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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 118,848 14,120,331 28.69%
2 COMCAST CORP NEW 22,168 1,189,978 2.42%
3 GLOBALSTAR INC 195,862 832,414 1.69%
4 TWENTY FIRST CENTY FOX INC 22,190 779,979 1.58%
5 MONDELEZ INTL INC 17,743 667,314 1.36%
6 ISHARES TR 17,176 636,199 1.29%
7 EXXON MOBIL CORP 4,789 482,157 0.98%
8 PETSMART 6,215 371,657 0.76%
9 ISHARES TR 9,500 363,375 0.74%
10 MICROSOFT CORP 8,436 351,781 0.71%
11 JOHNSON & JOHNSON 3,166 331,227 0.67%
12 GENERAL ELECTRIC CO 11,232 295,177 0.60%
13 ISHARES NASDAQ BIOTECHNOLOGY ETF 501 292,920 0.60%
14 WELLS FARGO CO NEW 5,360 281,722 0.57%
15 CHEVRON CORP NEW 2,138 279,116 0.57%
16 ServisFirst Bancshares Inc 3,024 261,364 0.53%
17 JPMORGAN CHASE & CO 4,240 244,309 0.50%
18 PROCTER AND GAMBLE CO 3,036 238,599 0.48%
19 VERIZON COMMUNICATIONS INC 4,636 226,839 0.46%
20 SIGNATURE BANK 1,717 216,651 0.44%
21 PFIZER INC 7,146 212,093 0.43%
22 AT&T INC 5,787 204,628 0.42%
23 INTERNATIONAL BUSINESS MACHS 1,096 198,672 0.40%
24 ISHARES TR 3,006 196,532 0.40%
25 SCHLUMBERGER LTD 1,664 196,269 0.40%
26 MERCK & CO INC 3,292 190,442 0.39%
27 GOOGLE INC 316 181,788 0.37%
28 COCA COLA CO 4,242 179,691 0.37%
29 INTEL CORP 5,566 171,989 0.35%
30 FACEBOOK INC 2,495 167,889 0.34%
31 PROTHENA CORP PLC 7,357 165,900 0.34%
32 CITIGROUP INC 3,400 160,140 0.33%
33 ORACLE CORP 3,861 156,486 0.32%
34 PEPSICO INC 1,704 152,235 0.31%
35 QUALCOMM INC 1,894 150,005 0.30%
36 PHILIP MORRIS INTL INC 1,774 149,566 0.30%
37 PEPCO HOLDINGS INC 5,284 145,204 0.30%
38 CISCO SYS INC 5,766 143,285 0.29%
39 GILEAD SCIENCES INC 1,722 142,771 0.29%
40 FIFTH THIRD BANCORP 6,605 141,017 0.29%
41 DISNEY WALT CO 1,624 139,242 0.28%
42 NMI HLDGS INC CL A 13,253 139,157 0.28%
43 WAL-MART STORES INC 1,812 136,027 0.28%
44 MCDONALDS CORP 1,308 131,768 0.27%
45 HOME DEPOT INC 1,576 127,593 0.26%
46 PROOFPOINT INC 3,336 124,967 0.25%
47 FOSTER WHEELER LIMITED 3,623 123,436 0.25%
48 VISA INC 568 119,683 0.24%
49 CONOCOPHILLIPS 1,372 117,622 0.24%
50 UNITED TECHNOLOGIES CORP 942 108,754 0.22%
Page 1 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1901 WESTERN ALLIANCE BANCORP 512 12 0.02%
1902 WESTERN ASSET 90 1 0.00%
1903 WESTERN ASSET CLAYMORE INF 221 3 0.01%
1904 WESTERN ASSET MTG CAP CORP 542 8 0.02%
1905 WESTERN ASSET MTG DEFINED OP 537 13 0.03%
1906 WESTERN DIGITAL CORP 236 22 0.04%
1907 WESTERN REFNG INC 636 24 0.05%
1908 WESTERN REFNG LOGISTICS LP 40 1 0.00%
1909 WESTERN UN CO 614 11 0.02%
1910 WESTMORELAND COAL CO 810 50 0.10%
1911 WESTMORELAND COAL CO COM 150 5 0.01%
1912 WESTWOOD HLDGS GROUP INC COM 57 3 0.01%
1913 WEX INC COM 415 44 0.09%
1914 WEYCO GROUP INC 502 14 0.03%
1915 WEYERHAEUSER CO 654 22 0.04%
1916 WGL HLDGS INC COM 806 35 0.07%
1917 WHIRLPOOL CORP 86 12 0.02%
1918 WHITE MOUNTAINS INSURANCE GRP LTD 17 10 0.02%
1919 WHITEHORSE FIN INC 273 4 0.01%
1920 WHOLE FOODS MKT INC 822 32 0.06%
1921 WILLIAMS COS INC DEL 766 45 0.09%
1922 WINMARK CORP 398 28 0.05%
1923 WINTRUST FINL CORP 600 14 0.03%
1924 WISDOMTREE ASIA LOCAL DEBT FUND 101 5 0.01%
1925 WISDOMTREE GLOBAL EX-US UTILITIES FUND 1,637 33 0.06%
1926 WISDOMTREE JAPAN 34 1 0.00%
1927 WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND 200 11 0.02%
1928 WISDOMTREE TR 100 3 0.01%
1929 WISDOMTREE TR 200 12 0.02%
1930 WISDOMTREE TR 1,551 47 0.09%
1931 WISDOMTREE TR 17 1 0.00%
1932 WISDOMTREE TR 41 2 0.00%
1933 WISDOMTREE TR 200 6 0.01%
1934 WISDOMTREE TR 100 3 0.01%
1935 WISDOMTREE TR 763 37 0.07%
1936 WISDOMTREE TR 2,431 50 0.10%
1937 WISDOMTREE TR 71 2 0.00%
1938 WISDOMTREE TR 663 14 0.03%
1939 WIX COM LTD 66 1 0.00%
1940 WOORI FIN HLDGS CO LTD 74 3 0.01%
1941 WORLD PT TERMS LP 400 7 0.01%
1942 WRIGHT MEDICAL GROUP NV 674 21 0.04%
1943 WSFS FINL CORPORATION 200 15 0.03%
1944 WVS FINL CORP 300 3 0.01%
1945 WYNDHAM WORLDWIDE CORP 144 11 0.02%
1946 WYNN RESORTS LTD 90 19 0.04%
1947 Walgreens 978 72 0.14%
1948 Walter Energy, Inc. 1,545 8 0.02%
1949 Washington Prime Group 237 4 0.01%
1950 Welltower Inc 42 2 0.00%
Page 39 of 40