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Institutional Investment Manager
Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) (CIK: 0001533421) incorporated in New York, located at 120 Broadway, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Portfolio Summary: 4,753 holdings with a total value of $779,902,000.
#
Name
Shares
Value ($)
%
Options
Notes
4651 PROSHARES TR 38,795 1,326,000 0.17%
4652 ISHARES 31,426 1,328,000 0.17%
4653 NEXTERA ENERGY INC 13,942 1,333,000 0.17%
4654 ISHARES MSCI TAIWAN ETF 94,875 1,365,000 0.18%
4655 SIRIUS XM HOLDINGS INC 430,531 1,378,000 0.18%
4656 AGRIUM INC 14,141 1,379,000 0.18%
4657 PROCTER AND GAMBLE CO 17,809 1,435,000 0.18%
4658 Market Vectors Oil Services 28,566 1,438,000 0.18%
4659 UNITEDHEALTH GROUP INC 18,063 1,481,000 0.19%
4660 POWERSHARES ETF TRUST 40,379 1,504,000 0.19%
4661 WAL-MART STORES INC 20,129 1,538,000 0.20%
4662 MAGNA INTL INC 16,196 1,560,000 0.20%
4663 JPMORGAN CHASE & CO 26,140 1,587,000 0.20%
4664 SPDR DOW JONES REIT ETF 20,848 1,627,000 0.21%
4665 ISHARES TR 19,047 1,634,000 0.21%
4666 VANGUARD INDEX FDS 13,233 1,644,000 0.21%
4667 GOLDCORP INC NEW 67,303 1,648,000 0.21%
4668 CRESCENT PT ENERGY CORP 42,300 1,707,000 0.22%
4669 ISHARES INC 83,449 1,718,000 0.22%
4670 SUN LIFE FINL INC 49,896 1,728,000 0.22%
4671 TALISMAN ENERGY INC. 177,622 1,773,000 0.23%
4672 ISHARES TR 22,404 1,832,000 0.23%
4673 DIREXION SHS ETF TR 33,246 1,834,000 0.24%
4674 TRANSCANADA CORP 40,326 1,836,000 0.24%
4675 BOEING CO 14,749 1,851,000 0.24%
4676 FEDEX CORP 14,107 1,870,000 0.24%
4677 PROSHARES ULTRASHORT RUSSELL2000 41,318 1,895,000 0.24%
4678 CATERPILLAR INC 19,730 1,961,000 0.25%
4679 VANGUARD INDEX FDS 21,269 1,970,000 0.25%
4680 Anthem, Inc. 19,830 1,974,000 0.25%
4681 SPDR SERIES TRUST 58,670 1,997,000 0.26%
4682 CANADIAN PAC RY LTD 12,535 2,076,000 0.27%
4683 DIREXION SHS ETF TR 133,559 2,082,000 0.27%
4684 JOHNSON & JOHNSON 21,347 2,097,000 0.27%
4685 ENBRIDGE INC 46,172 2,101,000 0.27%
4686 VALEANT PHARMACEUTICALS INTL 16,055 2,117,000 0.27%
4687 PROSHARES TR ULTRAPRO DOW30 19,196 2,122,000 0.27%
4688 THOMSON REUTERS CORP 62,390 2,134,000 0.27%
4689 TELUS CORP 62,370 2,242,000 0.29%
4690 CDN IMPERIAL BK COMM TORONTO 26,990 2,326,000 0.30%
4691 VANGUARD INDEX FDS 33,529 2,368,000 0.30%
4692 POWERSHARES ETF TR II 48,887 2,390,000 0.31%
4693 ISHARES TR 21,350 2,540,000 0.33%
4694 BANK MONTREAL QUE 35,947 2,659,000 0.34%
4695 DIREXION SHS ETF TR 28,564 2,704,000 0.35%
4696 BCE INC 63,058 2,721,000 0.35%
4697 SPDR SERIES TRUST 67,764 2,828,000 0.36%
4698 VANGUARD WHITEHALL FDS 45,218 2,854,000 0.37%
4699 PROSHARES TR ULTRAPRO QQQ 48,094 2,956,000 0.38%
4700 SUNCOR ENERGY INC NEW 86,234 3,015,000 0.39%
Page 94 of 96

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001533421-14-000004, filed 2014.05.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.