Dark
Light
System
Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1901 GILEAD SCIENCES INC 1,722 142,771 0.29%
1902 CISCO SYS INC 5,766 143,285 0.29%
1903 PEPCO HOLDINGS INC 5,284 145,204 0.30%
1904 PHILIP MORRIS INTL INC 1,774 149,566 0.30%
1905 QUALCOMM INC 1,894 150,005 0.30%
1906 PEPSICO INC 1,704 152,235 0.31%
1907 ORACLE CORP 3,861 156,486 0.32%
1908 CITIGROUP INC 3,400 160,140 0.33%
1909 PROTHENA CORP PLC 7,357 165,900 0.34%
1910 FACEBOOK INC 2,495 167,889 0.34%
1911 INTEL CORP 5,566 171,989 0.35%
1912 COCA COLA CO 4,242 179,691 0.37%
1913 GOOGLE INC 316 181,788 0.37%
1914 MERCK & CO INC 3,292 190,442 0.39%
1915 SCHLUMBERGER LTD 1,664 196,269 0.40%
1916 ISHARES TR 3,006 196,532 0.40%
1917 INTERNATIONAL BUSINESS MACHS 1,096 198,672 0.40%
1918 AT&T INC 5,787 204,628 0.42%
1919 PFIZER INC 7,146 212,093 0.43%
1920 SIGNATURE BANK 1,717 216,651 0.44%
1921 VERIZON COMMUNICATIONS INC 4,636 226,839 0.46%
1922 PROCTER AND GAMBLE CO 3,036 238,599 0.48%
1923 JPMORGAN CHASE & CO 4,240 244,309 0.50%
1924 ServisFirst Bancshares Inc 3,024 261,364 0.53%
1925 CHEVRON CORP NEW 2,138 279,116 0.57%
1926 WELLS FARGO CO NEW 5,360 281,722 0.57%
1927 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 292,920 0.60%
1928 GENERAL ELECTRIC CO 11,232 295,177 0.60%
1929 JOHNSON & JOHNSON 3,166 331,227 0.67%
1930 MICROSOFT CORP 8,436 351,781 0.71%
1931 ISHARES TR 9,500 363,375 0.74%
1932 PETSMART 6,215 371,657 0.76%
1933 EXXON MOBIL CORP 4,789 482,157 0.98%
1934 ISHARES TR 17,176 636,199 1.29%
1935 MONDELEZ INTL INC 17,743 667,314 1.36%
1936 TWENTY FIRST CENTY FOX INC 22,190 779,979 1.58%
1937 GLOBALSTAR INC 195,862 832,414 1.69%
1938 COMCAST CORP NEW 22,168 1,189,978 2.42%
1939 ISHARES TR 118,848 14,120,331 28.69%
Page 39 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120 27.40%
2 COMCAST CORP NEW 22,168 1,190 2.31%
3 GLOBALSTAR INC 195,862 832 1.61%
4 TWENTY FIRST CENTY FOX INC 22,190 780 1.51%
5 MONDELEZ INTL INC 17,743 667 1.29%
6 ISHARES TR 17,176 636 1.23%
7 EXXON MOBIL CORP 4,838 487 0.95%
8 PETSMART 6,215 372 0.72%
9 ISHARES TR 9,500 363 0.70%
10 MICROSOFT CORP 8,456 353 0.69%
11 JOHNSON & JOHNSON 3,166 331 0.64%
12 GENERAL ELECTRIC CO 11,232 295 0.57%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 293 0.57%
14 WELLS FARGO CO NEW 5,360 282 0.55%
15 CHEVRON CORP NEW 2,138 279 0.54%
16 ServisFirst Bancshares Inc 3,024 261 0.51%
17 JPMORGAN CHASE & CO 4,240 244 0.47%
18 PROCTER AND GAMBLE CO 3,036 239 0.46%
19 VERIZON COMMUNICATIONS INC 4,636 227 0.44%
20 SIGNATURE BANK 1,717 217 0.42%
21 PFIZER INC 7,146 212 0.41%
22 AT&T INC 5,828 206 0.40%
23 INTERNATIONAL BUSINESS MACHS 1,096 199 0.39%
24 ISHARES TR 3,006 197 0.38%
25 SCHLUMBERGER LTD 1,664 196 0.38%
26 MERCK & CO INC 3,292 190 0.37%
27 GOOGLE INC 316 182 0.35%
28 COCA COLA CO 4,242 180 0.35%
29 INTEL CORP 5,566 172 0.33%
30 FACEBOOK INC 2,495 168 0.33%
31 PROTHENA CORP PLC 7,357 166 0.32%
32 CITIGROUP INC 3,400 160 0.31%
33 ORACLE CORP 3,876 157 0.30%
34 DISNEY WALT CO 1,824 156 0.30%
35 PEPSICO INC 1,704 152 0.29%
36 QUALCOMM INC 1,894 150 0.29%
37 PHILIP MORRIS INTL INC 1,774 150 0.29%
38 PEPCO HOLDINGS INC 5,384 148 0.29%
39 GILEAD SCIENCES INC 1,722 143 0.28%
40 CISCO SYS INC 5,766 143 0.28%
41 FIFTH THIRD BANCORP 6,605 141 0.27%
42 NMI HLDGS INC CL A 13,253 139 0.27%
43 WAL-MART STORES INC 1,812 136 0.26%
44 MCDONALDS CORP 1,308 132 0.26%
45 HOME DEPOT INC 1,576 128 0.25%
46 PROOFPOINT INC 3,336 125 0.24%
47 FOSTER WHEELER LIMITED 3,623 123 0.24%
48 VISA INC 568 120 0.23%
49 CONOCOPHILLIPS 1,372 118 0.23%
50 ATHENA HEALTH INC. 900 113 0.22%
Page 1 of 40