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Institutional Investment Manager
USCA RIA LLC
USCA RIA LLC (CIK: 0001525212) incorporated in Texas, located at 1330 Post Oak Blvd., Suite 900, Houston, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 374 holdings with a total value of $603,630,000.
#
Name
Shares
Value ($)
%
Options
Notes
351 MCDONALDS CORP 39,771 4,588,000 0.76%
352 APPLE INC 41,369 4,677,000 0.77%
353 ALPHABET INC 6,171 4,797,000 0.79%
354 INTERNATIONAL BUSINESS MACHS 30,826 4,897,000 0.81%
355 QUALCOMM INC 71,884 4,924,000 0.82%
356 BERKSHIRE HATHAWAY INC DEL 34,136 4,932,000 0.82%
357 ISHARES TR 48,028 5,003,000 0.83%
358 JOHNSON & JOHNSON 43,867 5,182,000 0.86%
359 MERCK & CO INC 84,819 5,294,000 0.88%
360 GENERAL MTRS CO 173,404 5,509,000 0.91%
361 MAIN STREET CAPITAL CORP 169,695 5,826,000 0.97%
362 DOW CHEM CO 121,079 6,276,000 1.04%
363 ALTRIA GROUP INC 100,479 6,353,000 1.05%
364 ISHARES TR 54,435 6,705,000 1.11%
365 WAL-MART STORES INC 100,445 7,244,000 1.20%
366 INTEL CORP 192,781 7,277,000 1.21%
367 PFIZER INC 263,136 8,912,000 1.48%
368 CISCO SYS INC 281,902 8,942,000 1.48%
369 EXXON MOBIL CORP 105,722 9,227,000 1.53%
370 MICROSOFT CORP 181,895 10,477,000 1.74%
371 SPDR S&P 500 ETF TR 57,791 12,500,000 2.07%
372 ENTERPRISE PRODS PARTNERS L 510,058 14,093,000 2.33%
373 ISHARES TR 195,794 22,011,000 3.65%
374 ISHARES TR 328,038 34,693,000 5.75%
Page 8 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001525212-16-000013, filed 2016.11.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.