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Institutional Investment Manager
PineBridge Investments, L.P.
PineBridge Investments, L.P. (CIK: 0001531721), located at 65 East 55th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000950123-14-011806) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1801 ASSURANT INC 85 5 0.00%
1802 CAREER EDUCATION CRP 1,040 5 0.00%
1803 CARETRUST REIT INC 344 5 0.00%
1804 AMERICAN VANGUARD CORP 452 5 0.00%
1805 CONSOLIDATED EDISON INC 95 5 0.00%
1806 CRYOLIFE INC 471 5 0.00%
1807 COHU INC 422 5 0.00%
1808 CEVA INC 397 5 0.00%
1809 RUDOLPH TECHNOLOGIES INC 575 5 0.00%
1810 CROSS CTRY HEALTHCARE INC COM 516 5 0.00%
1811 HARTE-HANKS INC 835 5 0.00%
1812 PERRY ELLIS INTL INC 226 5 0.00%
1813 FUTUREFUEL CORPORATION 422 5 0.00%
1814 CNA FINL CORP 133 5 0.00%
1815 BEL FUSE INC CL B 186 5 0.00%
1816 XO GROUP INC 457 5 0.00%
1817 NATIONAL PRESTO INDS INC 84 5 0.00%
1818 OPLINK COMMUNICATI 280 5 0.00%
1819 BANK MUTUAL CORP NEW 827 5 0.00%
1820 MEADOWBROOK INSURA 817 5 0.00%
1821 CALAMOS ASSET MANAGEMENT CL A ORD 349 4 0.00%
1822 KIRKLANDS INC COM 257 4 0.00%
1823 E TRADE FINANCIAL CORP 164 4 0.00%
1824 KOPIN CORP 1,056 4 0.00%
1825 INGREDION INC 55 4 0.00%
1826 DIGI INTL INC COM 470 4 0.00%
1827 QUIKSILVER INC COM 2,338 4 0.00%
1828 PROCERA NETWORKS INC 394 4 0.00%
1829 CIBER INC COM 1,231 4 0.00%
1830 GULF ISLAND FABRICATION INC 243 4 0.00%
1831 SUN LIFE FINL INC 100 4 0.00%
1832 ENTROPIC COMMUNICA 1,526 4 0.00%
1833 AEROPOSTALE INC N/C 8/16/17 00215Q103 1,327 4 0.00%
1834 ALMOST FAMILY INC COM 141 4 0.00%
1835 CRESCENT PT ENERGY CORP 100 4 0.00%
1836 ROGERS COMMUNICATIONS INC 100 4 0.00%
1837 SURMODICS INC COM 229 4 0.00%
1838 AUDIOVOX CORP CL A 346 3 0.00%
1839 Sizmek Inc 422 3 0.00%
1840 SHAW COMMUNICATIONS INC 100 3 0.00%
1841 SENECA FOODS CORP NEW CL A 120 3 0.00%
1842 PERICOM SEMICONDUCTOR CORP 342 3 0.00%
1843 AGILYSYS INC COM 273 3 0.00%
1844 OLYMPIC STEEL INC COM 157 3 0.00%
1845 NTELOS HLDGS CORPCOM NEW 258 3 0.00%
1846 BIG 5 SPORTING GOODS CORP 349 3 0.00%
1847 C D I CORP 238 3 0.00%
1848 UNIVERSAL HLTH SVCS INC 30 3 0.00%
1849 UNIVERSAL TECHNICAL INST INC 362 3 0.00%
1850 CASTLE AM & CO 309 3 0.00%
Page 37 of 38
Restatement filing (0000950123-15-003610) filed in 2015.02.24
#
Name
Shares
Value ($)
%
Options
Notes
1 BLACKBERRY LTD 100 1 0.00%
2 ALIBABA GROUP HLDG LTD 13 1 0.00%
3 SILVERWHEATONCOR 100 2 0.00%
4 TALISMAN ENERGY INC. 200 2 0.00%
5 TECK RESOURCES LTD 100 2 0.00%
6 SEVENTY SEVEN ENERGY INC - escrow shares 77 2 0.00%
7 FOREST OIL CORP 2,033 2 0.00%
8 MONARCH CASINO & RESORT INC COM 197 2 0.00%
9 ELDORADO GOLD CORP NEW 200 2 0.00%
10 YAMANA GOLD INC 300 2 0.00%
11 QUINSTREET INC COM USD0.001 564 2 0.00%
12 RUBICON TECHNOLOGY INC 400 2 0.00%
13 CASTLE AM & CO 309 3 0.00%
14 AUDIOVOX CORP CL A 346 3 0.00%
15 BIG 5 SPORTING GOODS CORP 349 3 0.00%
16 C D I CORP 238 3 0.00%
17 AGILYSYS INC COM 273 3 0.00%
18 DSP GROUP INC 388 3 0.00%
19 Sizmek Inc 422 3 0.00%
20 NTELOS HLDGS CORPCOM NEW 258 3 0.00%
21 UNIVERSAL HLTH SVCS INC 30 3 0.00%
22 Alliance One International 1,547 3 0.00%
23 LUMEN TECHNOLOGIES INC 72 3 0.00%
24 OLYMPIC STEEL INC COM 157 3 0.00%
25 SWS GROUP INC 483 3 0.00%
26 SENECA FOODS CORP NEW CL A 120 3 0.00%
27 PERICOM SEMICONDUCTOR CORP 342 3 0.00%
28 VICOR CORP COM 331 3 0.00%
29 UNIVERSAL TECHNICAL INST INC 362 3 0.00%
30 SHAW COMMUNICATIONS INC 100 3 0.00%
31 ELECTRO SCIENTIFIC INDS 459 3 0.00%
32 SURMODICS INC COM 229 4 0.00%
33 GULF ISLAND FABRICATION INC 243 4 0.00%
34 KIRKLANDS INC COM 257 4 0.00%
35 QUIKSILVER INC COM 2,338 4 0.00%
36 ROGERS COMMUNICATIONS INC 100 4 0.00%
37 DIGI INTL INC COM 470 4 0.00%
38 ALMOST FAMILY INC COM 141 4 0.00%
39 CIBER INC COM 1,231 4 0.00%
40 KOPIN CORP 1,056 4 0.00%
41 INGREDION INC 55 4 0.00%
42 AEROPOSTALE INC N/C 8/16/17 00215Q103 1,327 4 0.00%
43 CRESCENT PT ENERGY CORP 100 4 0.00%
44 SUN LIFE FINL INC 100 4 0.00%
45 PROCERA NETWORKS INC 394 4 0.00%
46 ENTROPIC COMMUNICA 1,526 4 0.00%
47 CALAMOS ASSET MANAGEMENT CL A ORD 349 4 0.00%
48 E TRADE FINANCIAL CORP 164 4 0.00%
49 RUDOLPH TECHNOLOGIES INC 575 5 0.00%
50 AMERICAN VANGUARD CORP 452 5 0.00%
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