Dark
Light
System
Institutional Investment Manager
Allianz Asset Management GmbH
Allianz Asset Management GmbH (CIK: 0001535323), located at Seidlstrasse 24-24a, Munich, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001535323-16-000002) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BK SCOTLAND GROUP PLC 474,635,000 465,736 0.45% PRN
2 ROYAL BK OF SCOTLAND PLC 397,323,000 365,537 0.36% PRN
3 INTEL CORP JR SB CONV DB 39 124,460,000 228,191 0.22% PRN
4 ROYAL BK OF SCOTLAND PLC 236,482,000 222,884 0.22% PRN
5 Priceline Group Inc/The 148,795,000 190,687 0.19% PRN
6 MICRON TECHNOLOGY INC SR SB CV NT 3 43 192,716,000 172,568 0.17% PRN
7 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 128,030,000 164,512 0.16% PRN
8 ING GROEP N V 167,270,000 162,566 0.16% PRN
9 LLOYDS BANKING GROUP PLC 153,832,000 159,247 0.16% PRN
10 LAM RESEARCH CORP SR NT CV 1.25 18 72,495,000 115,619 0.11% PRN
11 SALESFORCE COM INC SR CV NT 0.25 18 95,710,000 114,377 0.11% PRN
12 NOVELLUS SYS INC SR NT CV2.625 41 40,150,000 112,157 0.11% PRN
13 TESLA INC SR CV NT 0.25 19 122,530,000 111,029 0.11% PRN
14 LIBERTY MEDIA CORP DELAWARE 103,110,000 108,008 0.11% PRN
15 XILINX INC SR NT CV2.625 17 54,915,000 103,329 0.10% PRN
16 HERBALIFE LTD 101,450,000 100,346 0.10% PRN
17 VERISIGN INC JR SB CONV DB 37 42,580,000 97,609 0.10% PRN
18 BIOMARIN PHARMACEUTICAL INC 0.75 10/15/2018 75,595,000 90,241 0.09% PRN
19 CHENIERE ENERGY INC 139,275,000 89,832 0.09% PRN
20 SERVICENOW INC 68,990,000 84,202 0.08% PRN
21 CITRIX SYS INC 72,030,000 81,326 0.08% PRN
22 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 74,250,000 80,933 0.08% PRN
23 VIPSHOP HLDGS LTD 72,815,000 78,744 0.08% PRN
24 MOLINA HEALTHCARE INC 50,755,000 76,323 0.07% PRN
25 SOLARCITY CORP 97,700,000 74,095 0.07% PRN
26 ILLUMINA INC SR CONV NT0.5 21 67,815,000 74,088 0.07% PRN
27 DYCOM INDS INC 64,675,000 71,114 0.07% PRN
28 TESLA INC 80,395,000 68,845 0.07% PRN
29 YAHOO INC SR CV ZERO NT 18 66,840,000 68,553 0.07% PRN
30 INCYTE CORP SR CV NT0.375 18 35,455,000 67,492 0.07% PRN
31 Red Hat Inc 51,975,000 65,872 0.06% PRN
32 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 68,450,000 63,810 0.06% PRN
33 CEMEX SAB DE CV NOTE 3.750 3/1 56,515,000 63,547 0.06% PRN
34 BARCLAYS PLC 60,099,000 60,249 0.06% PRN
35 JAZZ INVESTMENTS I LTD 58,570,000 59,874 0.06% PRN
36 HOLOGIC INC SR STEP CV NT 42 44,195,000 59,511 0.06% PRN
37 RTI INTL METALS INC SR CV NT1.625 19 54,910,000 58,548 0.06% PRN
