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Institutional Investment Manager
Allianz Asset Management GmbH
Allianz Asset Management GmbH (CIK: 0001535323), located at Seidlstrasse 24-24a, Munich, 2m. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001535323-16-000002) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 7,009,800 1,516,220 1.48%
2 ISHARES TR 36,393,737 1,362,945 1.33% Put
3 SPDR S&P 500 ETF TR 3,680,146 796,016 0.78%
4 APPLE INC 6,950,620 785,340 0.77%
5 AMAZON COM INC 924,294 773,853 0.76%
6 Put - Apple, Inc. - 145 - Exp. 8/18/17 6,536,400 738,940 0.72% Put
7 ISHARES TR RUSSELL 2000 ETF US 09/15/17 P140 5,800,033 665,798 0.65% Put
8 FACEBOOK INC 4,950,570 635,000 0.62%
9 MICROSOFT CORP 10,689,723 615,672 0.60%
10 APPLE INC 5,411,856 609,073 0.59%
11 ALPHABET INC 696,829 560,273 0.55%
12 MICROSOFT CORP 8,943,390 514,275 0.50%
13 AMAZON COM INC 588,600 492,841 0.48% Put
14 ALPHABET INC 580,200 466,516 0.46% Put
15 ROYAL BK SCOTLAND GROUP PLC 474,635,000 465,736 0.45% PRN
16 VISA INC 5,281,922 436,778 0.43%
17 MICROSOFT CORP 7,456,500 429,494 0.42% Put
18 EXXON MOBIL CORP 4,842,600 422,662 0.41% Put
19 JOHNSON & JOHNSON 3,569,600 421,677 0.41% Put
20 JOHNSON & JOHNSON 3,520,464 414,191 0.40%
21 ALPHABET INC 531,100 412,819 0.40% Put
22 Put FB @ $125.0 Exp Jan 19, 2018 3,021,600 387,581 0.38% Put
23 UNITEDHEALTH GROUP INC 2,709,725 377,268 0.37%
24 ROYAL BK OF SCOTLAND PLC 397,323,000 365,537 0.36% PRN
25 ROYAL DUTCH SHELL PLC 7,256,003 363,308 0.35%
26 GENERAL ELECTRIC CO 11,976,900 354,756 0.35% Put
27 BERKSHIRE HATHAWAY INC DEL 2,369,700 342,351 0.33% Put
28 FACEBOOK INC 2,591,185 332,155 0.32%
29 INTEL CORP 8,756,982 330,009 0.32%
30 UNITEDHEALTH GROUP INC 2,354,189 329,446 0.32%
31 AT&T INC 7,760,870 315,169 0.31%
32 JPMORGAN CHASE & CO 4,662,539 310,478 0.30%
33 PROCTER AND GAMBLE CO 3,411,300 306,164 0.30% Put
34 AT&T INC 7,440,914 302,720 0.30%
35 COMCAST CORP NEW 4,538,440 301,065 0.29%
36 ABBVIE INC 4,582,962 288,893 0.28%
37 INTEL CORP 7,652,497 287,072 0.28%
38 WELLS FARGO CO NEW 6,431,626 284,792 0.28%
39 TRAVELERS COMPANIES INC 2,452,347 280,916 0.27%
40 JPMORGAN CHASE & CO 4,146,125 273,725 0.27%
41 VERIZON COMMUNICATIONS INC 5,185,700 269,553 0.26% Put
42 CISCO SYS INC 8,403,216 265,968 0.26%
43 CHEVRON CORP NEW 2,562,300 263,712 0.26% Put
44 AT&T INC 6,146,500 249,609 0.24% Put
45 AMGEN INC 1,497,148 249,439 0.24%
46 PFIZER INC 7,370,422 247,173 0.24%
47 WAL-MART STORES INC 3,420,622 246,695 0.24%
48 CISCO SYS INC 7,763,918 244,808 0.24%
49 ALIBABA GROUP HLDG LTD 2,257,299 238,800 0.23%
50 EXXON MOBIL CORP 2,712,472 235,546 0.23%
Page 1 of 97
New Holding filing (0000950123-24-005931) filed in 2024.05.23
#
Name
Shares
Value ($)
%
Options
Notes
1 MEDTRONIC PLC 2,243,300 193,821,120 32.45% Put
2 CHUBB LIMITED 533,300 67,009,145 11.22% Put
3 ACCENTURE PLC IRELAND 547,900 66,936,943 11.21% Put
4 LYONDELLBASELL INDUSTRIES N 467,200 37,684,352 6.31% Put
5 EATON CORP PLC 572,100 37,592,691 6.29% Put
6 JOHNSON CTLS INTL PLC 493,200 22,948,596 3.84% Put
7 NIELSEN HLDGS PLC 364,200 19,510,194 3.27% Put
8 MEDTRONIC PLC 224,100 19,362,240 3.24% Call
9 MYLAN N V SHS EURO 472,500 18,011,700 3.02% Put
10 ACCENTURE PLC IRELAND 140,200 17,128,234 2.87% Call
11 TRANSOCEAN LTD 1,398,100 14,903,746 2.50% Put
12 CHUBB LIMITED 111,100 13,959,715 2.34% Call
13 MYLAN N V 214,442 8,174,529 1.37%
14 TE CONNECTIVITY LTD 108,200 6,965,916 1.17% Put
