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Institutional Investment Manager
CWM, LLC
CWM, LLC (CIK: 0001535847) incorporated in Nebraska, located at 14600 Branch St., Omaha, NE. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 866 holdings with a total value of $1,371,083,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 RMR GROUP INC 5 0 0.00%
2 DOLBY LABORATORIES INC 4 0 0.00%
3 CATALYST PHARMACEUTICALS INC 500 0 0.00%
4 PLUG POWER INC 70 0 0.00%
5 COMMUNITY HEALTH SYS INC NEW 56 0 0.00%
6 SYNGENTA AG 3 0 0.00%
7 SYMANTEC CORP 14 0 0.00%
8 EMCOR GROUP INC 2 0 0.00%
9 Anworth Mtg Asset Corp 100 0 0.00%
10 GENIE ENERGY LTD CL B 45 0 0.00%
11 American Intl Group Inc Wt Exp 011921 7 0 0.00%
12 TERADYNE INC 17 0 0.00%
13 FLUOR CORP NEW 8 0 0.00%
14 IMMUNOGEN INC 9 0 0.00%
15 DRYSHIPS INC 12 0 0.00%
16 Liberty Ventures 1 0 0.00%
17 VISTEON CORP COM NEW 5 0 0.00%
18 BOSTON PROPERTIES INC 3 0 0.00%
19 SPROTT PHYSICAL GOLD TRUST 40 0 0.00%
20 LIBERTY MEDIA CORP SERIES C 15 0 0.00%
21 SCHWAB CHARLES CORP 8 0 0.00%
22 WPX ENERGY INC 49 0 0.00%
23 WINDSTREAM HLDGS INC 20 0 0.00%
24 AMERICAN HOMES 4 RENT CL A 11 0 0.00%
25 ONEMAIN HLDGS INC 7 0 0.00%
26 LIBERTY GLOBAL PLC 1 0 0.00%
27 ASCENT CAP GROUP INC 2 0 0.00%
28 RIO TINTO PLC 4 0 0.00%
29 iPath S&P 500 VIX Short-Term F 1 0 0.00%
30 CALIFORNIA RES CORP 19 0 0.00%
31 GREENHILL & CO INC COM 7 0 0.00%
32 RED HAT INC 5 0 0.00%
33 TWENTY FIRST CENTY FOX INC 15 0 0.00%
34 XILINX INC 6 0 0.00%
35 XOMA CORP DEL 6 0 0.00%
36 APPLIED DNA 84 0 0.00%
37 LIBERTY BROADBAND CORP COM SER A 7 0 0.00%
38 Alaska Air Group Inc 1 0 0.00%
39 FUELCELL ENERGY INC 20 0 0.00%
40 NEWS CORP CL A 1 0 0.00%
41 GABELLI GLB SML & MD CP VAL TR 33 0 0.00%
42 CONSOL ENERGY INC 26 0 0.00%
43 VERTEX PHARMACEUTICALS INC 2 0 0.00%
44 FIRST REP BK SAN FRANCISCO C 6 0 0.00%
45 LIBERTY MEDIA HOLDING CP INTER A 8 0 0.00%
46 ZEDGE INCORPORATED CLASS B 15 0 0.00%
47 ZOETIS INC 8 0 0.00%
48 GALENA BIOPHARMA INC 500 0 0.00%
49 BLACKROCK MUNIYIELD CALI QLT 4 0 0.00%
50 ANHEUSER BUSCH INBEV SA/NV 3 0 0.00%
Page 1 of 18

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-16-009822, filed 2016.07.21).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.