38 ICONIX BRAND GROUP INC 67,330,000 58,130 0.06% PRN
39 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 52,390,000 56,738 0.06% PRN
40 WRIGHT MED GROUP INC SR CONV NT 2 20 52,195,000 55,882 0.05% PRN
41 AKAMAI TECHNOLOGIES INC 56,695,000 55,502 0.05% PRN
42 ON SEMICONDUCTOR CORP 45,125,000 53,794 0.05% PRN
43 ROVI CORP 53,465,000 53,499 0.05% PRN
44 COBALT INTL ENERGY INC 103,995,000 53,167 0.05% PRN
45 NVIDIA CORP SR CONV NT 1 18 15,350,000 52,468 0.05% PRN
46 TEVA PHARMACEUTICAL FIN LLC SR EXC DB0.25 26 43,455,000 51,963 0.05% PRN
47 JDS UNIPHASE CORP 51,825,000 51,760 0.05% PRN
48 WORKDAY INC 41,765,000 51,220 0.05% PRN
49 HOLOGIC INC 41,225,000 50,758 0.05% PRN
50 CARDTRONICS INC NOTE 1.00012/0 47,115,000 49,706 0.05% PRN
Page 1 of 97
New Holding filing (0000950123-24-005931) filed in 2024.05.23
#
Name
Shares
Value ($)
%
Options
Notes
1 MEDTRONIC PLC 2,243,300 193,821,120 32.45% Put
2 CHUBB LIMITED 533,300 67,009,145 11.22% Put
3 ACCENTURE PLC IRELAND 547,900 66,936,943 11.21% Put
4 LYONDELLBASELL INDUSTRIES N 467,200 37,684,352 6.31% Put
5 EATON CORP PLC 572,100 37,592,691 6.29% Put
6 JOHNSON CTLS INTL PLC 493,200 22,948,596 3.84% Put
7 NIELSEN HLDGS PLC 364,200 19,510,194 3.27% Put
8 MEDTRONIC INC 224,100 19,362,240 3.24% Call
9 MYLAN N V 472,500 18,011,700 3.02% Put
10 ACCENTURE PLC IRELAND 140,200 17,128,234 2.87% Call
11 TRANSOCEAN LTD 1,398,100 14,903,746 2.50% Put
12 CHUBB LIMITED 111,100 13,959,715 2.34% Call
13 MYLAN N V 214,442 8,174,529 1.37%
14 TE CONNECTIVITY LTD 108,200 6,965,916 1.17% Put
15 PERRIGO CO PLC 69,300 6,398,469 1.07% Put
16 LYONDELLBASELL INDUSTRIES N 71,700 5,783,322 0.97% Call
17 MEDTRONIC PLC 64,330 5,558,112 0.93%
18 NIELSEN HLDGS PLC 91,900 4,923,083 0.82% Call
19 EATON CORP PLC 73,900 4,855,969 0.81% Call
20 PERRIGO CO PLC 47,472 4,383,090 0.73%
21 LYONDELLBASELL INDUSTRIES N 50,680 4,087,849 0.68%
22 MYLAN N V 82,700 3,152,524 0.53% Call
23 JOHNSON CTLS INTL PLC 67,200 3,126,816 0.52% Call
24 SEAGATE TECHNOLOGY PLC 56,498 2,177,998 0.36%
25 BLUE CAP REINS HLDGS LTD COM 100,000 1,832,000 0.31%
26 JOHNSON CTLS INTL PLC 29,837 1,388,316 0.23%
27 INTELSAT S A COM 500,000 1,355,000 0.23%
28 TE CONNECTIVITY LTD 19,000 1,223,220 0.20% Call
29 HERBALIFE LTD 12,227 757,952 0.13%
30 PERRIGO CO PLC 6,800 627,844 0.11% Call
31 DOMTAR CORP 15,052 558,881 0.09%
32 BUNGE LIMITED 4,925 291,708 0.05%
33 GARMIN LTD 5,660 272,303 0.05%
34 VALIDUS HOLDINGS LTD 5,039 251,043 0.04%
35 EATON CORP PLC 3,457 227,159 0.04%
