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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120,331 28.69%
2 COMCAST CORP NEW 22,168 1,189,978 2.42%
3 GLOBALSTAR INC 195,862 832,414 1.69%
4 TWENTY FIRST CENTY FOX INC 22,190 779,979 1.58%
5 MONDELEZ INTL INC 17,743 667,314 1.36%
6 ISHARES TR 17,176 636,199 1.29%
7 EXXON MOBIL CORP 4,789 482,157 0.98%
8 PETSMART 6,215 371,657 0.76%
9 ISHARES TR 9,500 363,375 0.74%
10 MICROSOFT CORP 8,436 351,781 0.71%
11 JOHNSON & JOHNSON 3,166 331,227 0.67%
12 GENERAL ELECTRIC CO 11,232 295,177 0.60%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 292,920 0.60%
14 WELLS FARGO CO NEW 5,360 281,722 0.57%
15 CHEVRON CORP NEW 2,138 279,116 0.57%
16 ServisFirst Bancshares Inc 3,024 261,364 0.53%
17 JPMORGAN CHASE & CO 4,240 244,309 0.50%
18 PROCTER AND GAMBLE CO 3,036 238,599 0.48%
19 VERIZON COMMUNICATIONS INC 4,636 226,839 0.46%
20 SIGNATURE BANK 1,717 216,651 0.44%
21 PFIZER INC 7,146 212,093 0.43%
22 AT&T INC 5,787 204,628 0.42%
23 INTERNATIONAL BUSINESS MACHS 1,096 198,672 0.40%
24 ISHARES TR 3,006 196,532 0.40%
25 SCHLUMBERGER LTD 1,664 196,269 0.40%
26 MERCK & CO INC 3,292 190,442 0.39%
27 GOOGLE INC 316 181,788 0.37%
28 COCA COLA CO 4,242 179,691 0.37%
29 INTEL CORP 5,566 171,989 0.35%
30 FACEBOOK INC 2,495 167,889 0.34%
31 PROTHENA CORP PLC 7,357 165,900 0.34%
32 CITIGROUP INC 3,400 160,140 0.33%
33 ORACLE CORP 3,861 156,486 0.32%
34 PEPSICO INC 1,704 152,235 0.31%
35 QUALCOMM INC 1,894 150,005 0.30%
36 PHILIP MORRIS INTL INC 1,774 149,566 0.30%
37 PEPCO HOLDINGS INC 5,284 145,204 0.30%
38 CISCO SYS INC 5,766 143,285 0.29%
39 GILEAD SCIENCES INC 1,722 142,771 0.29%
40 FIFTH THIRD BANCORP 6,605 141,017 0.29%
41 DISNEY WALT CO 1,624 139,242 0.28%
42 NMI HLDGS INC CL A 13,253 139,157 0.28%
43 WAL-MART STORES INC 1,812 136,027 0.28%
44 MCDONALDS CORP 1,308 131,768 0.27%
45 HOME DEPOT INC 1,576 127,593 0.26%
46 PROOFPOINT INC 3,336 124,967 0.25%
47 FOSTER WHEELER LIMITED 3,623 123,436 0.25%
48 VISA INC 568 119,683 0.24%
49 CONOCOPHILLIPS 1,372 117,622 0.24%
50 UNITED TECHNOLOGIES CORP 942 108,754 0.22%
Page 1 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1801 UNICO AMERN CORP 131 2 0.00%
1802 UNIFI INC COM NEW 57 2 0.00%
1803 UNION PAC CORP 1,018 102 0.20%
1804 UNISYS CORP 869 21 0.04%
1805 UNITED BANCSHARES INC OHIO 500 7 0.01%
1806 UNITED BANKSHARES INC COM 244 8 0.02%
1807 UNITED CMNTY BANCORP IND 100 1 0.00%
1808 UNITED DEV FDG IV COM 200 4 0.01%
1809 UNITED NATURAL FOODSINC 1,403 91 0.18%
1810 UNITED ONLINE INC 244 3 0.01%
1811 UNITED PARCEL SERVICE INC 796 82 0.16%
1812 UNITED SEC BANCSHARES INC 600 5 0.01%
1813 UNITED STATES STL CORP NEW 162 4 0.01%
1814 UNITED TECHNOLOGIES CORP 942 109 0.21%
1815 UNITEDHEALTH GROUP INC 1,108 91 0.18%
1816 UNITY BANCORP INC 600 6 0.01%
1817 UNIVERSAL DISPLAY CORP 74 2 0.00%
1818 UNIVERSAL INS HLDGS INC 320 4 0.01%
1819 UNIVERSAL LOGISTICS HLDGS IN 100 3 0.01%
1820 UNIVERSAL SECURITY INSTRUMNT 125 1 0.00%
1821 UNIVERSAL STAINLESS & ALLOY 184 6 0.01%
1822 UNS ENERGY CORP 230 14 0.03%
1823 UNUM GROUP 290 10 0.02%
1824 URBAN OUTFITTERS INC COM 114 4 0.01%
1825 UROPLASTY INC 637 2 0.00%
1826 US BANCORP DEL 2,340 101 0.20%
1827 US Ecology Inc 12 1 0.00%
1828 USA COMPRESSION PARTNERS LP COM UNIT LTD PARTN INTS 99 3 0.01%
1829 USA TECHNOLOGIES INC 800 14 0.03%
1830 USMD Holdings Inc 200 2 0.00%
1831 Ubs Ag Shs New 100 2 0.00%
1832 Union Bankshares Corporation 274 7 0.01%
1833 United Bancorp Inc Ohio 401 3 0.01%
1834 Urstadt Biddle PPTYS 219 4 0.01%
1835 V F CORP 394 25 0.05%
1836 VAALCO ENERGY INC 453 3 0.01%
1837 VALERO ENERGY CORP NEW 596 30 0.06%
1838 VALERO ENERGY PARTNERS LP 90 5 0.01%
1839 VALLEY FINL CORP VA 451 6 0.01%
1840 VANDA PHARMACEUTICALS INC COM 429 7 0.01%
1841 VANECK VECTORS ETF TR GAMING ETF 95 5 0.01%
1842 VANECK VECTORS ETF TR MTG REIT INCOME 1,271 32 0.06%
1843 VANGUARD INTL EQUITY INDEX F 140 9 0.02%
1844 VANGUARD MALVERN FDS 200 10 0.02%
1845 VANGUARD SCOTTSDALE FDS 114 10 0.02%
1846 VANGUARD SCOTTSDALE FDS 100 5 0.01%
1847 VANGUARD SCOTTSDALE FDS 100 8 0.02%
1848 VANGUARD SCOTTSDALE FDS 170 17 0.03%
1849 VANGUARD WORLD FD 965 101 0.20%
1850 VARIAN MED SYS INC 116 10 0.02%
Page 37 of 40