Dark
Light
System
Institutional Investment Manager
NuWave Investment Management, LLC
NuWave Investment Management, LLC (CIK: 0001536141) incorporated in Delaware, located at 35 Waterview Boulevard, Parsippany, NJ. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 298 holdings with a total value of $34,898,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 VARIAN MED SYS INC 642 51,000 0.15%
152 ROCKWELL AUTOMATION INC 471 52,000 0.15%
153 VORNADO REALTY 535 53,000 0.15%
154 YUM BRANDS INC 731 53,000 0.15%
155 DR PEPPER SNAPPLE GROUP INC 838 54,000 0.15%
156 M & T BK CORP 457 56,000 0.16%
157 MATTEL INC 1,886 58,000 0.17%
158 TEVA PHARMACEUTICAL INDS LTD 1,087 59,000 0.17%
159 ALLEGHENY TECHNOLOGIES INC 1,573 59,000 0.17%
160 NORTHERN TRUST 888 61,000 0.17%
161 XILINX INC 1,503 63,000 0.18%
162 DISCOVERY COMMUNICATNS NEW 1,741 65,000 0.19%
163 EQUITY RESIDENTIAL 1,062 65,000 0.19%
164 BECTON DICKINSON & CO 594 67,000 0.19%
165 NEWFIELD EXPL CO 1,829 68,000 0.19%
166 MACYS INC 1,187 69,000 0.20%
167 STATE STR CORP 942 70,000 0.20%
168 JACOBS ENGR GROUP INC 1,435 70,000 0.20%
169 CITIGROUPINC 1,354 71,000 0.20%
170 SEAGATE TECHNOLOGY PLC 1,247 71,000 0.20%
171 ELECTRONIC ARTS INC 2,068 74,000 0.21%
172 ABERCROMBIE & FITCH CO 2,144 78,000 0.22%
173 AETNA INC NEW 959 78,000 0.22%
174 PEPSICO INC 902 84,000 0.24%
175 FIRST SOLAR INC 1,295 85,000 0.24%
176 Welltower Inc. 1,362 85,000 0.24%
177 XEROX CORP 6,676 88,000 0.25%
178 SCHWAB CHARLES CORP 3,014 89,000 0.26%
179 HESS CORP 960 91,000 0.26%
180 CLOROX CO DEL 993 95,000 0.27%
181 MORGAN STANLEY 2,964 102,000 0.29%
182 ALLSTATE CORP 1,659 102,000 0.29%
183 V F CORP 1,580 104,000 0.30%
184 APOLLO ED GROUP INC 4,112 104,000 0.30%
185 LUMEN TECHNOLOGIES INC 2,657 108,000 0.31%
186 BANK NEW YORK MELLON CORP 2,790 108,000 0.31%
187 National Australia Bank ADR 2,415 109,000 0.31%
188 NRG ENERGY INC 3,609 110,000 0.32%
189 Walgreens 1,860 111,000 0.32%
190 SPDR S&P 500 ETF TR 574 113,000 0.32%
191 KIMBERLY CLARK CORP 1,051 113,000 0.32%
192 ORACLE CORP 3,096 118,000 0.34%
193 GANNETT CO. 4,003 118,000 0.34%
194 DENBURY RESOURCES INC 8,053 121,000 0.35%
195 EDWARDS LIFESCIENCES CORP 1,188 122,000 0.35%
196 FMC 2,156 124,000 0.36%
197 INTEL CORP 3,647 127,000 0.36%
198 DEVON ENERGY CORP NEW 1,870 128,000 0.37%
199 JOY GLOBAL INCORPORATED 2,346 128,000 0.37%
200 ROWAN COMPANIES PLC 5,113 129,000 0.37%
Page 4 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001536141-14-000008, filed 2014.10.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.