15 PERRIGO CO PLC 69,300 6,398,469 1.07% Put
16 LYONDELLBASELL INDUSTRIES N 71,700 5,783,322 0.97% Call
17 MEDTRONIC PLC 64,330 5,558,112 0.93%
18 NIELSEN HLDGS PLC 91,900 4,923,083 0.82% Call
19 EATON CORP PLC 73,900 4,855,969 0.81% Call
20 PERRIGO CO PLC 47,472 4,383,090 0.73%
21 LYONDELLBASELL INDUSTRIES N 50,680 4,087,849 0.68%
22 MYLAN N V 82,700 3,152,524 0.53% Call
23 JOHNSON CTLS INTL PLC 67,200 3,126,816 0.52% Call
24 SEAGATE TECHNOLOGY PLC 56,498 2,177,998 0.36%
25 BLUE CAP REINS HLDGS LTD COM 100,000 1,832,000 0.31%
26 JOHNSON CTLS INTL PLC 29,837 1,388,316 0.23%
27 INTELSAT S A COM 500,000 1,355,000 0.23%
28 TE CONNECTIVITY LTD 19,000 1,223,220 0.20% Call
29 HERBALIFE LTD 12,227 757,952 0.13%
30 PERRIGO CO PLC 6,800 627,844 0.11% Call
31 DOMTAR CORP 15,052 558,881 0.09%
32 BUNGE LIMITED 4,925 291,708 0.05%
33 GARMIN LTD 5,660 272,303 0.05%
34 VALIDUS HOLDINGS LTD 5,039 251,043 0.04%
35 EATON CORP PLC 3,457 227,159 0.04%
Restatement filing (0000950123-19-003408) filed in 2019.04.17
#
Name
Shares
Value ($)
%
Options
Notes
4251 Trico Bancshs Chico 752 20 0.00%
4252 Trico Bancshs Chico 8,460 225 0.00%
4253 U S CONCRETE INC COM 2,150 99 0.00%
4254 U S CONCRETE INC COM 93,476 4,306 0.00%
4255 U S SILICA HLDGS INC 26,000 1,178 0.00%
4256 U S SILICA HLDGS INC 572,455 26,654 0.03%
4257 UBS GROUP AG 5,317 73 0.00%
4258 UBS GROUP AG 14,782,844 199,976 0.20%
4259 UBS GROUP AG 27,400 369 0.00%
4260 UBS GROUP AG 137,526 1,866 0.00%
4261 UGI CORP NEW 13,177 596 0.00%
4262 ULTA BEAUTY INC 60,989 14,462 0.01%
4263 ULTA BEAUTY INC 3,198 761 0.00%
4264 ULTIMATE SOFTWARE GROUP INC COM 83,977 17,164 0.02%
4265 ULTIMATE SOFTWARE GROUP INC COM 1,957 401 0.00%
4266 ULTRAGENYX PHARMACEUTICAL INC COM 19,588 1,390 0.00%
4267 UMPQUA HOLDINGS CORP 287,790 4,278 0.00%
4268 UMPQUA HOLDINGS CORP 2,767,527 41,651 0.04%
4269 UNDER ARMOUR INC 5,035 195 0.00%
4270 UNDER ARMOUR INC 7,593 294 0.00%
4271 UNIFIRST CORP MASS COM 4,502 590 0.00%
4272 UNION PAC CORP 765,915 74,009 0.07%
4273 UNION PAC CORP 8,700 835 0.00%
4274 UNION PAC CORP 943,600 92,029 0.09% Put
4275 UNION PAC CORP 219,900 21,447 0.02% Call
4276 UNION PAC CORP 1,491,908 145,480 0.14%
4277 UNITED BANKSHARES INC COM 7,239 268 0.00%
4278 UNITED CMNTY BKS BLAIRSVLE GA COM 2,353,900 49,479 0.05%
4279 UNITED CONTL HLDGS INC 195,676 10,054 0.01%
4280 UNITED CONTL HLDGS INC 6,364 334 0.00%
4281 UNITED CONTL HLDGS INC 31,000 1,627 0.00% Call
4282 UNITED CONTL HLDGS INC 156,400 8,206 0.01% Put
4283 UNITED CONTL HLDGS INC 1,973 104 0.00%
4284 UNITED FIRE GROUP INC COM 2,782 118 0.00%
4285 UNITED FIRE GROUP INC COM 11,345 480 0.00%
4286 UNITED MICROELECTRONICS CORP 1,080,689 1,999 0.00%
4287 UNITED NATURAL FOODSINC 34,935 1,399 0.00%
4288 UNITED PARCEL SERVICE INC 1,195,100 130,696 0.13% Put
4289 UNITED PARCEL SERVICE INC 287,839 31,382 0.03%
4290 UNITED PARCEL SERVICE INC 285,320 31,160 0.03%
4291 UNITED RENTALS INC 92 7 0.00%
4292 UNITED RENTALS INC 22,596 1,731 0.00%
4293 UNITED STATES STL CORP NEW 1,825,569 34,430 0.03%
4294 UNITED STATES STL CORP NEW 8,551 162 0.00%
4295 UNITED STATES STL CORP NEW 586,120 11,054 0.01%
4296 UNITED STATIONERS INC 1,239,577 25,436 0.02%
4297 UNITED TECHNOLOGIES CORP 1,264,755 128,296 0.13%
4298 UNITED TECHNOLOGIES CORP 638,750 64,808 0.06%
4299 UNITED TECHNOLOGIES CORP 1,011,200 102,738 0.10% Put
4300 UNITED TECHNOLOGIES CORP 703 71 0.00%
Page 86 of 95