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Institutional Investment Manager
Neuberger Berman Canada ULC
Neuberger Berman Canada ULC (CIK: 0001531987), located at 2 Bloor Street East, Suite 2830, Toronto, A6. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 257 holdings with a total value of $395,213,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 SCANA 17,714 1,298,000 0.33% Put
202 UMPQUA HLDGS CORP 69,300 1,301,000 0.33%
203 OLD REP INTL CORP 68,630 1,304,000 0.33%
204 PEOPLES UNITED FINANCIAL INC 67,488 1,307,000 0.33% Put
205 AES CORP 114,413 1,329,000 0.34%
206 TYSON FOODS INC 21,797 1,334,000 0.34%
207 LINCOLN NATL CORP IND 20,151 1,335,000 0.34%
208 UNUM GROUP 30,549 1,342,000 0.34%
209 CONSOLIDATED EDISON INC 18,955 1,397,000 0.35%
210 GARMIN LTD 28,810 1,397,000 0.35%
211 SPIRIT RLTY CAP INC NEW 129,697 1,409,000 0.36%
212 MERCK & CO INC 24,404 1,437,000 0.36%
213 SONOCO PRODS CO 27,451 1,447,000 0.37%
214 EPR PPTYS 20,649 1,482,000 0.37%
215 MONSANTO CO NEW 14,789 1,556,000 0.39%
216 PAYPAL HLDGS INC 39,683 1,566,000 0.40%
217 PRUDENTIAL FINL INC 15,553 1,618,000 0.41% Put
218 METLIFE INC 30,182 1,627,000 0.41%
219 CITIGROUPINC 28,742 1,708,000 0.43%
220 JPMORGAN CHASE & CO 20,103 1,733,000 0.44%
221 FIFTH THIRD BANCORP 65,822 1,775,000 0.45%
222 BANK AMER CORP 80,555 1,780,000 0.45%
223 NU SKIN ENTERPRISES INC 37,326 1,783,000 0.45%
224 LUMEN TECHNOLOGIES INC 79,766 1,897,000 0.48%
225 REGIONS FINANCIAL CORP NEW 143,099 2,055,000 0.52% Put
226 HP INC 146,910 2,180,000 0.55%
227 JOHNSON & JOHNSON 19,432 2,239,000 0.57%
228 PHILLIPS 66 25,919 2,240,000 0.57% Put
229 VALERO ENERGY CORP NEW 33,609 2,295,000 0.58%
230 CISCO SYS INC 77,454 2,341,000 0.59%
231 TEVA PHARMACEUTICAL INDS LTD 64,843 2,349,000 0.59%
232 EXXON MOBIL CORP 26,457 2,388,000 0.60%
233 AMERICAN EXPRESS CO 32,917 2,438,000 0.62%
234 LAMAR ADVERTISING CO NEW CL A 44,644 3,002,000 0.76%
235 ALLERGAN PLC 16,031 3,365,000 0.85%
236 DOW CHEM CO 59,227 3,386,000 0.86%
237 LAS VEGAS SANDS CORP 136,220 7,276,000 1.84%
238 LIBERTY PROP 217,560 8,594,000 2.17%
239 TUPPERWARE BRANDS CORP 164,141 8,637,000 2.19%
240 PITNEY BOWES INC 572,995 8,704,000 2.20% Put
241 PPL CORP 258,341 8,797,000 2.23% Put
242 DUKE ENERGY CORP NEW 114,245 8,868,000 2.24%
243 REYNOLDS AMERICAN INC 160,335 8,985,000 2.27% Put
244 AMERICAN ELEC PWR INC 142,820 8,992,000 2.28%
245 ENTERGY CORP NEW 124,444 9,143,000 2.31%
246 CAMDEN PROPERTY TRUS 108,990 9,163,000 2.32%
247 EATON CORP PLC 143,121 9,602,000 2.43%
248 PHILIP MORRIS INTL INC 108,313 9,910,000 2.51% Put
249 LYONDELLBASELL INDUSTRIES N 118,947 10,203,000 2.58%
250 ALTRIA GROUP INC 154,587 10,453,000 2.64%
Page 5 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001062993-17-000310, filed 2017.01.20).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.