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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
101 Walgreens 1,653 97,973 0.19%
102 WISDOMTREE TR 2,103 97,201 0.18%
103 FORD MTR CO DEL 6,537 96,682 0.18%
104 ACCENTURE PLC IRELAND 1,186 96,446 0.18%
105 KROGER CO 1,825 94,900 0.18%
106 HALLIBURTON CO 1,434 92,507 0.17%
107 COSTCO WHSL CORP NEW 738 92,486 0.17%
108 EOG RES INC 924 91,494 0.17%
109 CA INC 3,247 90,721 0.17%
110 POLYCOM INC 7,311 89,816 0.17%
111 BLACKROCK INC 273 89,631 0.17%
112 MORGAN STANLEY 2,583 89,294 0.17%
113 NOBLE ENERGY INC 1,306 89,278 0.17%
114 Allergan plc 501 89,273 0.17%
115 DUKE ENERGY CORP NEW 1,191 89,051 0.17%
116 LYONDELLBASELL INDUSTRIES N 817 88,775 0.17%
117 E M C CORP MASS COM 3,020 88,365 0.17%
118 BIGLARI HLDGS INC COM 258 87,658 0.17%
119 MONDELEZ INTL INC 2,541 87,067 0.16%
120 ANADARKO PETE CORP 852 86,427 0.16%
121 SIMON PPTY GROUP INC NEW 525 86,321 0.16%
122 SEAGATE TECHNOLOGY PLC 1,502 86,020 0.16%
123 MCKESSON CORP 441 85,849 0.16%
124 ECOLAB INC 736 84,515 0.16%
125 THERMO FISHER SCIENTIFIC INC 672 81,782 0.15%
126 TJX COS INC NEW 1,335 78,992 0.15%
127 DANAHER CORP DEL 1,029 78,183 0.15%
128 ISHARES TR 799 78,062 0.15%
129 PNC FINL SVCS GROUP INC 912 78,049 0.15%
130 PRUDENTIAL FINL INC 887 78,003 0.15%
131 CAPITAL ONE FINL CORP 945 77,131 0.15%
132 STANLEY BLACK &DECKER INC 864 76,715 0.14%
133 PHILLIPS 66 942 76,594 0.14%
134 COLGATE PALMOLIVE CO 1,166 76,047 0.14%
135 INNOVIVA INC COM 4,434 75,777 0.14%
136 TIME WARNER INC NEW 521 74,758 0.14%
137 BANK NEW YORK MELLON CORP 1,908 73,897 0.14%
138 MORGAN STANLEY 3,778 73,802 0.14%
139 EMERSON ELEC CO 1,176 73,594 0.14%
140 DirectTV Com 846 73,196 0.14%
141 SOUTHWEST AIRLS CO 2,150 72,606 0.14%
142 NORTHROP GRUMMAN CORP 551 72,600 0.14%
143 DOW CHEM CO 1,383 72,525 0.14%
144 FEDEX CORP 447 72,168 0.14%
145 ATRION CORP 233 71,067 0.13%
146 DEXCOM INC 1,748 69,903 0.13%
147 NEXTERA ENERGY INC 735 69,002 0.13%
148 ROPER TECHNOLOGIES INC 468 68,464 0.13%
149 NORFOLK SOUTHERN CORP 611 68,188 0.13%
150 GENERAL DYNAMICS CORP 534 67,866 0.13%
Page 3 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
151 KIMBERLY CLARK CORP 630 68 0.13%
152 DOMINION ENERGY INC 981 68 0.13%
153 INTERCONTINENTAL EXCHANGE IN 345 67 0.13%
154 UNITED PARCEL SERVICE INC 685 67 0.13%
155 ISHARES 1,374 67 0.13%
156 TARGET CORP 1,068 67 0.13%
157 WISDOMTREE TR 2,368 67 0.13%
158 ONEOK INC NEW 1,003 66 0.12%
159 COVIDIEN PLC 762 66 0.12%
160 SOUTHERN CO 1,509 66 0.12%
161 GENERAL MTRS CO 2,071 66 0.12%
162 Anthem, Inc. 545 65 0.12%
163 BAXTER INTL INC 912 65 0.12%
164 CONSOL ENERGY INC 1,687 64 0.12%
165 YAHOO INC 1,560 64 0.12%
166 TRAVELERS COMPANIES INC 679 64 0.12%
167 PRAXAIR INC 492 63 0.12%
168 WILLIAMS COS INC DEL 1,134 63 0.12%
169 MICRON TECHNOLOGY INC 1,806 62 0.12%
170 FINANCIAL ENGINES INC 1,822 62 0.12%
171 STATE STR CORP 849 62 0.12%
172 APACHE CORP 645 61 0.12%
173 MCCORMICK & CO INC 918 61 0.12%
174 SLM CORP 7,081 61 0.12%
175 CIGNA CORPORATION 671 61 0.12%
176 TERADATA CORP DEL 1,461 61 0.12%
177 ACE LTD 567 59 0.11%
178 GENUINE PARTS CO 658 58 0.11%
179 ALEXANDERS INC 156 58 0.11%
180 PRECISION CASTPARTS 243 58 0.11%
181 SCHWAB CHARLES CORP 1,932 57 0.11%
182 SEALED AIR CORP NEW 1,593 56 0.11%
183 LUMEN TECHNOLOGIES INC 1,360 56 0.11%
184 PROSHARES TRUST RAFI LONG/SHORT 1,335 56 0.11%
185 UBS AG JERSEY BRH 2,933 56 0.11%
186 AETNA INC NEW 697 56 0.11%
187 NATIONAL OILWELL VARCO INC 726 55 0.10%
188 SONUS NETWORKS INC 16,017 55 0.10%
189 ADOBE INC 798 55 0.10%
190 REVENUESHARES ETF TR SMALL CAP 1,068 55 0.10%
191 PPG INDS INC 281 55 0.10%
192 FIRST TR EXCHANGE TRADED FD 983 55 0.10%
193 ALEXION PHARMACEUTIC 329 55 0.10%
194 NATIONAL WESTN LIFE INS CO 219 54 0.10%
195 BALL CORP 854 54 0.10%
196 CBS CORP NEW 1,002 54 0.10%
197 CSX CORP 1,686 54 0.10%
198 WEBSITE PROS INC COM 2,683 54 0.10%
199 ISHARES TR 3YRTB ETF 600 54 0.10%
200 ADVISORSHARES TR 1,074 54 0.10%
Page 4 of 48