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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120,331 28.69%
2 COMCAST CORP NEW 22,168 1,189,978 2.42%
3 GLOBALSTAR INC 195,862 832,414 1.69%
4 TWENTY FIRST CENTY FOX INC 22,190 779,979 1.58%
5 MONDELEZ INTL INC 17,743 667,314 1.36%
6 ISHARES TR 17,176 636,199 1.29%
7 EXXON MOBIL CORP 4,789 482,157 0.98%
8 PETSMART 6,215 371,657 0.76%
9 ISHARES TR 9,500 363,375 0.74%
10 MICROSOFT CORP 8,436 351,781 0.71%
11 JOHNSON & JOHNSON 3,166 331,227 0.67%
12 GENERAL ELECTRIC CO 11,232 295,177 0.60%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 292,920 0.60%
14 WELLS FARGO & CO NEW 5,360 281,722 0.57%
15 CHEVRON CORP NEW 2,138 279,116 0.57%
16 ServisFirst Bancshares Inc 3,024 261,364 0.53%
17 JPMORGAN CHASE & CO 4,240 244,309 0.50%
18 PROCTER AND GAMBLE CO 3,036 238,599 0.48%
19 VERIZON COMMUNICATIONS INC 4,636 226,839 0.46%
20 SIGNATURE BANK 1,717 216,651 0.44%
21 PFIZER INC 7,146 212,093 0.43%
22 AT&T INC 5,787 204,628 0.42%
23 INTERNATIONAL BUSINESS MACHS 1,096 198,672 0.40%
24 ISHARES TR 3,006 196,532 0.40%
25 SCHLUMBERGER LTD 1,664 196,269 0.40%
26 MERCK & CO INC 3,292 190,442 0.39%
27 GOOGLE INC 316 181,788 0.37%
28 COCA COLA CO 4,242 179,691 0.37%
29 INTEL CORP 5,566 171,989 0.35%
30 FACEBOOK INC 2,495 167,889 0.34%
31 PROTHENA CORP PLC 7,357 165,900 0.34%
32 CITIGROUPINC 3,400 160,140 0.33%
33 ORACLE CORP 3,861 156,486 0.32%
34 PEPSICO INC 1,704 152,235 0.31%
35 QUALCOMM INC 1,894 150,005 0.30%
36 PHILIP MORRIS INTL INC 1,774 149,566 0.30%
37 PEPCO HOLDINGS INC 5,284 145,204 0.30%
38 CISCO SYS INC 5,766 143,285 0.29%
39 GILEAD SCIENCES INC 1,722 142,771 0.29%
40 FIFTH THIRD BANCORP 6,605 141,017 0.29%
41 DISNEY WALT CO 1,624 139,242 0.28%
42 NMI HLDGS INC CL A 13,253 139,157 0.28%
43 WAL-MART STORES INC 1,812 136,027 0.28%
44 MCDONALDS CORP 1,308 131,768 0.27%
45 HOME DEPOT INC 1,576 127,593 0.26%
46 PROOFPOINT INC 3,336 124,967 0.25%
47 FOSTER WHEELER LIMITED 3,623 123,436 0.25%
48 VISA INC 568 119,683 0.24%
49 CONOCOPHILLIPS 1,372 117,622 0.24%
50 UNITED TECHNOLOGIES CORP 942 108,754 0.22%
Page 1 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
401 LA Z BOY INC COM 906 21 0.04%
402 CHIPOTLE MEXICAN GRILL INC 34 20 0.04%
403 SHERWIN WILLIAMS CO 96 20 0.04%
404 LULULEMON ATHLETICA INC 500 20 0.04%
405 BARCLAYS BK PLC 285 20 0.04%
406 IROBOT CORP 495 20 0.04%
407 AVAGO TECHNOLOGIES LTD SHS 280 20 0.04%
408 HERCULES CAPITAL INC 1,214 20 0.04%
409 ISHARES SILVER TR 1,000 20 0.04%
410 ZIMMER BIOMET HLDGS INC 190 20 0.04%
411 SAPIENT CORP 1,230 20 0.04%
412 CROSS TIMBERS RTY TR 600 20 0.04%
413 ELECTRONICS FOR IMAGING INC 436 20 0.04%
414 ENSCO PLC 362 20 0.04%
415 CONAGRA BRANDS INC 670 20 0.04%
416 ROCKWELL AUTOMATION INC 156 20 0.04%
417 COLLECTORS UNIVERSE INC COM NEW 1,000 20 0.04%
418 BOSTON PROPERTIES INC 172 20 0.04%
419 CINCINNATI BELL, INCORPORATED. PFD CV DEP1/20 400 19 0.04%
420 DOLLAR GEN CORP NEW 330 19 0.04%
421 J & J SNACK FOODS CORP COM 205 19 0.04%
422 KELLOGG CO 288 19 0.04%
423 FIRST TR EXCHANGE TRADED FD 500 19 0.04%
424 FIRST TR EXCH TRD ALPHA FD I 445 19 0.04%
425 TRINITY BIOTECH PLC 828 19 0.04%
426 WYNN RESORTS LTD 90 19 0.04%
427 VIPSHOP HLDGS LTD 100 19 0.04%
428 CONSOLIDATED EDISON INC 328 19 0.04%
429 NEXTERA ENERGY INC 325 19 0.04%
430 BOSTON SCIENTIFIC CORP 1,482 19 0.04%
431 AMERISOURCEBERGEN CORP 256 19 0.04%
432 HOST HOTELS & RESORTS INC 848 19 0.04%
433 NEW ENGLAND RLTY ASSOC LTD P 384 19 0.04%
434 CMS ENERGY CORP 606 19 0.04%
435 El Paso Energy Capital Trust I 352 19 0.04%
436 MTGE INVT CORP 876 18 0.03%
437 POPULAR INC COM NEW 530 18 0.03%
438 CHESAPEAKE ENERGY CORP 566 18 0.03%
439 KEURIG GREEN MTN INC 144 18 0.03%
440 HORACE MANN EDUCATORS CORP NEW COM 562 18 0.03%
441 FLEXSTEEL INDS INC COM 548 18 0.03%
442 FIVE BELOW INC 453 18 0.03%
443 EQT CORP 168 18 0.03%
444 RAMCO-GERSHENSON PPTYS TR 300 18 0.03%
445 Altisource Residential Corp 703 18 0.03%
446 UMB FINL CORP 283 18 0.03%
447 DISCOVERY COMMUNICATNS NEW 248 18 0.03%
448 O REILLY AUTOMOTIVE INC NEW 120 18 0.03%
449 CARNIVAL CORP 490 18 0.03%
450 FIRST TR EXCHANGE TRADED FD 589 18 0.03%
Page 9 of 40