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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
151 DOMINION ENERGY INC 981 67,777 0.13%
152 KIMBERLY CLARK CORP 630 67,769 0.13%
153 UNITED PARCEL SERVICE INC 685 67,329 0.13%
154 INTERCONTINENTAL EXCHANGE IN 345 67,292 0.13%
155 WISDOMTREE TR 2,368 67,062 0.13%
156 TARGET CORP 1,068 66,942 0.13%
157 ISHARES 1,374 66,708 0.13%
158 GENERAL MTRS CO 2,071 66,148 0.12%
159 COVIDIEN PLC 762 65,921 0.12%
160 SOUTHERN CO 1,509 65,868 0.12%
161 ONEOK INC NEW 1,003 65,747 0.12%
162 BAXTER INTL INC 912 65,454 0.12%
163 Anthem, Inc. 545 65,193 0.12%
164 CONSOL ENERGY INC 1,687 63,870 0.12%
165 TRAVELERS COMPANIES INC 679 63,785 0.12%
166 YAHOO INC 1,560 63,570 0.12%
167 PRAXAIR INC 492 63,468 0.12%
168 WILLIAMS COS INC DEL 1,134 62,767 0.12%
169 STATE STR CORP 849 62,495 0.12%
170 FINANCIAL ENGINES INC 1,822 62,340 0.12%
171 MICRON TECHNOLOGY INC 1,806 61,874 0.12%
172 MCCORMICK & CO INC 918 61,414 0.12%
173 TERADATA CORP DEL 1,461 61,245 0.12%
174 CIGNA CORPORATION 671 60,853 0.11%
175 SLM CORP 7,081 60,613 0.11%
176 APACHE CORP 645 60,546 0.11%
177 ACE LTD 567 59,461 0.11%
178 ALEXANDERS INC 156 58,330 0.11%
179 GENUINE PARTS CO 658 57,713 0.11%
180 PRECISION CASTPARTS 243 57,562 0.11%
181 SCHWAB CHARLES CORP 1,932 56,781 0.11%
182 AETNA INC NEW 697 56,457 0.11%
183 PROSHARES TRUST RAFI LONG/SHORT 1,335 56,137 0.11%
184 LUMEN TECHNOLOGIES INC 1,360 55,610 0.11%
185 SEALED AIR CORP NEW 1,593 55,564 0.10%
186 UBS AG JERSEY BRH 2,933 55,522 0.10%
187 REVENUESHARES ETF TR SMALL CAP 1,068 55,394 0.10%
188 PPG INDS INC 281 55,284 0.10%
189 NATIONAL OILWELL VARCO INC 726 55,249 0.10%
190 ADOBE INC 798 55,214 0.10%
191 FIRST TR EXCHANGE TRADED FD 983 54,842 0.10%
192 SONUS NETWORKS INC 16,017 54,778 0.10%
193 ALEXION PHARMACEUTIC 329 54,555 0.10%
194 NATIONAL WESTN LIFE INS CO 219 54,095 0.10%
195 CSX CORP 1,686 54,053 0.10%
196 BALL CORP 854 54,033 0.10%
197 ADVISORSHARES TR 1,074 53,840 0.10%
198 MYOS CORP 3,778 53,610 0.10%
199 CBS CORP NEW 1,002 53,607 0.10%
200 ISHARES TR 3YRTB ETF 600 53,586 0.10%
Page 4 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
101 Walgreens 1,653 98 0.19%
102 FORD MTR CO DEL 6,537 97 0.18%
103 WISDOMTREE TR 2,103 97 0.18%
104 ACCENTURE PLC IRELAND 1,186 96 0.18%
105 KROGER CO 1,825 95 0.18%
106 HALLIBURTON CO 1,434 93 0.18%
107 COSTCO WHSL CORP NEW 738 92 0.17%
108 CA INC 3,247 91 0.17%
109 EOG RES INC 924 91 0.17%
110 POLYCOM INC 7,311 90 0.17%
111 BLACKROCK INC 273 90 0.17%
112 LYONDELLBASELL INDUSTRIES N 817 89 0.17%
113 MORGAN STANLEY 2,583 89 0.17%
114 Allergan plc 501 89 0.17%
115 NOBLE ENERGY INC 1,306 89 0.17%
116 DUKE ENERGY CORP NEW 1,191 89 0.17%
117 E M C CORP MASS COM 3,020 88 0.17%
118 BIGLARI HLDGS INC COM 258 88 0.17%
119 MONDELEZ INTL INC 2,541 87 0.16%
120 SIMON PPTY GROUP INC NEW 525 86 0.16%
121 SEAGATE TECHNOLOGY PLC 1,502 86 0.16%
122 ANADARKO PETE CORP 852 86 0.16%
123 MCKESSON CORP 441 86 0.16%
124 ECOLAB INC 736 85 0.16%
125 THERMO FISHER SCIENTIFIC INC 672 82 0.15%
126 TJX COS INC NEW 1,335 79 0.15%
127 DANAHER CORP DEL 1,029 78 0.15%
128 ISHARES TR 799 78 0.15%
129 PNC FINL SVCS GROUP INC 912 78 0.15%
130 PRUDENTIAL FINL INC 887 78 0.15%
131 CAPITAL ONE FINL CORP 945 77 0.15%
132 STANLEY BLACK &DECKER INC 864 77 0.15%
133 PHILLIPS 66 942 77 0.15%
134 INNOVIVA INC COM 4,434 76 0.14%
135 COLGATE PALMOLIVE CO 1,166 76 0.14%
136 TIME WARNER INC NEW 521 75 0.14%
137 BANK NEW YORK MELLON CORP 1,908 74 0.14%
138 EMERSON ELEC CO 1,176 74 0.14%
139 MORGAN STANLEY 3,778 74 0.14%
140 NORTHROP GRUMMAN CORP 551 73 0.14%
141 DirectTV Com 846 73 0.14%
142 DOW CHEM CO 1,383 73 0.14%
143 SOUTHWEST AIRLS CO 2,150 73 0.14%
144 FEDEX CORP 447 72 0.14%
145 ATRION CORP 233 71 0.13%
146 DEXCOM INC 1,748 70 0.13%
147 NEXTERA ENERGY INC 735 69 0.13%
148 NORFOLK SOUTHERN CORP 611 68 0.13%
149 GENERAL DYNAMICS CORP 534 68 0.13%
150 ROPER TECHNOLOGIES INC 468 68 0.13%
Page 3 of 48