIPSHOP HLDGS LTD 19,500,000 19,737 1.15% PRN
30 GARTNER INC 174,405 18,834 1.09%
31 SCOTTS MIRACLE-GRO CO 189,923 17,737 1.03%
32 INTERPUBLIC GROUP COS INC 716,750 17,611 1.02%
33 STARWOOD PPTY TR INC 15,500,000 16,947 0.98% PRN
34 ELDORADO RESORTS INC COM 822,888 15,573 0.90%
35 TAIWAN SEMICONDUCTOR MFG LTD 473,224 15,541 0.90%
36 MONSANTO CO NEW 135,980 15,394 0.89%
37 WEATHERFORD INTL LTD 12,000,000 15,347 0.89% PRN
38 TESLA INC SR CV NT 0.25 19 15,100,000 15,089 0.88% PRN
39 TD AMERITRADE HLDG CORP 386,057 15,003 0.87%
40 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 10,400,000 14,989 0.87% PRN
41 KROGER CO 466,866 13,768 0.80%
42 LENNAR 267,778 13,708 0.80%
43 CBRE GROUP INC 393,273 13,681 0.79%
44 3M CO 70,987 13,582 0.79%
45 HP INC 752,756 13,459 0.78%
46 CEMEX SAB DE CV NOTE 3.750 3/1 11,450,000 13,395 0.78% PRN
47 BROADCOM LTD 60,000 13,138 0.76%
48 CVS HEALTH CORP 165,720 13,009 0.76%
49 REYNOLDS AMERICAN INC 204,542 12,890 0.75%
50 ADOBE INC 99,000 12,883 0.75%
Page 1 of 3