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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 21,900 2,206,425 4.17%
2 EXXON MOBIL CORP 7,238 680,734 1.29%
3 ISHARES 14,824 644,103 1.22%
4 MICROSOFT CORP 13,885 643,709 1.22%
5 JOHNSON & JOHNSON 4,755 506,835 0.96%
6 GENERAL ELECTRIC CO 18,003 461,237 0.87%
7 BERKSHIRE HATHAWAY INC DEL 3,072 424,366 0.80%
8 WELLS FARGO & CO NEW 8,007 415,323 0.78%
9 PROCTER AND GAMBLE CO 4,682 392,071 0.74%
10 JPMORGAN CHASE & CO 6,342 382,042 0.72%
11 National Australia Bank ADR 8,310 378,022 0.71%
12 VERIZON COMMUNICATIONS INC 6,950 347,431 0.66%
13 Former Charter Communication (Del 5/18/2016) 2,187 331,046 0.63%
14 BLACKBERRY LTD 33,060 328,616 0.62%
15 PFIZER INC 10,689 316,074 0.60%
16 AT&T INC 8,742 308,068 0.58%
17 BANK AMER CORP 17,727 302,245 0.57%
18 INTERNATIONAL BUSINESS MACHS 1,563 296,704 0.56%
19 INTEL CORP 8,346 290,608 0.55%
20 MERCK & CO INC 4,863 288,279 0.54%
21 CHEVRON CORP NEW 2,400 286,368 0.54%
22 COCA COLA CO 6,654 283,860 0.54%
23 ISHARES NASDAQ BIOTECHNOLOGY ETF 480 282,437 0.53%
24 JAZZ PHARMACEUTICALS PLC 1,754 281,622 0.53%
25 GOOGLE INC 480 277,133 0.52%
26 QUALCOMM INC 3,671 274,481 0.52%
27 GILEAD SCIENCES INC 2,547 271,128 0.51%
28 CITIGROUPINC 5,112 264,904 0.50%
29 PHILIP MORRIS INTL INC 3,134 261,376 0.49%
30 FACEBOOK INC 3,288 259,884 0.49%
31 SIGMA ALDRICH 1,883 256,107 0.48%
32 VISA INC 1,131 241,321 0.46%
33 PEPSICO INC 2,548 237,193 0.45%
34 CISCO SYS INC 9,295 233,955 0.44%
35 GOPRO INC 2,377 222,725 0.42%
36 WAL-MART STORES INC 2,911 222,604 0.42%
37 SCHLUMBERGER LTD 2,184 222,091 0.42%
38 AMGEN INC 1,581 222,067 0.42%
39 ISHARES 7,152 219,566 0.41%
40 HOME DEPOT INC 2,268 208,066 0.39%
41 AMAZON COM INC 639 206,039 0.39%
42 NETAPP INC 4,753 204,189 0.39%
43 SPDR SERIES TRUST 3,347 196,569 0.37%
44 UNION PAC CORP 1,812 196,457 0.37%
45 DISNEY WALT CO 2,161 192,394 0.36%
46 CONOCOPHILLIPS 2,423 185,408 0.35%
47 CDK GLOBAL INC 6,000 183,540 0.35%
48 ORACLE CORP 4,781 183,017 0.35%
49 CTRIP COM INTL LTD 3,009 170,791 0.32%
50 ABBVIE INC 2,954 170,623 0.32%
Page 1 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
101 Walgreens 1,653 98 0.19%
102 FORD MTR CO DEL 6,537 97 0.18%
103 WISDOMTREE TR 2,103 97 0.18%
104 ACCENTURE PLC IRELAND 1,186 96 0.18%
105 KROGER CO 1,825 95 0.18%
106 HALLIBURTON CO 1,434 93 0.18%
107 COSTCO WHSL CORP NEW 738 92 0.17%
108 CA INC 3,247 91 0.17%
109 EOG RES INC 924 91 0.17%
110 POLYCOM INC 7,311 90 0.17%
111 BLACKROCK INC 273 90 0.17%
112 LYONDELLBASELL INDUSTRIES N 817 89 0.17%
113 MORGAN STANLEY 2,583 89 0.17%
114 Allergan plc 501 89 0.17%
115 NOBLE ENERGY INC 1,306 89 0.17%
116 DUKE ENERGY CORP NEW 1,191 89 0.17%
117 E M C CORP MASS COM 3,020 88 0.17%
118 BIGLARI HLDGS INC COM 258 88 0.17%
119 MONDELEZ INTL INC 2,541 87 0.16%
120 SIMON PPTY GROUP INC NEW 525 86 0.16%
121 SEAGATE TECHNOLOGY PLC 1,502 86 0.16%
122 ANADARKO PETE CORP 852 86 0.16%
123 MCKESSON CORP 441 86 0.16%
124 ECOLAB INC 736 85 0.16%
125 THERMO FISHER SCIENTIFIC INC 672 82 0.15%
126 TJX COS INC NEW 1,335 79 0.15%
127 DANAHER CORP DEL 1,029 78 0.15%
128 ISHARES TR 799 78 0.15%
129 PNC FINL SVCS GROUP INC 912 78 0.15%
130 PRUDENTIAL FINL INC 887 78 0.15%
131 CAPITAL ONE FINL CORP 945 77 0.15%
132 STANLEY BLACK &DECKER INC 864 77 0.15%
133 PHILLIPS 66 942 77 0.15%
134 INNOVIVA INC COM 4,434 76 0.14%
135 COLGATE PALMOLIVE CO 1,166 76 0.14%
136 TIME WARNER INC NEW 521 75 0.14%
137 BANK NEW YORK MELLON CORP 1,908 74 0.14%
138 EMERSON ELEC CO 1,176 74 0.14%
139 MORGAN STANLEY 3,778 74 0.14%
140 NORTHROP GRUMMAN CORP 551 73 0.14%
141 DirectTV Com 846 73 0.14%
142 DOW CHEM CO 1,383 73 0.14%
143 SOUTHWEST AIRLS CO 2,150 73 0.14%
144 FEDEX CORP 447 72 0.14%
145 ATRION CORP 233 71 0.13%
146 DEXCOM INC 1,748 70 0.13%
147 NEXTERA ENERGY INC 735 69 0.13%
148 NORFOLK SOUTHERN CORP 611 68 0.13%
149 GENERAL DYNAMICS CORP 534 68 0.13%
150 ROPER TECHNOLOGIES INC 468 68 0.13%
Page 3 of 48