Restatement filing (0000950123-19-003408) filed in 2019.04.17
#
Name
Shares
Value ($)
%
Options
Notes
351 TESLA INC 80,395,000 68,845 0.07% PRN
352 QUEST DIAGNOSTICS INC 819,015 68,840 0.07%
353 FOOT LOCKER INC 1,022,857 68,815 0.07%
354 TYSON FOODS INC 921,164 68,790 0.07%
355 VISA INC 831,800 68,790 0.07%
356 ALPHABET INC 85,500 68,747 0.07% Call
357 KRAFT HEINZ CO 766,300 68,592 0.07% Put
358 YAHOO INC SR CV ZERO NT 18 66,840,000 68,553 0.07% PRN
359 MASTERCARD INCORPORATED 670,471 68,234 0.07%
360 ENTERGY CORP NEW 884,146 68,136 0.07%
361 ADOBE SYS INC 627,000 68,055 0.07% Put
362 VANGUARD INDEX FDS 780,173 67,672 0.07%
363 MONSANTO CO NEW 661,300 67,585 0.07% Put
364 INCYTE CORP SR CV NT0.375 18 35,455,000 67,492 0.07% PRN
365 DEERE & CO 789,211 67,359 0.07%
366 PAYCOM SOFTWARE INC 1,342,690 67,309 0.07%
367 PNC FINL SVCS GROUP INC 745,300 67,144 0.07% Put
368 TIME WARNER INC 842,500 67,071 0.07% Put
369 APPLIED MATLS INC 2,235,003 66,716 0.07%
370 AMPHENOL CORP NEW 1,026,333 66,630 0.07%
371 Fiat Chrysler Automobiles N V Man Cov Sec 16 1,041,810 66,586 0.07%
372 COLGATE PALMOLIVE CO 890,800 66,044 0.06% Put
373 Red Hat Inc 51,975,000 65,872 0.06% PRN
374 TIME WARNER INC 832,766 65,830 0.06%
375 ALASKA AIR GROUP INC 1,000,191 65,633 0.06%
376 MCKESSON CORP 393,543 65,099 0.06%
377 AMERICAN EXPRESS CO 1,014,300 64,956 0.06% Put
378 UNITED TECHNOLOGIES CORP 638,750 64,808 0.06%
379 PROCTER AND GAMBLE CO 727,271 64,537 0.06%
380 LOCKHEED MARTIN CORP 268,549 64,377 0.06%
381 TWITTER INC 2,788,886 64,284 0.06%
382 OCCIDENTAL PETE CORP DEL 880,100 64,177 0.06% Put
383 PIMCO ETF TR 1,484,100 63,887 0.06%
384 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 68,450,000 63,810 0.06% PRN
385 QUALCOMM INC 940,836 63,799 0.06%
386 PUBLIC SVC ENTERPRISE GRP IN 1,515,850 63,695 0.06%
387 Exelon Corp 1,362,505 63,683 0.06%
388 CEMEX SAB DE CV NOTE 3.750 3/1 56,515,000 63,547 0.06% PRN
389 TEVA PHARMACEUTICAL INDS LTD 1,380,994 63,540 0.06%
390 NORTHROP GRUMMAN CORP 296,600 63,458 0.06% Put
391 FEDEX CORP 362,600 63,339 0.06% Put
392 GENERAL DYNAMICS CORP 408,100 63,321 0.06% Put
393 LILLY ELI & CO 788,600 63,293 0.06% Put
394 FORTIVE CORP 1,235,067 62,849 0.06%
395 AMERICAN INTL GROUP INC 1,058,600 62,817 0.06% Put
396 BROADRIDGE FINL SOLUTIONS IN 919,666 62,126 0.06%
397 AMERICAN ELEC PWR INC 964,532 62,099 0.06%
398 PROOFPOINT INC 821,248 61,470 0.06%
399 ARCHER DANIELS MIDLAND CO 1,464,818 61,257 0.06%
400 BECTON DICKINSON & CO 343,807 61,152 0.06%
Page 8 of 95