Dark
Light
System
Institutional Investment Manager
Cowen Prime Services LLC
Cowen Prime Services LLC (CIK: 0001543830) incorporated in Delaware, located at 599 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0000890163-14-000028) filed in 2014.08.08
#
Name
Shares
Value ($)
%
Options
Notes
151 YAHOO INC 3,356 118 0.05%
152 LILLY ELI & CO 2,018 125 0.05%
153 LOWES COS INC 2,654 127 0.05%
154 UNITED TECHNOLOGIES CORP 1,200 138 0.05%
155 TEXAS INSTRS INC 3,012 144 0.06%
156 TARGET CORP 2,495 145 0.06%
157 CELANESE CORP DEL 2,278 146 0.06%
158 GENERAL MLS INC 2,800 147 0.06%
159 DURECT CORP 82,928 151 0.06%
160 CATERPILLAR INC 1,400 152 0.06%
161 Intl Game Technology 10,000 159 0.06%
162 UNION PAC CORP 1,630 163 0.06%
163 CISCO SYS INC 6,733 167 0.07%
164 UNITED PARCEL SERVICE INC 1,626 167 0.07%
165 NOVO-NORDISK A S 3,650 169 0.07%
166 DirectTV Com 2,000 170 0.07%
167 Smith Micro Software 165,331 172 0.07%
168 DOMINION ENERGY INC 2,500 179 0.07%
169 MONDELEZ INTL INC 4,797 180 0.07%
170 NEWMONT CORP 7,100 181 0.07%
171 FORD MTR CO DEL 10,863 187 0.07%
172 SELECT SECTOR SPDR TR 4,262 189 0.07%
173 CVS HEALTH CORP 2,511 189 0.07%
174 Idenix Pharmaceuticals Inc 8,000 193 0.08%
175 MARKEL CORP 300 197 0.08%
176 ANALOG DEVICES INC 3,711 201 0.08%
177 COBALT INTL ENERGY INC 11,000 202 0.08%
178 EBAY INC 4,139 207 0.08%
179 INTEL CORP 6,722 208 0.08%
180 WEC ENERGY CORP. 4,500 211 0.08%
181 NORFOLK SOUTHERN CORP 2,065 213 0.08%
182 MACOM TECH SOLUTIONS HLDGS I 9,918 223 0.09%
183 NATIONAL RESH CORP CL A 16,200 227 0.09%
184 CHYRONHEGO CORP 111,050 228 0.09%
185 Targa Resources Partners LP 3,200 230 0.09%
186 Walgreens 3,133 232 0.09%
187 Northstar Realty Eur 13,400 233 0.09%
188 APPLE INC 2,558 238 0.09%
189 WELLS FARGO & CO NEW 4,558 240 0.09%
190 Ellington Financial LLC 10,000 240 0.09%
191 BERKSHIRE HATHAWAY INC DEL 1,911 242 0.09%
192 KKR & CO LP COMMON UNITS 10,001 243 0.10%
193 PEPSICO INC 2,751 246 0.10%
194 DISNEY WALT CO 2,890 248 0.10%
195 GILEAD SCIENCES INC 3,000 249 0.10%
196 ALPHA NATURAL RESOURCES 70,001 260 0.10%
197 FALCONSTOR SOFTWARE INC 160,661 273 0.11%
198 VODAFONE GROUP PLC NEW 8,398 280 0.11%
199 WAL-MART STORES INC 3,749 281 0.11%
200 GIANT INTERACTIVE ADR F SPONSORED ADR 1 ADR REPS 1 ORD 25,000 296 0.12%
Page 4 of 6