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Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0000890163-14-000017) filed in 2014.05.13
#
Name
Shares
Value ($)
%
Options
Notes
1 iShares Mortgage Real Estate C 2,127 26 0.01%
2 ZAZA ENERGY CORP 5,000 4 0.00%
3 YAHOO INC 3,356 120 0.05%
4 XYLEM INC 75 3 0.00%
5 XINYUAN REAL ESTATE CO LTD SPONS ADR 5,000 25 0.01%
6 Walgreens 3,453 228 0.09%
7 WISDOMTREE TR 375 18 0.01%
8 WISDOMTREE TR 475 23 0.01%
9 WISDOMTREE TR 308 14 0.01%
10 WILLIS TOWERS WATSON PLC 1,170 52 0.02%
11 WILLIAMS COS INC DEL 119,600 4,853 1.84%
12 WEYERHAEUSER CO 1,158 34 0.01%
13 WELLS FARGO & CO NEW 4,984 248 0.09%
14 WEC ENERGY CORP. 4,500 209 0.08%
15 WASTE CONNECTIONS INC 3,187 81 0.03%
16 WAL-MART STORES INC 3,976 304 0.12%
17 Vaneck Vectors Gold 54,805 1,294 0.49%
18 VODAFONE GROUP PLC NEW 8,288 305 0.12%
19 VITESSE SEMICONDUCTOR CORP 1,177,000 4,943 1.87%
20 VERIZON COMMUNICATIONS INC 11,656 555 0.21%
21 VANGUARD NAT RES LLC COM UNIT 163 5 0.00%
22 VANGUARD INTL EQUITY INDEX F 410 24 0.01%
23 VALEANT PHARMACEUTICALS INTL 26 3 0.00%
24 US BANCORP DEL 676 29 0.01%
25 UNITEDHEALTH GROUP INC 52 4 0.00%
26 UNITED TECHNOLOGIES CORP 1,203 141 0.05%
27 UNITED PARCEL SERVICE INC 1,676 163 0.06%
28 UNITED BANKSHARES INC WEST VA COM 1 0 0.00%
29 UNION PAC CORP 832 156 0.06%
30 UNILEVER PLC 1,645 70 0.03%
31 Targa Resources Partners LP 3,700 208 0.08%
32 TRIANGLE PETE CORP 8,200 68 0.03%
33 TRAVELERS COMPANIES INC 17 1 0.00%
34 TRANSOCEAN LTD 345 14 0.01%
35 TRANSACT TECHNOLOGIES INC COM 764,531 8,784 3.32%
36 TOWER GROUP INTERN 35,000 95 0.04%
37 TIME WARNER INC NEW 5,600 768 0.29%
38 TICC CAPITAL CORP 4,200 41 0.02%
39 THE JONES GROUP INC CMN 58,911 882 0.33%
40 TEXAS INSTRS INC 3,012 142 0.05%
41 TEVA PHARMACEUTICAL INDS LTD 138,649 7,326 2.77%
42 TESLA INC 50 10 0.00%
43 TENNECO INC 20 1 0.00%
44 TARGET CORP 2,502 151 0.06%
45 TAIWAN SEMICONDUCTOR MFG LTD 0 0 0.00%
46 Spectra Energy Corp Com 97 4 0.00%
47 Smith Micro Software 165,331 329 0.12%
48 Senomyx Inc 1,016,086 10,842 4.10%
49 Safeway Inc - Safeway PDC LLC CVR 12,000 443 0.17%
50 SYSCO CORP 1,800 65 0.02%
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